Q2 2019 Holdings
Filed 2019-08-14 | 1 holdings | $18.8K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-10-30) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $45.9K | $31,817,000 | 7.3% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $33.3K | $28,000,000 | 5.3% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $29.7K | $25,000,000 | 4.7% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $29.4K | $28,655,000 | 4.7% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $29.3K | 100,000 | 4.6% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $29.3K | 100,000 | 4.6% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $28.4K | $27,250,000 | 4.5% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $27.1K | $29,250,000 | 4.3% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $22.6K | $18,750,000 | 3.6% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $22.2K | $32,307,000 | 3.5% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $21.9K | $20,510,000 | 3.5% |
| Plug Power IncA | NOTE 5.500% 3/1 | 72919PAB9 | $18.8K | $17,000,000 | 100.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $18.4K | $21,066,000 | 2.9% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U133 | $18.0K | 175,000 | 2.9% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $17.8K | $14,585,000 | 2.8% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $17.1K | $14,500,000 | 2.7% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $15.6K | 100,000 | 2.5% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $14.2K | $14,499,000 | 2.3% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $14.2K | $17,500,000 | 2.2% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $14.1K | $12,000,000 | 2.2% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $13.8K | $17,500,000 | 2.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $13.2K | $13,000,000 | 2.1% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $13.2K | $11,250,000 | 2.1% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $12.5K | $13,831,000 | 2.0% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $11.8K | $11,500,000 | 1.9% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $11.7K | 3,276,130 | 1.8% |
| Contura Energy Inc | COM | 21241B100 | $11.6K | 224,105 | 1.8% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $10.9K | $7,934,000 | 1.7% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $10.5K | $9,962,000 | 1.7% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $8.8K | $9,500,000 | 1.4% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $7.8K | $8,000,000 | 1.2% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $7.6K | $9,611,000 | 1.2% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $7.2K | $13,590,000 | 1.1% |
| Senseonics Hldgs Inc | NOTE 5.250% 2/0 | 81727UAA3 | $6.1K | $6,000,000 | 1.0% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $5.4K | $9,768,000 | 0.8% |
| Kindred Biosciences Inc | COM | 494577109 | $4.2K | 509,497 | 0.7% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $4.1K | 397,287 | 0.7% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $3.6K | 565,622 | 0.6% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $2.7K | 275,000 | 0.4% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $2.4K | 1,175,291 | 0.4% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $2.1K | 200,000 | 0.3% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.9K | 175,000 | 0.3% |
| Amyris Inc(AMRSEUR)Call | COM NEW | 03236M200 | $1.8K | 502,000 | 0.3% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $1.7K | 279,100 | 0.3% |
| Servicesource Intl Inc | COM | 81763U100 | $1.6K | 1,695,708 | 0.3% |
| NII Hldgs Inc | COM PAR | 62913F508 | $1.5K | 889,369 | 0.2% |
| Invacare Corp | COM | 461203101 | $846 | 163,100 | 0.1% |
| Ascent Cap Group Inc(ASCMA) | COM SER A | 043632108 | $723 | 669,834 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $410 | 788,011 | 0.1% |
| Infinera Corporation(INFNEUR) | COM | 45667G103 | $291 | 100,000 | 0.0% |