Q4 2021 Holdings
Filed 2022-02-14 | 79 holdings | $836.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hubspot Inc | NOTE 0.375% 6/0 | 443573AD2 | $65.6K | $27,500,000 | 7.8% |
| Datadog Inc | NOTE 0.125% 6/1 | 23804LAB9 | $50.3K | $25,000,000 | 6.0% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $35.8K | $16,352,000 | 4.3% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $34.4K | $15,849,000 | 4.1% |
| Dish Network Corp | Note 0.0000% 15-Dec-2025 | 25470MAE9 | $31.0K | $31,100,000 | 3.7% |
| Etsy Inc | NOTE 0.125%10/0 | 29786AAJ5 | $29.4K | $11,500,000 | 3.5% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $28.1K | $22,500,000 | 3.4% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $27.3K | $23,000,000 | 3.3% |
| Silicon Laboratories Inc | NOTE 0.625% 6/1 | 826919AD4 | $25.4K | $14,500,000 | 3.0% |
| Blackline Inc | Note 0.0000% 15-Mar-2026 | 09239BAC3 | $22.3K | $23,996,000 | 2.7% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $22.2K | $16,389,000 | 2.7% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $21.9K | $12,500,000 | 2.6% |
| Mongodb Inc | NOTE 0.250% 1/1 | 60937PAD8 | $20.5K | $8,000,000 | 2.4% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $19.8K | $13,399,000 | 2.4% |
| Harmonic Inc | DBCV 2.000% 9/0 | 413160AD4 | $18.1K | $12,000,000 | 2.2% |
| Eagle Bulk Shipping Inc | NOTE 5.000% 8/0 | 269442AB5 | $17.9K | $12,530,000 | 2.1% |
| Scorpio Tankers Inc (Exchange) | Note 3.0000% 15-May-2025 | 80918TAD1 | $17.9K | $18,209,000 | 2.1% |
| Fastly Inc (Pending) | Note 0.0000% 15-Mar-2026 | 31188VAA8 | $16.3K | $19,900,000 | 1.9% |
| Spotify Technology SA ify USA Inc | Note 0.0000% 15-Mar-2026 | 84921RAA8 | $15.4K | $16,928,000 | 1.8% |
| Impinj Inc | Note 1.1250% 15-May-2027 | 453204AC3 | $15.3K | $14,000,000 | 1.8% |
| Chegg Inc | NOTE 9/0 | 163092AF6 | $15.2K | $18,250,000 | 1.8% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $14.9K | $8,000,000 | 1.8% |
| Western Digital Corp. | NOTE 1.500% 2/0 | 958102AP0 | $14.6K | $14,500,000 | 1.7% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $13.6K | $10,217,000 | 1.6% |
| fuboTV Inc | Note 3.2500% 15-Feb-2026 | 35953DAA2 | $13.6K | $16,439,000 | 1.6% |
| Block Inc | NOTE 0.500% 5/1 | 852234AD5 | $13.6K | $6,500,000 | 1.6% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $13.3K | $12,500,000 | 1.6% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $12.9K | $8,600,000 | 1.5% |
| Bandwidth Inc | NOTE 0.250% 3/0 | 05988JAB9 | $12.5K | $11,745,000 | 1.5% |
| Accuray Inc (Exchange) | Note 3.7500% 01-Jun-2026 | 004397AJ4 | $12.0K | $10,596,000 | 1.4% |
| Ivanhoe Mines Ltd | Note 2.5000% 15-Apr-2026 | 46579RAA2 | $11.2K | $8,359,000 | 1.3% |
| Invacare Corp | NOTE 5.000%11/1 | 461203AL5 | $10.2K | $11,500,000 | 1.2% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $10.2K | 245,896 | 1.2% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $10.0K | $8,172,000 | 1.2% |
| Zogenix Inc | NOTE 2.750%10/0 | 98978LAB1 | $9.6K | $9,697,000 | 1.1% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $9.4K | $10,000,000 | 1.1% |
| Magnite Inc | Note 0.2500% 15-Mar-2026 | 55955DAA8 | $8.0K | $10,000,000 | 1.0% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $7.7K | 1,150,000 | 0.9% |
| Kaman Corp | NOTE 3.250% 5/0 | 483548AF0 | $7.6K | $7,407,000 | 0.9% |
| Paratek Pharmaceuticals Inc | NOTE 4.750% 5/0 | 699374AB0 | $7.6K | $8,207,000 | 0.9% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $7.5K | $9,055,000 | 0.9% |
| Block Inc | NOTE 0.125% 3/0 | 852234AF0 | $7.4K | $5,000,000 | 0.9% |
| Vroom Inc | Note 0.7500% 01-Jul-2026 | 92918VAA7 | $7.3K | $11,750,000 | 0.9% |
| Apellis Pharmaceuticals Inc | NOTE 3.500% 9/1 | 03753UAB2 | $6.8K | $4,500,000 | 0.8% |
| Tabula Rasa Healthcare Inc | NOTE 1.750% 2/1 | 873379AA9 | $6.7K | $7,950,000 | 0.8% |
| Esperion Therapeutics Inc | Note 4.0000% 15-Nov-2025 | 29664WAA3 | $6.5K | $12,000,000 | 0.8% |
| Invacare Corp (Pending) | Note 4.2500% 15-Mar-2026 | 461203AP6 | $5.7K | $8,500,000 | 0.7% |
| Avadel Fin Cay Ltd el Pharma Plc | Note 4.5000% 01-Feb-2023 | 05337YAA6 | $5.7K | $5,300,000 | 0.7% |
| Infinera Corp | NOTE 2.500% 3/0 | 45667GAE3 | $3.7K | $2,501,000 | 0.4% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $3.0K | 141,013 | 0.4% |