Q3 2021 Holdings
Filed 2021-11-15 | 81 holdings | $681.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Dish Network Corp | Note 0.0000% 15-Dec-2025 | 25470MAE9 | $38.6K | $32,300,000 | 5.7% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $28.1K | $18,572,000 | 4.1% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $23.7K | $16,500,000 | 3.5% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $23.1K | $9,500,000 | 3.4% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $22.1K | $20,000,000 | 3.2% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $22.0K | $18,000,000 | 3.2% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $21.1K | $15,899,000 | 3.1% |
| Scorpio Tankers Inc (Exchange) | Note 3.0000% 15-May-2025 | 80918TAD1 | $20.4K | $20,359,000 | 3.0% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $20.2K | $13,530,000 | 3.0% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $20.1K | $12,500,000 | 2.9% |
| Encore Cap Group Inc | NOTE 3.250%10/0 | 292554AM4 | $19.8K | $14,250,000 | 2.9% |
| Blackline Inc | Note 0.0000% 15-Mar-2026 | 09239BAC3 | $19.2K | $19,500,000 | 2.8% |
| Lyft Inc | NOTE 1.500% 5/1 | 55087PAB0 | $18.7K | $12,000,000 | 2.7% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $18.3K | $10,000,000 | 2.7% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $18.1K | $16,195,000 | 2.7% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $16.5K | $14,217,000 | 2.4% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $16.1K | $11,389,000 | 2.4% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $15.2K | $15,060,000 | 2.2% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $14.1K | $12,500,000 | 2.1% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $14.1K | $11,745,000 | 2.1% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $13.2K | 338,283 | 1.9% |
| Enphase Energy Inc Tranche A | Note 0.0000% 01-Mar-2026 | 29355AAG2 | $12.7K | $13,577,000 | 1.9% |
| Varonis SYS Inc | NOTE 1.250% 8/1 | 922280AB8 | $12.3K | $6,000,000 | 1.8% |
| Bloom Energy Corp | NOTE 2.500% 8/1 | 093712AH0 | $12.0K | $8,775,000 | 1.8% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $12.0K | $7,000,000 | 1.8% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $11.8K | $7,125,000 | 1.7% |
| Magnite Inc | Note 0.2500% 15-Mar-2026 | 55955DAA8 | $10.9K | $12,847,000 | 1.6% |
| Fastly Inc (Pending) | Note 0.0000% 15-Mar-2026 | 31188VAA8 | $10.9K | $12,900,000 | 1.6% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $10.5K | $11,500,000 | 1.5% |
| fuboTV Inc | Note 3.2500% 15-Feb-2026 | 35953DAA2 | $10.2K | $11,239,000 | 1.5% |
| Beyond Meat Inc | Note 0.0000% 15-Mar-2027 | 08862EAA7 | $10.1K | $11,750,000 | 1.5% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $10.1K | $8,000,000 | 1.5% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $9.8K | 1,007,704 | 1.4% |
| Silicon Laboratories Inc | NOTE 0.625% 6/1 | 826919AD4 | $9.7K | $7,500,000 | 1.4% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $9.6K | $6,652,000 | 1.4% |
| Petiq Inc | NOTE 4.000% 6/0 | 71639TAB2 | $8.3K | $7,000,000 | 1.2% |
| Flexion Therapeutics Inc | NOTE 3.375% 5/0 | 33938JAB2 | $8.3K | $9,210,000 | 1.2% |
| Radius Health Inc | NOTE 3.000% 9/0 | 750469AA6 | $8.2K | $9,000,000 | 1.2% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $8.2K | $9,257,000 | 1.2% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $7.5K | $7,407,000 | 1.1% |
| Patrick Inds Inc | DBCV 1.000% 2/0 | 703343AB9 | $7.4K | $6,525,000 | 1.1% |
| Invacare Corp (Pending) | Note 4.2500% 15-Mar-2026 | 461203AP6 | $7.1K | $8,500,000 | 1.0% |
| Ivanhoe Mines Ltd | Note 2.5000% 15-Apr-2026 | 46579RAA2 | $7.0K | $6,000,000 | 1.0% |
| Spotify Technology SA ify USA Inc | Note 0.0000% 15-Mar-2026 | 84921RAA8 | $6.8K | $7,500,000 | 1.0% |
| MicroStrategy Inc | Note 0.0000% 15-Feb-2027 | 594972AD3 | $5.9K | $8,000,000 | 0.9% |
| Infinera Corp | NOTE 2.500% 3/0 | 45667GAE3 | $5.3K | $4,001,000 | 0.8% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $4.5K | 251,013 | 0.7% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $3.4K | $2,000,000 | 0.5% |
| Travere Therapeutics Inc | NOTE 2.500% 9/1 | 761299AB2 | $3.0K | $3,000,000 | 0.4% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $2.6K | 101,300 | 0.4% |