Q3 2020 Holdings
Filed 2020-11-13 | 2 holdings | $2.1K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-12-22) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aspen Aerogels Inc(ASPN) | COM | 04523Y105 | $1.1M | 102,444 | 70.3% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $22.0K | $18,175,000 | 1.4% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $20.0K | $25,500,000 | 1.3% |
| Dicks Sporting Goods | NOTE 3.2500% 15-Apr-2025 | 253393AC6 | $19.6K | $10,700,000 | 1.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $17.9K | $16,450,000 | 1.1% |
| Fluidigm Corporation | NOTE 5.2500% 01-Dec-2024 | 34385PAE8 | $17.6K | $6,500,000 | 1.1% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $16.8K | $18,073,000 | 1.1% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $16.1K | $19,675,000 | 1.0% |
| Bloom Energy Corp | NOTE 2.5000% 15-Aug-2025 | 093712AG2 | $15.5K | $12,250,000 | 1.0% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $14.9K | $14,377,000 | 0.9% |
| PetIQ Inc | NOTE 4.0000% 01-Jun-2026 | 71639TAA4 | $13.6K | $10,000,000 | 0.9% |
| Infinera Corp | NOTE 2.5000% 01-Mar-2027 | 45667GAD5 | $13.2K | $12,550,000 | 0.8% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $13.1K | $7,750,000 | 0.8% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $12.9K | $8,250,000 | 0.8% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $12.5K | $16,166,000 | 0.8% |
| Avadel Fin Cay Ltd el Pharma Plc | NOTE 4.5000% 01-Feb-2023 | 05337YAA6 | $12.4K | $13,500,000 | 0.8% |
| Harmonic Inc | NOTE 2.0000% 01-Sep-2024 | 413160AC6 | $12.2K | $13,000,000 | 0.8% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $11.5K | $11,000,000 | 0.7% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $11.5K | $7,500,000 | 0.7% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $11.4K | $11,416,000 | 0.7% |
| Gogo Inc | NOTE 6.000% 5/1 | 38046CAD1 | $11.1K | $6,900,000 | 0.7% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $11.0K | $9,705,000 | 0.7% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $10.2K | $11,500,000 | 0.6% |
| Bandwidth Inc | NOTE 0.2500% 01-Mar-2026 | 05988JAA1 | $10.0K | $5,000,000 | 0.6% |
| Model N Inc (Pending) | NOTE 2.6250% 01-Jun-2025 | 607525AA0 | $9.7K | $7,500,000 | 0.6% |
| 1Life Healthcare Inc (Pending) | NOTE 3.0000% 15-Jun-2025 | 68269GAA5 | $9.6K | $9,500,000 | 0.6% |
| Pluralsight Inc | NOTE 0.375% 3/0 | 72941BAB2 | $9.1K | $10,254,000 | 0.6% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $8.5K | $9,900,000 | 0.5% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $8.5K | $8,000,000 | 0.5% |
| K12 Inc | NOTE 1.1250% 01-Sep-2027 | 48273UAA0 | $8.4K | $10,000,000 | 0.5% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $8.4K | $9,000,000 | 0.5% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $8.3K | $10,000,000 | 0.5% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $8.2K | $9,778,000 | 0.5% |
| Accuray Inc | NOTE 3.7500% 15-Jul-2022 | 004397AH8 | $7.6K | $8,605,000 | 0.5% |
| US Steel Corp | NOTE 5.0000% 01-Nov-2026 | 912909AQ1 | $7.2K | $9,000,000 | 0.5% |
| Workiva Inc | NOTE 1.1250% 15-Aug-2026 | 98139AAA3 | $6.5K | $6,500,000 | 0.4% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $6.2K | $5,000,000 | 0.4% |
| Par Technology Corp | NOTE 2.8750% 15-Apr-2026 | 698884AB9 | $5.4K | $4,500,000 | 0.3% |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | $4.9K | $2,500,000 | 0.3% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $4.2K | 158,988 | 0.3% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $3.9K | $3,000,000 | 0.2% |
| Scorpio Tankers Inc | NOTE 3.000% 5/1 | 80918TAB5 | $3.8K | $4,140,000 | 0.2% |
| Viavi Solutions Inc | NOTE 1.000% 3/0 | 925550AB1 | $3.7K | $3,280,000 | 0.2% |
| Wayfair Inc | NOTE 0.6250% 01-Oct-2025 | 94419LAL5 | $3.1K | $3,000,000 | 0.2% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $3.0K | $3,000,000 | 0.2% |
| Kindred Biosciences Inc | COM | 494577109 | $2.5K | 590,545 | 0.2% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $2.5K | $3,425,000 | 0.2% |
| Servicesource Intl Inc | COM | 81763U100 | $2.1K | 1,403,382 | 0.1% |
| Amyris Inc(AMRSEUR)A | COM NEW | 03236M200 | $2.1K | 703,482 | 98.8% |
| Ensco Jersey FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | $1.6K | $12,000,000 | 0.1% |