Q4 2018 Holdings
Filed 2019-02-14 | 58 holdings | $540.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $62.5K | 250,000 | 11.6% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $27.4K | $24,557,000 | 5.1% |
| Ascent Cap Group Inc | NOTE 4.000% 7/1 | 043632AA6 | $27.1K | $33,080,000 | 5.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $24.2K | $26,000,000 | 4.5% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $22.0K | $20,000,000 | 4.1% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $19.9K | $24,800,000 | 3.7% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $18.5K | $13,000,000 | 3.4% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $18.3K | $25,000,000 | 3.4% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $18.1K | $20,000,000 | 3.3% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $18.0K | $17,011,000 | 3.3% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $17.8K | $17,802,000 | 3.3% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $17.3K | $21,066,000 | 3.2% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $16.5K | $24,400,000 | 3.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $16.3K | $14,095,000 | 3.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $15.5K | $21,300,000 | 2.9% |
| Fluidigm Corp del | NOTE 2.750% 2/0 | 34385PAD0 | $15.1K | $13,224,000 | 2.8% |
| Contura Energy Inc | COM | 21241B100 | $14.7K | 223,905 | 2.7% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $13.5K | $13,478,000 | 2.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $11.4K | $15,000,000 | 2.1% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $10.5K | $10,713,000 | 1.9% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $10.1K | $12,435,000 | 1.9% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $9.7K | $9,905,000 | 1.8% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $9.6K | $7,000,000 | 1.8% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $9.5K | $11,000,000 | 1.8% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $8.7K | $12,090,000 | 1.6% |
| Magnachip Semiconductor | Note 6.6250% 15-Jul-2021 | 55933JAB0 | $7.5K | $8,283,000 | 1.4% |
| Diamondback Energy Inc(FANG)Call | COM | 25278X109 | $7.4K | 80,000 | 1.4% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $6.7K | 50,000 | 1.2% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $6.6K | 1,327,281 | 1.2% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $6.6K | $6,000,000 | 1.2% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $6.1K | 24,421 | 1.1% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $5.2K | $5,000,000 | 1.0% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $4.5K | 729,159 | 0.8% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $4.3K | 1,272,488 | 0.8% |
| Kindred Biosciences Inc | COM | 494577109 | $3.1K | 283,191 | 0.6% |
| Mattel Inc(MAT)Put | COM | 577081102 | $3.0K | 300,000 | 0.6% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $3.0K | $3,500,000 | 0.5% |
| NII Hldgs Inc | COM PAR | 62913F508 | $2.9K | 662,333 | 0.5% |
| Viavi Solutions Inc(VIAV) | COM | 925550105 | $2.4K | 243,600 | 0.5% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $2.4K | 923,894 | 0.4% |
| Select Sector Spdr TR(XLF)Call | SBI INT-FINL | 81369Y605 | $2.4K | 100,000 | 0.4% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $2.1K | 200,000 | 0.4% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $2.0K | $2,500,000 | 0.4% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $1.9K | $1,737,000 | 0.3% |
| Servicesource Intl Inc | COM | 81763U100 | $1.8K | 1,695,708 | 0.3% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.8K | 175,000 | 0.3% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $1.4K | 1,400,000 | 0.3% |
| Magnachip Semiconductor Corp(MX)Call | COM | 55933J203 | $1.0K | 166,300 | 0.2% |
| Novavax Inc | COM | 670002104 | $736 | 400,000 | 0.1% |
| Sandridge Energy Inc(SD) | COM NEW | 80007P869 | $569 | 75,000 | 0.1% |