Q3 2019 Holdings
Filed 2019-11-14 | 50 holdings | $653.4K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-12-05) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gordon Pointe Acquisition Co | *W EXP 07/30/202 | 382788115 | $70.0K | 175,000 | 10.7% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $60.7K | 200,000 | 9.3% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $32.0K | $36,573,000 | 4.9% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $30.7K | $28,760,000 | 4.7% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $30.6K | $27,325,000 | 4.7% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $26.3K | $23,000,000 | 4.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $25.6K | $29,250,000 | 3.9% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $22.6K | $17,000,000 | 3.5% |
| NRG Energy Inc | DBCV 2.750% 6/0 | 629377CG5 | $22.5K | $20,010,000 | 3.4% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $21.6K | $19,559,000 | 3.3% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $21.2K | $23,500,000 | 3.3% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $20.9K | $17,000,000 | 3.2% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $20.9K | $17,000,000 | 3.2% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $19.0K | $14,500,000 | 2.9% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $18.1K | $18,999,000 | 2.8% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $15.4K | $16,914,000 | 2.4% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $15.3K | $11,750,000 | 2.3% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $14.9K | $14,000,000 | 2.3% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $11.9K | $13,500,000 | 1.8% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $11.3K | $8,225,000 | 1.7% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $11.0K | 2,310,258 | 1.7% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $10.2K | $11,000,000 | 1.6% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $9.8K | $15,000,000 | 1.5% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $9.8K | $8,341,000 | 1.5% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $9.5K | $7,675,000 | 1.5% |
| Medicines Co | COM | 584688105 | $9.1K | 182,500 | 1.4% |
| Contura Energy Inc | COM | 21241B100 | $8.5K | 302,289 | 1.3% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $7.8K | $9,611,000 | 1.2% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $7.1K | $13,590,000 | 1.1% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $6.3K | $6,250,000 | 1.0% |
| Dish Network Corp | NOTE 3.375% 8/1 | 25470MAB5 | $5.5K | $6,000,000 | 0.8% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $4.7K | $4,317,000 | 0.7% |
| Paccar Inc(PCAR)Put | COM | 693718108 | $4.6K | 60,000 | 0.7% |
| Verastem Inc | NOTE 5.000%11/0 | 92337CAA2 | $4.5K | $9,768,000 | 0.7% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $4.4K | 437,347 | 0.7% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $3.8K | $4,000,000 | 0.6% |
| Kindred Biosciences Inc | COM | 494577109 | $3.7K | 540,678 | 0.6% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $3.6K | 460,862 | 0.5% |
| Trinity Merger Corp(TMCX) | COM CL A | 89653L106 | $3.1K | 300,000 | 0.5% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $2.8K | $4,700,000 | 0.4% |
| B Riley Principal Merger COR | UNIT 99/99/9999 | 05586Y205 | $2.8K | 275,000 | 0.4% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $2.7K | 2,692,286 | 0.4% |
| NII Hldgs Inc | COM PAR | 62913F508 | $1.7K | 889,369 | 0.3% |
| Servicesource Intl IncA | COM | 81763U100 | $1.5K | 1,695,708 | 0.2% |
| Invacare Corp | COM | 461203101 | $1.2K | 163,100 | 0.2% |
| Rumbleon Inc | CL B | 781386206 | $804 | 278,210 | 0.1% |
| Teligent Inc NewA | COM | 87960W104 | $478 | 500,000 | 0.1% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $442 | 788,011 | 0.1% |
| Celsius Holdings Inc(CELH) | COM NEW | 15118V207 | $261 | 75,000 | 0.0% |
| Alta Mesa RES Inc(AMRQQ) | CL A | 02133L109 | $84 | 1,400,000 | 0.0% |