Q1 2019 Holdings
Filed 2019-05-15 | 44 holdings | $584.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $67.8K | 240,000 | 11.6% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $38.3K | $28,057,000 | 6.5% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $30.6K | 200,000 | 5.2% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $27.3K | $28,500,000 | 4.7% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $23.7K | $21,802,000 | 4.1% |
| Union Pacific Corp(UNP)Put | COM | 907818108 | $23.4K | 140,000 | 4.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $22.8K | $25,700,000 | 3.9% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $21.6K | $27,110,000 | 3.7% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $20.9K | $26,900,000 | 3.6% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $19.6K | $17,211,000 | 3.4% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $19.5K | $21,300,000 | 3.3% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $19.1K | $17,000,000 | 3.3% |
| Avid Technology Inc | NOTE 2.000% 6/1 | 05367PAB6 | $19.1K | $20,000,000 | 3.3% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $18.4K | $21,066,000 | 3.2% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $16.9K | $16,462,000 | 2.9% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $16.8K | $12,810,000 | 2.9% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $15.5K | $12,500,000 | 2.7% |
| Amyris Inc | NOTE 6.500% 5/1 | 03236MAC5 | $13.5K | $13,478,000 | 2.3% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $13.2K | $14,229,000 | 2.3% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $13.1K | $13,000,000 | 2.2% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $13.0K | $14,500,000 | 2.2% |
| Contura Energy Inc | COM | 21241B100 | $13.0K | 223,905 | 2.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $11.6K | $13,000,000 | 2.0% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $8.3K | $10,000,000 | 1.4% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $8.1K | $12,090,000 | 1.4% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $8.0K | $9,500,000 | 1.4% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $7.7K | $9,718,000 | 1.3% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $7.0K | $7,000,000 | 1.2% |
| Mattel Inc(MAT)Put | COM | 577081102 | $6.5K | 500,000 | 1.1% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $6.4K | $6,000,000 | 1.1% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $5.8K | $5,137,000 | 1.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $4.7K | 809,056 | 0.8% |
| Kindred Biosciences Inc | COM | 494577109 | $4.6K | 500,000 | 0.8% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $3.8K | 1,795,451 | 0.6% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $3.7K | 500,000 | 0.6% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $2.8K | 1,125,291 | 0.5% |
| NII Hldgs Inc | COM PAR | 62913F508 | $2.2K | 1,100,000 | 0.4% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $2.1K | 200,000 | 0.4% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.8K | 175,000 | 0.3% |
| Servicesource Intl Inc | COM | 81763U100 | $1.6K | 1,695,708 | 0.3% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $372 | 1,400,000 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $355 | 788,011 | 0.1% |