Q3 2022 Holdings
Filed 2022-11-14 | 134 holdings | $705.9M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-03-02) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Scorpio Tankers Inc (Exchange)A | Note 3.0000% 15-May-2025 | 80918TAD1 | $28.7M | $21,100,000 | 4.1% |
| Infinera CorpA | DEBT 3.750% 8/0 | 45667GAF0 | $27.9M | $28,000,000 | 4.0% |
| Harmonic IncA | DBCV 2.000% 9/0 | 413160AD4 | $23.8M | $15,000,000 | 3.4% |
| Spdr S&P 500 ETF TR(SPY)PutA | TR UNIT | 78462F103 | $23.6M | 66,000 | 3.3% |
| Splunk IncA | NOTE 0.500% 9/1 | 848637AC8 | $19.2M | $20,169,000 | 2.7% |
| Ishares TR(IWM)PutA | RUSSELL 2000 ETF | 464287655 | $19.0M | 115,000 | 2.7% |
| Spdr S&P 500 ETF TR(SPY)CallA | TR UNIT | 78462F103 | $17.9M | 50,000 | 2.5% |
| Ishares TR(HYG)PutA | IBOXX HI YD ETF | 464288513 | $17.8M | 250,000 | 2.5% |
| Lumentum Hldgs IncA | NOTE 0.500%12/1 | 55024UAD1 | $17.1M | $18,203,000 | 2.4% |
| Insulet CorpA | NOTE 0.375% 9/0 | 45784PAK7 | $15.4M | $13,043,000 | 2.2% |
| Fubotv IncA | NOTE 3.250% 2/1 | 35953DAB0 | $14.7M | $30,500,000 | 2.1% |
| Palo Alto Networks IncA | NOTE 0.750% 7/0 | 697435AD7 | $14.4M | $7,785,000 | 2.0% |
| Wayfair IncA | NOTE 1.000% 8/1 | 94419LAF8 | $13.8M | $21,937,000 | 2.0% |
| Infinera CorpA | NOTE 2.125% 9/0 | 45667GAC7 | $13.7M | $14,933,000 | 1.9% |
| Accuray Inc delA | NOTE 3.750% 6/0 | 004397AK1 | $13.1M | $15,781,000 | 1.8% |
| Bandwidth IncA | NOTE 0.250% 3/0 | 05988JAB9 | $13.1M | $20,000,000 | 1.8% |
| Ivanhoe Mines LtdA | Note 2.5000% 15-Apr-2026 | 46579RAA2 | $12.8M | $11,875,000 | 1.8% |
| Dish Network CorporationA | NOTE 12/1 | 25470MAF6 | $12.8M | $19,500,000 | 1.8% |
| BOX IncA | NOTE 1/1 | 10316TAB0 | $12.4M | $11,161,000 | 1.8% |
| Accolade IncA | NOTE 0.500% 4/0 | 00437EAB8 | $12.0M | $16,000,000 | 1.7% |
| Mesa Labs IncA | NOTE 1.375% 8/1 | 59064RAA7 | $11.7M | $14,000,000 | 1.7% |
| Omnicell COMA | NOTE 0.250% 9/1 | 68213NAD1 | $11.7M | $11,000,000 | 1.7% |
| Liveperson IncA | NOTE 12/1 | 538146AD3 | $10.7M | $15,520,000 | 1.5% |
| Fastly IncA | NOTE 3/1 | 31188VAB6 | $10.6M | $14,500,000 | 1.5% |
| Chegg IncA | NOTE 9/0 | 163092AF6 | $10.3M | $13,500,000 | 1.5% |
| Tabula Rasa Healthcare IncA | NOTE 1.750% 2/1 | 873379AA9 | $10.0M | $12,450,000 | 1.4% |
| Rumbleon Inc(RDNW)A | COM CL B | 781386305 | $10.0M | 589,495 | 1.4% |
| Neogenomics IncA | NOTE 0.250% 1/1 | 64049MAB6 | $9.9M | $15,000,000 | 1.4% |
| Nanostring Technologies IncA | NOTE 2.625% 3/0 | 63009RAD1 | $9.6M | $11,450,000 | 1.4% |
| Impinj IncA | Note 1.1250% 15-May-2027 | 453204AC3 | $9.5M | $9,500,000 | 1.3% |
| Nova LTDA | NOTE 10/1 | 66980MAB2 | $9.4M | $7,500,000 | 1.3% |
| Invacare CorpA | NOTE 5.000%11/1 | 461203AL5 | $9.4M | $11,500,000 | 1.3% |
| Pure Storage IncA | NOTE 0.125% 4/1 | 74624MAB8 | $9.3M | $8,250,000 | 1.3% |
| Patrick Inds IncA | DBCV 1.000% 2/0 | 703343AB9 | $8.3M | $8,500,000 | 1.2% |
| Health Catalyst IncA | NOTE 2.500% 4/1 | 42225TAB3 | $8.3M | $9,750,000 | 1.2% |
| Coupa Software IncA | NOTE 0.375% 6/1 | 22266LAF3 | $7.9M | $10,250,000 | 1.1% |
| Lyft IncA | NOTE 1.500% 5/1 | 55087PAB0 | $7.7M | $9,046,000 | 1.1% |
| Magnite IncA | NOTE 0.250% 3/1 | 55955DAB6 | $7.5M | $10,000,000 | 1.1% |
| PAR Technology CorpA | NOTE 1.500%10/1 | 698884AE3 | $7.4M | $10,000,000 | 1.1% |
| Western Digital Corp.A | NOTE 1.500% 2/0 | 958102AP0 | $7.3M | $7,659,000 | 1.0% |
| Pegasystems IncA | NOTE 0.750% 3/0 | 705573AB9 | $7.3M | $9,000,000 | 1.0% |
| Porch Group IncA | Note 0.7500% 15-Sep-2026 | 733245AA2 | $6.9M | $12,000,000 | 1.0% |
| Ford MTR Co delA | NOTE 3/1 | 345370CZ1 | $6.9M | $7,500,000 | 1.0% |
| Paratek Pharmaceuticals IncA | NOTE 4.750% 5/0 | 699374AB0 | $6.8M | $7,707,000 | 1.0% |
| Dish Network CorporationA | NOTE 3.375% 8/1 | 25470MAB5 | $6.5M | $9,431,000 | 0.9% |
| Esperion Therapeutics Inc NEA | NOTE 4.000%11/1 | 29664WAB1 | $6.5M | $11,750,000 | 0.9% |
| Everbridge IncA | NOTE 3/1 | 29978AAE4 | $6.5M | $7,500,000 | 0.9% |
| Vroom IncA | NOTE 0.750% 7/0 | 92918VAB5 | $6.5M | $20,250,000 | 0.9% |
| Beyond Meat IncA | NOTE 3/1 | 08862EAB5 | $6.2M | $19,761,000 | 0.9% |
| The Realreal IncA | NOTE 3.000% 6/1 | 88339PAB7 | $5.7M | $9,605,000 | 0.8% |