Q3 2020 Holdings
Filed 2020-11-16 | 334 holdings | $11.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ares Capital Corp(ARCC) | COM | 04010L103 | $249 | 17,815 | 0.0% |
| SC Health Corp | COM CL A | G78516203 | $252 | 24,998 | 0.0% |
| Netfin Acquisition Corp | *W EXP 08/01/202 | G6455A115 | $256 | 195,721 | 0.0% |
| Fusion Acquisition Corp | UNIT 99/99/9999 | 36118H204 | $283 | 27,500 | 0.0% |
| 8I Enterprises Acquisition C | *W EXP 10/29/202 | G2956M112 | $297 | 221,396 | 0.0% |
| High Income Secs FD(PCF) | SHS BEN INT | 42968F108 | $328 | 39,338 | 0.0% |
| Pioneer MUN High Income TR(XMHIX) | COM SHS | 723763108 | $335 | 28,953 | 0.0% |
| Hennessy Cap Acqustion Corp | *W EXP 09/05/202 | 42589C112 | $339 | 146,940 | 0.0% |
| Tuscan Hldgs Corp | UNIT 99/99/9999 | 90069K203 | $344 | 32,225 | 0.0% |
| Trine Acquisition Corp | *W EXP 03/31/202 | 89628U116 | $353 | 134,640 | 0.0% |
| DMY Technology Group Inc | *W EXP 02/21/202 | 233253111 | $365 | 121,648 | 0.0% |
| Nuveen High Income 2020 Targ | COM | 67075L102 | $372 | 39,384 | 0.0% |
| Opes Acquisition Corp | *W EXP 03/13/202 | 68373P118 | $388 | 163,038 | 0.0% |
| GX Acquisition Corp | UNIT 05/24/2026 | 36251A206 | $398 | 35,473 | 0.0% |
| Gigcapital2 Inc | UNIT 02/28/2026 | 375036209 | $423 | 38,120 | 0.0% |
| Velodyne Lidar Inc | *W EXP 09/29/202 | 92259F119 | $442 | 90,407 | 0.0% |
| Nuveen New Jersey MUN Value | SHS | 670702109 | $445 | 32,258 | 0.0% |
| Novus Cap Corp | COM | 67012U108 | $484 | 41,172 | 0.0% |
| Healthcare Merger Corp | COM CL A | 42227L102 | $494 | 48,649 | 0.0% |
| VPC Impact Acquisition Hldng | UNIT 09/22/2025 | G9441E126 | $500 | 50,000 | 0.0% |
| Tailwind Acquisition Corp | UNIT 09/07/2027 | 87403Q201 | $503 | 50,000 | 0.0% |
| Highcape Cap Acquisition COR | UNIT 09/30/2027 | 42984L204 | $506 | 50,000 | 0.0% |
| Western Asset VAR RT Strg FD | COM | 957667108 | $511 | 31,146 | 0.0% |
| ACE Convergence Acqu Corp | UNIT 99/99/9999 | G0083D112 | $513 | 50,000 | 0.0% |
| BlackRock Muniyield Calif FD | COM | 09254M105 | $519 | 37,509 | 0.0% |
| Apex Technology Acquisition | COM CL A | 03768F102 | $530 | 49,998 | 0.0% |
| Malacca Straits Acquisition | UNIT 99/99/9999 | G5859B125 | $547 | 55,000 | 0.0% |
| Pioneer MUN High Income Adva(XPMAX) | COM | 723762100 | $570 | 52,157 | 0.0% |
| Brilliant Acquisition Corp | SHS | G1643W111 | $585 | 60,000 | 0.0% |
| Voya Emerging Mkts High Divi(IHD) | COM | 92912P108 | $589 | 89,083 | 0.0% |
| Novus Cap Corp | *W EXP 06/30/202 | 67012U116 | $603 | 216,072 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $619 | 53,007 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $639 | 72,048 | 0.0% |
| Eaton Vance Short Duration D(XEVGX) | COM | 27828V104 | $651 | 56,849 | 0.0% |
| Stable RD Acquisition Corp | COM CL A | 85236Q109 | $662 | 65,704 | 0.0% |
| Invesco Exch Traded FD TR II(PXH) | FTSE RAFI EMNG | 46138E727 | $666 | 37,953 | 0.0% |
| Voya Intl High Divid Eqty in | COM | 92912Y109 | $747 | 168,576 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $754 | 73,609 | 0.0% |
| Starboard Value Acquisitn Co | UNIT 09/10/2025 | 85521J208 | $758 | 75,000 | 0.0% |
| Thunder Brdg Acquistion II L | CL A SHS | G8857S116 | $765 | 75,000 | 0.0% |
| Redball Acquisition Corp | UNIT 99/99/9999 | G7417R121 | $793 | 75,000 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $856 | 76,208 | 0.0% |
| Mountain Crest Acquisition C | COM | 62401M106 | $863 | 85,000 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $878 | 69,090 | 0.0% |
| First TR Energy Infrastrctr | COM | 33738C103 | $952 | 106,368 | 0.0% |
| Haymaker Acquisition Corp II | COM CL A | 42087L101 | $969 | 96,902 | 0.0% |
| Roth CH Acquisition I Co(ROCH) | COM | 778675108 | $995 | 99,990 | 0.0% |
| Burgundy Technology Acqu COR | UNIT 08/26/2025 | G1702T132 | $996 | 100,000 | 0.0% |
| Experience Invt Corp | COM CL A | 30217C109 | $1.0K | 100,000 | 0.0% |
| Vistas Media Acquisition Co | UNIT 08/03/2025 | 92840T206 | $1.0K | 100,000 | 0.0% |