Q3 2022 Holdings
Filed 2022-11-14 | 134 holdings | $705.9M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2023-03-02) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Industrial Tech Acqstns II IA | UNIT 03/31/2028 | 45635R207 | $753.4K | 75,000 | 0.1% |
| Blackline IncA | NOTE 3/1 | 09239BAD1 | $816.3K | $1,000,000 | 0.1% |
| Tabula Rasa Healthcare IncA | COM | 873379101 | $960.0K | 200,000 | 0.1% |
| Accelerate Acquisition CorpA | COM CL A | 00439D102 | $981.0K | 100,000 | 0.1% |
| Target Global Acquisi I CorpA | UNIT 99/99/9999 | G8675N117 | $1.0M | 100,000 | 0.1% |
| Kaman CorpA | NOTE 3.250% 5/0 | 483548AF0 | $1.0M | $1,107,000 | 0.1% |
| Pearl Holdings Acquisitn CORA | UNIT 12/15/2026 | G44525122 | $1.3M | 125,000 | 0.2% |
| Biora Therapeutics IncA | NOTE 7.250%12/0 | 74319FAB3 | $1.5M | $2,500,000 | 0.2% |
| Avadel Pharmaceuticals PLCCallA | SPONSORED ADR | 05337M104 | $1.5M | 300,000 | 0.2% |
| Eventbrite IncA | NOTE 0.750% 9/1 | 29975EAD1 | $1.7M | $2,500,000 | 0.2% |
| Neogenomics IncA | NOTE 1.250% 5/0 | 64049MAA8 | $1.7M | $2,000,000 | 0.2% |
| Avaya Hldgs CorpA | NOTE 2.250% 6/1 | 05351XAB7 | $1.9M | $4,241,000 | 0.3% |
| Bentley SYS IncA | NOTE 0.375% 7/0 | 08265TAD1 | $1.9M | $2,500,000 | 0.3% |
| Okta IncA | NOTE 0.375% 6/1 | 679295AF2 | $2.0M | $2,500,000 | 0.3% |
| Airbnb IncA | NOTE 3/1 | 009066AB7 | $2.1M | $2,500,000 | 0.3% |
| Magnachip Semiconductor Corp(MX)A | COM | 55933J203 | $2.2M | 210,000 | 0.3% |
| Bigcommerce Hldgs IncA | NOTE 0.250%10/0 | 08975PAB4 | $2.6M | $3,500,000 | 0.4% |
| The Realreal IncA | NOTE 1.000% 3/0 | 88339PAD3 | $2.8M | $6,307,000 | 0.4% |
| Bridgebio Pharma IncA | NOTE 2.500% 3/1 | 10806XAB8 | $3.0M | $5,000,000 | 0.4% |
| Lendingtree IncA | NOTE 0.500% 7/1 | 52603BAD9 | $3.3M | $4,670,000 | 0.5% |
| Valaris Limited(VAL)A | CL A | G9460G101 | $3.4M | 70,000 | 0.5% |
| Ringcentral IncA | NOTE 3/1 | 76680RAH0 | $3.7M | $4,750,000 | 0.5% |
| Arrival GroupA | Note 3.5000% 01-Dec-2026 | 04271QAA4 | $3.9M | $13,041,000 | 0.6% |
| Invacare CorpA | NOTE 4.250% 3/1 | 461203AQ4 | $3.9M | $8,500,000 | 0.6% |
| Ringcentral IncA | NOTE 3/0 | 76680RAF4 | $4.0M | $4,750,000 | 0.6% |
| Docusign IncA | NOTE 1/1 | 256163AD8 | $4.0M | $4,300,000 | 0.6% |
| Ishares TR(IWM)A | RUSSELL 2000 ETF | 464287655 | $4.1M | 25,000 | 0.6% |
| Lucid Group Inc(CCIVGBP)PutA | COM | 549498103 | $4.1M | 296,100 | 0.6% |
| OAK STR Health IncA | NOTE 3/1 | 67181AAB3 | $4.2M | $5,500,000 | 0.6% |
| Standard Biotools IncA | NOTE 5.250%12/0 | 34385PAF5 | $4.3M | $5,000,000 | 0.6% |
| Fiverr Intl LTDA | NOTE 11/0 | 33835LAA3 | $4.7M | $6,060,000 | 0.7% |
| Akoustis Technologies Inc(AKTSQ)A | COM | 00973N102 | $4.8M | 1,600,000 | 0.7% |
| Upwork IncA | NOTE 0.250% 8/1 | 91688FAB0 | $4.8M | $6,500,000 | 0.7% |
| Groupon IncA | NOTE 1.125% 3/1 | 399473AF4 | $4.8M | $7,500,000 | 0.7% |
| Guardant Health IncA | NOTE 11/1 | 40131MAB5 | $5.5M | $7,500,000 | 0.8% |
| The Realreal IncA | NOTE 3.000% 6/1 | 88339PAB7 | $5.7M | $9,605,000 | 0.8% |
| Beyond Meat IncA | NOTE 3/1 | 08862EAB5 | $6.2M | $19,761,000 | 0.9% |
| Vroom IncA | NOTE 0.750% 7/0 | 92918VAB5 | $6.5M | $20,250,000 | 0.9% |
| Everbridge IncA | NOTE 3/1 | 29978AAE4 | $6.5M | $7,500,000 | 0.9% |
| Esperion Therapeutics Inc NEA | NOTE 4.000%11/1 | 29664WAB1 | $6.5M | $11,750,000 | 0.9% |
| Dish Network CorporationA | NOTE 3.375% 8/1 | 25470MAB5 | $6.5M | $9,431,000 | 0.9% |
| Paratek Pharmaceuticals IncA | NOTE 4.750% 5/0 | 699374AB0 | $6.8M | $7,707,000 | 1.0% |
| Ford MTR Co delA | NOTE 3/1 | 345370CZ1 | $6.9M | $7,500,000 | 1.0% |
| Porch Group IncA | Note 0.7500% 15-Sep-2026 | 733245AA2 | $6.9M | $12,000,000 | 1.0% |
| Pegasystems IncA | NOTE 0.750% 3/0 | 705573AB9 | $7.3M | $9,000,000 | 1.0% |
| Western Digital Corp.A | NOTE 1.500% 2/0 | 958102AP0 | $7.3M | $7,659,000 | 1.0% |
| PAR Technology CorpA | NOTE 1.500%10/1 | 698884AE3 | $7.4M | $10,000,000 | 1.1% |
| Magnite IncA | NOTE 0.250% 3/1 | 55955DAB6 | $7.5M | $10,000,000 | 1.1% |
| Lyft IncA | NOTE 1.500% 5/1 | 55087PAB0 | $7.7M | $9,046,000 | 1.1% |
| Coupa Software IncA | NOTE 0.375% 6/1 | 22266LAF3 | $7.9M | $10,250,000 | 1.1% |