Q2 2021 Holdings
Filed 2021-08-16 | 76 holdings | $828.7K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Plug Power Inc | NOTE 3.750% 6/0 | 72919PAD5 | $107.4K | $15,800,000 | 13.0% |
| Dish Network Corp | NOTE 0.0000% 15-Dec-2025 | 25470MAE9 | $33.3K | $28,500,000 | 4.0% |
| Dicks Sporting Goods Inc | NOTE 3.250% 4/1 | 253393AD4 | $29.6K | $10,000,000 | 3.6% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $28.1K | $17,250,000 | 3.4% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $25.3K | $14,640,000 | 3.1% |
| Mongodb Inc | NOTE 0.250% 1/1 | 60937PAD8 | $25.3K | $14,000,000 | 3.1% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $24.5K | $14,500,000 | 3.0% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $23.4K | $12,500,000 | 2.8% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $22.2K | $16,030,000 | 2.7% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $21.5K | $18,000,000 | 2.6% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $20.8K | $16,963,000 | 2.5% |
| Scorpio Tankers Inc (Exchange) | NOTE 3.0000% 15-May-2025 | 80918TAD1 | $19.4K | $18,532,000 | 2.3% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $19.3K | $14,250,000 | 2.3% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $16.5K | $10,000,000 | 2.0% |
| Lyft Inc | NOTE 1.5000% 15-May-2025 | 55087PAA2 | $16.2K | $9,500,000 | 2.0% |
| PetIQ Inc | NOTE 4.0000% 01-Jun-2026 | 71639TAA4 | $15.0K | $10,000,000 | 1.8% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $14.6K | $9,200,000 | 1.8% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $14.3K | $15,750,000 | 1.7% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $14.2K | $9,818,000 | 1.7% |
| Cleveland-Cliffs Inc New | DBCV 1.500% 1/1 | 185899AA9 | $14.0K | $5,000,000 | 1.7% |
| Blackline Inc | NOTE 0.0000% 15-Mar-2026 | 09239BAC3 | $13.2K | $13,750,000 | 1.6% |
| Beyond Meat Inc | NOTE 0.0000% 15-Mar-2027 | 08862EAA7 | $12.1K | $11,750,000 | 1.5% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $11.7K | $11,500,000 | 1.4% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $11.5K | $10,929,000 | 1.4% |
| Bloom Energy Corp | NOTE 2.5000% 15-Aug-2025 | 093712AG2 | $11.3K | $6,275,000 | 1.4% |
| Avadel Fin Cay Ltd el Pharma Plc | NOTE 4.5000% 01-Feb-2023 | 05337YAA6 | $11.2K | $11,000,000 | 1.4% |
| Fastly Inc (Pending) | NOTE 0.0000% 15-Mar-2026 | 31188VAA8 | $11.1K | $11,900,000 | 1.3% |
| Retrophin Inc | NOTE 2.500% 9/1 | 761299AB2 | $10.9K | $12,900,000 | 1.3% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $10.9K | $8,500,000 | 1.3% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $10.8K | $9,000,000 | 1.3% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $10.6K | 261,989 | 1.3% |
| Accuray Inc (Exchange) | NOTE 3.7500% 01-Jun-2026 | 004397AJ4 | $10.5K | $9,596,000 | 1.3% |
| Omeros Corp | NOTE 5.250% 2/1 | 682143AG7 | $10.1K | $9,000,000 | 1.2% |
| Rapid7 Inc | NOTE 0.2500% 15-Mar-2027 | 753422AE4 | $10.0K | $9,000,000 | 1.2% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $9.9K | 922,095 | 1.2% |
| Varonis Systems Inc | NOTE 1.2500% 15-Aug-2025 | 922280AA0 | $9.8K | $5,000,000 | 1.2% |
| Airbnb Inc | NOTE 0.0000% 15-Mar-2026 | 009066AA9 | $9.5K | $10,000,000 | 1.1% |
| Magnite Inc | NOTE 0.2500% 15-Mar-2026 | 55955DAA8 | $9.3K | $10,347,000 | 1.1% |
| Zogenix Inc | NOTE 2.7500% 01-Oct-2027 | 98978LAA3 | $9.2K | $9,000,000 | 1.1% |
| Teekay Corporation | NOTE 5.000% 1/1 | 87900YAE3 | $9.2K | $9,340,000 | 1.1% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $8.5K | $6,500,000 | 1.0% |
| Golar LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | $8.4K | $8,500,000 | 1.0% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $7.7K | $7,250,000 | 0.9% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $7.5K | $8,000,000 | 0.9% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $7.2K | $3,000,000 | 0.9% |
| Fluidigm Corp del | NOTE 5.250%12/0 | 34385PAF5 | $6.7K | $3,000,000 | 0.8% |
| Ivanhoe Mines Ltd | NOTE 2.5000% 15-Apr-2026 | 46579RAA2 | $6.1K | $5,000,000 | 0.7% |
| Infinera Corp | NOTE 2.500% 3/0 | 45667GAE3 | $6.1K | $4,001,000 | 0.7% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $6.1K | $6,707,000 | 0.7% |
| Cleveland-Cliffs Inc New(CLF)Call | COM | 185899101 | $5.8K | 269,900 | 0.7% |