Q4 2019 Holdings
Filed 2020-02-13 | 48 holdings | $673.5K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $106.3K | 500,000 | 15.8% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $80.5K | 250,000 | 11.9% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $37.1K | $35,073,000 | 5.5% |
| Medicines CoCall | COM | 584688105 | $34.0K | 400,000 | 5.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $33.9K | $26,500,000 | 5.0% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $32.6K | $26,527,000 | 4.8% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $29.9K | $27,325,000 | 4.4% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $26.8K | $25,000,000 | 4.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $26.2K | $29,250,000 | 3.9% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $25.6K | $17,000,000 | 3.8% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $20.6K | $13,000,000 | 3.1% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $19.5K | $15,000,000 | 2.9% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $17.3K | $17,792,000 | 2.6% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $17.2K | $11,750,000 | 2.6% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $13.0K | $13,435,000 | 1.9% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $13.0K | $11,500,000 | 1.9% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $12.4K | $8,225,000 | 1.8% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $11.5K | $12,000,000 | 1.7% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $10.5K | $10,000,000 | 1.6% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $10.5K | $10,875,000 | 1.6% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $9.7K | $13,500,000 | 1.4% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $9.3K | $10,516,000 | 1.4% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $8.8K | 1,103,156 | 1.3% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $8.0K | $9,500,000 | 1.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $7.0K | $6,750,000 | 1.0% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $6.4K | 549,459 | 0.9% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $5.8K | $11,700,000 | 0.9% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $4.9K | $4,057,000 | 0.7% |
| Kindred Biosciences Inc | COM | 494577109 | $4.6K | 540,678 | 0.7% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $3.8K | $4,000,000 | 0.6% |
| B Riley Principal Merger COR | CL A | 05586Y106 | $3.8K | 375,000 | 0.6% |
| Intelsat S A | NOTE 4.500% 6/1 | 45790VAB6 | $3.7K | $5,590,000 | 0.5% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $3.5K | $8,157,000 | 0.5% |
| Dish Network Corp | NOTE 2.375% 3/1 | 25470MAD1 | $2.8K | $3,039,000 | 0.4% |
| Servicesource Intl Inc | COM | 81763U100 | $2.5K | 1,500,000 | 0.4% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $2.5K | 2,732,086 | 0.4% |
| Contura Energy Inc | COM | 21241B100 | $2.4K | 263,107 | 0.4% |
| Rumbleon Inc | COM CL B | 781386206 | $1.8K | 2,141,671 | 0.3% |
| Dycom Inds Inc(DY) | COM | 267475101 | $943 | 20,000 | 0.1% |
| Adesto Technologies Corp(IOTSEUR) | COM | 00687D101 | $848 | 99,800 | 0.1% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $552 | 158,698 | 0.1% |
| Invacare Corp | COM | 461203101 | $541 | 60,000 | 0.1% |
| Select Interior Concepts Inc(2677370D) | CL A | 816120307 | $449 | 50,000 | 0.1% |
| Universal Technical Inst Inc(UTI) | COM | 913915104 | $386 | 50,000 | 0.1% |
| Teligent Inc New | COM | 87960W104 | $297 | 697,753 | 0.0% |
| B Riley Principal Merger COR | *W EXP 04/08/202 | 05586Y114 | $113 | 137,500 | 0.0% |
| Gordon Pointe Acquisition Co | *W EXP 07/30/202 | 382788115 | $63 | 175,000 | 0.0% |