Q4 2021 Holdings
Filed 2022-04-27 | 694 holdings | $12.3M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-08-10) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United DEV FDG IV REIT | Real Estate Investment Trusts | 910187103 | $0 | 1,250 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $0 | 41 | 0.0% |
| Amplify Energy Corp New(AMPY) | COM | 03212B103 | $0 | 10 | 0.0% |
| Brighthouse Finl Inc(BHF) | COM | 10922N103 | $0 | 7 | 0.0% |
| Spdr SER TR(SPIB) | PORTFOLIO INTRMD | 78464A375 | $0 | 13 | 0.0% |
| Ginnie MAE II | Gov Nat'l Mtg Assoc (GNMA) | 36202DTR2 | $0 | 40,000 | 0.0% |
| Colombia Energy RES Incorporated COM New | Common Stock | 19529P205 | $0 | 375 | 0.0% |
| Amplify Energy Corporation New Warrant EXP 050422 | Warrants | 03212B137 | $0 | 50 | 0.0% |
| Achillion Pharmaceuticals Contra | Escrow Receipts/Other Public Partnerships | 004CVR031 | $0 | 2,500 | 0.0% |
| Ideanomics Inc | COM | 45166V106 | $0 | 72 | 0.0% |
| Solucorp Industries Limited(SLUP) | Foreign Ordinary Shares | 83437C102 | $0 | 60 | 0.0% |
| Fnma Series 94-061 E | CMOs | 31359HUT9 | $0 | 25,000 | 0.0% |
| Fnma Series 93001 HA | CMOs | 31358R3V3 | $0 | 5,000 | 0.0% |
| George Putnam Balanced Fund CL A M/F | Mutual Funds | 37252M108 | $0 | 2 | 0.0% |
| Biotech Medics Incorporated(BMCS) | Common Stock | 090699307 | $0 | 1 | 0.0% |
| Paragon Trade Brands Escrow | Escrow Receipts/Other Public Partnerships | 69912K990 | $0 | 2,000 | 0.0% |
| Mattel Inc(MAT) | COM | 577081102 | $0 | 14 | 0.0% |
| Sylvamo Corp(SLVM) | COMMON STOCK | 871332102 | $0 | 9 | 0.0% |
| Franklin Dynatech Fund CL R6 N/L | Mutual Fund (Open End) - No Load | 353496656 | $1 | 7 | 0.0% |
| Vanguard BD Index FDS(BND) | TOTAL BND MRKT | 921937835 | $1 | 7 | 0.0% |
| Tilray Inc(TLRYEUR) | COM CL 2 | 88688T100 | $1 | 100 | 0.0% |
| Poseida Therapeutics Inc(PSTXUSD) | COM | 73730P108 | $1 | 200 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $1 | 2,000 | 0.0% |
| Gaia Inc New(GAIA) | CL A | 36269P104 | $1 | 100 | 0.0% |
| Wabtec(WAB)A | COM | 929740108 | $1 | 13 | 0.0% |
| Ishares TR(IYW) | U.S. TECH ETF | 464287721 | $1 | 10 | 0.0% |
| Nintendo Limited ADR(NTDOY) | American Depository Receipts | 654445303 | $1 | 20 | 0.0% |
| AB Municipal Income II Arizona Fund CL A M/F | Non-Taxable Mutual Funds (Muni bond funds) | 01864E797 | $1 | 121 | 0.0% |
| Skyworks Solutions Inc(SWKS) | COM | 83088M102 | $1 | 5 | 0.0% |
| BlackRock 529 College Advntge Aggressive Growth CL C M/F | Non-Taxable Mutual Fund - College Funds | 19452W524 | $1 | 21 | 0.0% |
| Select Sector Spdr TR(XLI) | SBI INT-INDS | 81369Y704 | $1 | 13 | 0.0% |
| Sirius XM Holdings Inc(SIRIEUR) | COM | 82968B103 | $1 | 160 | 0.0% |
| American Funds New Perspective Fund CL F3 N/L(FNPFX) | Mutual Fund (Open End) - No Load | 648018778 | $1 | 17 | 0.0% |
| T. Rowe Price Emerging Markets Corp Bond FD Investor CL N/L | Mutual Fund (Open End) - No Load | 77956H658 | $1 | 142 | 0.0% |
| Applied Optoelectronics Inc(AAOI) | COM | 03823U102 | $1 | 200 | 0.0% |
| First TR Exchange-Traded FD(QCLN) | NAS CLNEDG GREEN | 33733E500 | $1 | 19 | 0.0% |
| Winnebago Inds Inc(WGO) | COM | 974637100 | $1 | 17 | 0.0% |
| Best Inc(BSTIN) | SPONSORED ADS | 08653C106 | $1 | 1,200 | 0.0% |
| Qudian Inc(HTT) | ADR | 747798106 | $1 | 1,400 | 0.0% |
| First Horizon Corporation(FHN) | COM | 320517105 | $1 | 32 | 0.0% |
| Jazz Pharmaceuticals PLC(JAZZ) | SHS USD | G50871105 | $1 | 4 | 0.0% |
| Baidu Inc(BIDUN) | SPON ADR REP A | 056752108 | $1 | 4 | 0.0% |
| Cyclerion Therapeutics Inc(CYCNUSD)A | COM | 23255M105 | $1 | 500 | 0.0% |
| Cronos Group Inc(CRON) | COM | 22717L101 | $1 | 200 | 0.0% |
| JPMorgan Emerging Markets Equity Fund CL L N/L | Mutual Fund (Open End) - No Load | 4812A0631 | $1 | 31 | 0.0% |
| Genprex IncA | COM | 372446104 | $1 | 1,000 | 0.0% |
| Synlogic Inc | COM | 87166L100 | $1 | 500 | 0.0% |
| Immunitybio Inc(IBRX) | COM | 45256X103 | $1 | 125 | 0.0% |
| Occidental Pete Corp(OXY/WS) | *W EXP 08/03/202 | 674599162 | $1 | 74 | 0.0% |
| Invesco Exch Traded FD TR II(BKLN) | SR LN ETF | 46138G508 | $1 | 41 | 0.0% |