Q1 2021 Holdings
Filed 2021-05-17 | 57 holdings | $460.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $26.4K | $17,250,000 | 5.7% |
| Dicks Sporting Goods | NOTE 3.2500% 15-Apr-2025 | 253393AC6 | $24.6K | $10,700,000 | 5.3% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $22.2K | $13,040,000 | 4.8% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $21.7K | $18,213,000 | 4.7% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $20.3K | $18,000,000 | 4.4% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $18.6K | $7,113,000 | 4.0% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $17.4K | $10,000,000 | 3.8% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $17.1K | $17,575,000 | 3.7% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $16.5K | $14,530,000 | 3.6% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $16.2K | $13,250,000 | 3.5% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $15.3K | $17,000,000 | 3.3% |
| PetIQ Inc | NOTE 4.0000% 01-Jun-2026 | 71639TAA4 | $14.2K | $10,000,000 | 3.1% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $14.0K | $7,500,000 | 3.0% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $13.0K | $12,900,000 | 2.8% |
| Avadel Fin Cay Ltd el Pharma Plc | NOTE 4.5000% 01-Feb-2023 | 05337YAA6 | $12.3K | $11,000,000 | 2.7% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $12.1K | $10,000,000 | 2.6% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $11.9K | $5,000,000 | 2.6% |
| Omeros Corp | NOTE 5.250% 2/1 | 682143AG7 | $11.7K | $9,500,000 | 2.5% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $11.3K | $11,500,000 | 2.5% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $10.6K | $7,818,000 | 2.3% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $10.0K | $10,425,000 | 2.2% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $9.9K | $9,000,000 | 2.2% |
| Rapid7 Inc | NOTE 0.2500% 15-Mar-2027 | 753422AE4 | $9.9K | $10,000,000 | 2.1% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $9.5K | 714,190 | 2.1% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $9.4K | $8,000,000 | 2.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $9.3K | $7,675,000 | 2.0% |
| Infinera Corp | NOTE 2.500% 3/0 | 45667GAE3 | $8.8K | $6,001,000 | 1.9% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $7.4K | $8,000,000 | 1.6% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $7.2K | 163,870 | 1.6% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $6.6K | $6,317,000 | 1.4% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $6.5K | $4,955,000 | 1.4% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $5.6K | 226,014 | 1.2% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $5.5K | $5,000,000 | 1.2% |
| Fluidigm Corp del | NOTE 5.250%12/0 | 34385PAF5 | $5.2K | $3,000,000 | 1.1% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $3.9K | $3,000,000 | 0.9% |
| Kindred Biosciences Inc | COM | 494577109 | $2.9K | 584,653 | 0.6% |
| Allscripts Healthcare Solutn | NOTE 0.875% 1/0 | 01988PAF5 | $2.6K | $2,000,000 | 0.6% |
| Teligent Inc New | COM NEW | 87960W203 | $2.4K | 3,852,066 | 0.5% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $2.3K | $2,250,000 | 0.5% |
| Servicesource Intl Inc | COM | 81763U100 | $1.9K | 1,279,182 | 0.4% |
| Magnachip Semiconductor Corp(MX)Call | COM | 55933J203 | $1.3K | 250,000 | 0.3% |
| Mcap Acquisition Corp | UNIT 02/18/2030 | 55282T208 | $1.2K | 125,000 | 0.3% |
| Accelerate Acquisition Corp | UNIT 99/99/9999 | 00439D201 | $993 | 100,000 | 0.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $986 | 550,000 | 0.2% |
| AF Acquisition Corp | UNIT 03/31/2028 | 001040203 | $740 | 75,000 | 0.2% |
| American Airls Group Inc(AAL)Call | COM | 02376R102 | $461 | 50,000 | 0.1% |
| GX Acquisition Corp II | UNIT 03/17/2026 | 36260F204 | $250 | 25,000 | 0.1% |
| Viacomcbs Inc(0VVB) | CL B | 92556H206 | $236 | 5,238 | 0.1% |
| Amyris Inc(AMRSEUR)Call | COM NEW | 03236M200 | $212 | 339,200 | 0.0% |
| Gores Guggenheim Inc | UNIT 03/25/2028 | 38286Q206 | $149 | 15,000 | 0.0% |