Q1 2020 Holdings
Filed 2020-05-13 | 51 holdings | $1.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $1.4M | 223,580 | 74.6% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $28.6K | $33,573,000 | 1.6% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $28.5K | $34,530,000 | 1.5% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $27.7K | $17,000,000 | 1.5% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $24.7K | $38,066,000 | 1.3% |
| OSI Systems Inc | NOTE 1.250% 9/0 | 671044AD7 | $21.4K | $22,575,000 | 1.2% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $20.0K | $18,000,000 | 1.1% |
| Solarcity Corp | NOTE 12/0 | 83416TAE0 | $18.0K | $10,000,000 | 1.0% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $17.9K | $9,732,000 | 1.0% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $17.0K | $21,500,000 | 0.9% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $16.5K | $20,100,000 | 0.9% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $15.8K | $18,200,000 | 0.9% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $15.1K | $14,500,000 | 0.8% |
| Chart Industries Inc | NOTE 1.0000% 15-Nov-2024 | 16115QAD2 | $14.4K | $18,462,000 | 0.8% |
| Pluralsight Inc | NOTE 0.3750% 01-Mar-2024 | 72941BAA4 | $14.1K | $18,500,000 | 0.8% |
| Medicines CoCall | COM | 584688105 | $12.9K | 50,000 | 0.7% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $12.4K | $8,725,000 | 0.7% |
| Wright Medical Group Inc (Exchange) | NOTE 1.6250% 15-Jun-2023 | 98235TAG2 | $11.6K | $11,500,000 | 0.6% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $11.6K | $14,500,000 | 0.6% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $10.8K | $11,500,000 | 0.6% |
| Adesto Technologies Corp | NOTE 4.2500% 15-Sep-2024 | 00687DAA9 | $10.8K | $9,550,000 | 0.6% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $10.2K | $11,450,000 | 0.6% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $10.1K | $13,408,000 | 0.5% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $9.7K | $8,500,000 | 0.5% |
| Dish Network Corporation | NOTE 2.375% 3/1 | 25470MAD1 | $9.5K | $11,539,000 | 0.5% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $8.6K | $10,435,000 | 0.5% |
| Istar Inc | NOTE 3.125% 9/1 | 45031UCB5 | $8.2K | $8,500,000 | 0.4% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $7.5K | $7,000,000 | 0.4% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $6.4K | 583,180 | 0.3% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $6.4K | 1,197,889 | 0.3% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $5.5K | $7,000,000 | 0.3% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $5.0K | $4,250,000 | 0.3% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $3.6K | $8,157,000 | 0.2% |
| Intelsat S A | NOTE 4.500% 6/1 | 45790VAB6 | $3.6K | $15,590,000 | 0.2% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $3.1K | 1,213,558 | 0.2% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $3.0K | $12,000,000 | 0.2% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $2.9K | $3,000,000 | 0.2% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $2.8K | $4,047,000 | 0.1% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $2.3K | $2,689,000 | 0.1% |
| Kindred Biosciences Inc | COM | 494577109 | $2.1K | 526,988 | 0.1% |
| Fortive Corp | NOTE 0.875% 2/1 | 34959JAK4 | $1.9K | $2,000,000 | 0.1% |
| Servicesource Intl Inc | COM | 81763U100 | $1.5K | 1,750,000 | 0.1% |
| Broadmark Rlty Cap Inc | COM | 11135B100 | $1.0K | 135,000 | 0.1% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $951 | 374,469 | 0.1% |
| Chesapeake Energy Corp | NOTE 5.500% 9/1 | 165167CY1 | $690 | $9,200,000 | 0.0% |
| Dycom Inds Inc(DY) | COM | 267475101 | $626 | 24,400 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $586 | 249,307 | 0.0% |
| Rumbleon Inc | COM CL B | 781386206 | $448 | 2,141,671 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $341 | 538,198 | 0.0% |
| Teligent Inc New | COM | 87960W104 | $195 | 697,753 | 0.0% |