Q4 2020 Holdings
Filed 2021-02-16 | 59 holdings | $787.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Plug Power Inc | NOTE 3.7500% 01-Jun-2025 | 72919PAC7 | $114.6K | $17,000,000 | 14.6% |
| Bandwidth Inc | NOTE 0.2500% 01-Mar-2026 | 05988JAA1 | $28.3K | $15,750,000 | 3.6% |
| Rapid7 Inc | NOTE 1.250% 8/0 | 753422AB0 | $26.3K | $12,000,000 | 3.3% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $24.2K | $13,300,000 | 3.1% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $22.6K | $18,073,000 | 2.9% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $21.9K | $24,577,000 | 2.8% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $20.7K | $18,175,000 | 2.6% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $19.5K | $10,000,000 | 2.5% |
| Workiva Inc | NOTE 1.1250% 15-Aug-2026 | 98139AAA3 | $19.5K | $14,500,000 | 2.5% |
| Infinera Corp | NOTE 2.5000% 01-Mar-2027 | 45667GAD5 | $19.4K | $12,550,000 | 2.5% |
| Dicks Sporting Goods | NOTE 3.2500% 15-Apr-2025 | 253393AC6 | $19.1K | $10,700,000 | 2.4% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $18.8K | $10,000,000 | 2.4% |
| Magnachip Semiconductor SA | NOTE 5.000% 3/0 | 55932XAB0 | $18.0K | $10,905,000 | 2.3% |
| Bloom Energy Corp | NOTE 2.5000% 15-Aug-2025 | 093712AG2 | $17.9K | $9,250,000 | 2.3% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $16.9K | $15,500,000 | 2.2% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $16.5K | $11,705,000 | 2.1% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $16.2K | $17,775,000 | 2.1% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $15.6K | $11,500,000 | 2.0% |
| PetIQ Inc | NOTE 4.0000% 01-Jun-2026 | 71639TAA4 | $15.2K | $10,000,000 | 1.9% |
| United States STL Corp New | NOTE 5.000%11/0 | 912909AT5 | $14.9K | $10,000,000 | 1.9% |
| Avadel Fin Cay Ltd el Pharma Plc | NOTE 4.5000% 01-Feb-2023 | 05337YAA6 | $14.6K | $14,500,000 | 1.9% |
| K12 Inc | NOTE 1.1250% 01-Sep-2027 | 48273UAA0 | $14.4K | $17,625,000 | 1.8% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $14.0K | $13,900,000 | 1.8% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $13.7K | $12,916,000 | 1.7% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $13.6K | $7,000,000 | 1.7% |
| Par Technology Corp | NOTE 2.8750% 15-Apr-2026 | 698884AB9 | $13.0K | $8,000,000 | 1.6% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $12.6K | $14,025,000 | 1.6% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $12.3K | $11,450,000 | 1.6% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $12.2K | $14,900,000 | 1.5% |
| Fluidigm Corp del | NOTE 5.250%12/0 | 34385PAF5 | $11.2K | $5,000,000 | 1.4% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $11.1K | $11,500,000 | 1.4% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $11.1K | $8,000,000 | 1.4% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $10.6K | $9,000,000 | 1.3% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $10.3K | $8,750,000 | 1.3% |
| Omeros Corp | NOTE 5.250% 2/1 | 682143AG7 | $10.2K | $9,500,000 | 1.3% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $9.9K | $8,000,000 | 1.3% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $9.7K | $7,000,000 | 1.2% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $9.2K | $7,500,000 | 1.2% |
| Accuray Inc | NOTE 3.7500% 15-Jul-2022 | 004397AH8 | $9.1K | $8,605,000 | 1.2% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $9.1K | $4,000,000 | 1.2% |
| Model N Inc (Pending) | NOTE 2.6250% 01-Jun-2025 | 607525AA0 | $9.1K | $7,000,000 | 1.2% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $9.0K | $10,000,000 | 1.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $8.7K | $4,000,000 | 1.1% |
| Gogo Inc | NOTE 6.000% 5/1 | 38046CAD1 | $8.5K | $5,000,000 | 1.1% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $7.4K | $8,067,000 | 0.9% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $6.9K | $5,500,000 | 0.9% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $6.6K | $5,750,000 | 0.8% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $4.5K | 147,473 | 0.6% |
| Kindred Biosciences Inc | COM | 494577109 | $2.6K | 611,364 | 0.3% |
| Servicesource Intl Inc | COM | 81763U100 | $2.4K | 1,378,382 | 0.3% |