Q2 2020 Holdings
Filed 2020-08-14 | 52 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $845.0K | 128,444 | 67.7% |
| Plug Power Inc | NOTE 3.7500% 01-Jun-2025 | 72919PAC7 | $45.8K | $27,000,000 | 3.7% |
| Solarcity Corp | NOTE 12/0 | 83416TAE0 | $32.4K | $9,000,000 | 2.6% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $15.4K | $17,720,000 | 1.2% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $15.3K | $18,000,000 | 1.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $15.0K | $15,450,000 | 1.2% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $14.5K | $17,600,000 | 1.2% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $13.8K | $14,387,000 | 1.1% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $13.4K | $15,573,000 | 1.1% |
| Infinera Corp | NOTE 2.5000% 01-Mar-2027 | 45667GAD5 | $13.2K | $13,550,000 | 1.1% |
| Avadel Fin Cay Ltd el Pharma Plc | NOTE 4.5000% 01-Feb-2023 | 05337YAA6 | $12.1K | $12,000,000 | 1.0% |
| Wright Medical Group Inc (Exchange) | NOTE 1.6250% 15-Jun-2023 | 98235TAG2 | $11.9K | $11,500,000 | 1.0% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $10.8K | $10,916,000 | 0.9% |
| Chart Industries Inc | NOTE 1.0000% 15-Nov-2024 | 16115QAD2 | $10.5K | $10,000,000 | 0.8% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $10.4K | $7,725,000 | 0.8% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $9.9K | $11,500,000 | 0.8% |
| PetIQ Inc | NOTE 4.0000% 01-Jun-2026 | 71639TAA4 | $9.4K | $7,000,000 | 0.8% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $9.2K | $6,500,000 | 0.7% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $9.1K | $8,500,000 | 0.7% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $8.4K | $6,250,000 | 0.7% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $8.2K | $11,166,000 | 0.7% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $7.5K | $7,000,000 | 0.6% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $7.4K | $8,147,000 | 0.6% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $7.2K | $6,280,000 | 0.6% |
| Harmonic Inc | NOTE 2.0000% 01-Sep-2024 | 413160AC6 | $6.6K | $7,500,000 | 0.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $6.5K | $6,000,000 | 0.5% |
| RealReal Inc | NOTE 3.0000% 15-Jun-2025 | 88339PAA9 | $6.4K | $6,500,000 | 0.5% |
| Invitae Corp | NOTE 2.0000% 01-Sep-2024 | 46185LAA1 | $6.1K | $5,000,000 | 0.5% |
| National Vision Holdings | NOTE 2.5000% 15-May-2025 | 63845RAA5 | $6.0K | $5,000,000 | 0.5% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $6.0K | $8,658,000 | 0.5% |
| Bandwidth Inc | NOTE 0.2500% 01-Mar-2026 | 05988JAA1 | $5.2K | $3,500,000 | 0.4% |
| Pluralsight Inc | NOTE 0.375% 3/0 | 72941BAB2 | $5.1K | $5,754,000 | 0.4% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $4.9K | $6,000,000 | 0.4% |
| 1Life Healthcare Inc (Pending) | NOTE 3.0000% 15-Jun-2025 | 68269GAA5 | $4.8K | $5,000,000 | 0.4% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $4.5K | $5,000,000 | 0.4% |
| Pagerduty Inc | NOTE 1.2500% 01-Jul-2025 | 69553PAA8 | $4.0K | $4,000,000 | 0.3% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $3.9K | $4,000,000 | 0.3% |
| Par Technology Corp | NOTE 2.8750% 15-Apr-2026 | 698884AB9 | $3.3K | $3,500,000 | 0.3% |
| Teligent Inc New | NOTE 4.750% 5/0 | 87960WAA2 | $2.9K | $8,157,000 | 0.2% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $2.8K | $3,000,000 | 0.2% |
| Workiva Inc | NOTE 1.1250% 15-Aug-2026 | 98139AAA3 | $2.8K | $3,000,000 | 0.2% |
| Kindred Biosciences Inc | COM | 494577109 | $2.6K | 581,168 | 0.2% |
| Servicesource Intl Inc | COM | 81763U100 | $2.2K | 1,378,702 | 0.2% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $1.6K | $12,000,000 | 0.1% |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | $1.5K | $1,500,000 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 2.000% 5/1 | 45845PAB4 | $1.1K | $1,500,000 | 0.1% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $823 | 85,085 | 0.1% |
| Contura Energy Inc | COM | 21241B100 | $309 | 101,539 | 0.0% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $280 | 69,769 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $117 | 24,715 | 0.0% |