Q3 2023 Holdings
Filed 2023-11-14 | 92 holdings | $729.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Quadro Acquisition One Corp | CL A SHS | G52807107 | $18 | 366 | 0.0% |
| Zapp Elec Vehs Group LTD | SHS | G9889X107 | $200 | 7,961 | 0.0% |
| Spree Acquisition Corp 1 LTD | CL A ORD SHS | G83745102 | $365 | 12,500 | 0.0% |
| Artemis Strategic Invt Corp | COM CL A | 04303A103 | $765 | 25,000 | 0.0% |
| Industrial Tech Acqstns II I | CLASS A COM | 45635R108 | $1.3K | 37,500 | 0.0% |
| Adtheorent Holding Company | COM | 00739D109 | $1.3K | 27,191 | 0.0% |
| Byte Acquisition Corp | CLASS A ORD SHS | G1R25Q105 | $2.9K | 12,500 | 0.0% |
| Danimer Scientific Inc | COM CL A | 236272100 | $103.5K | 50,000 | 0.0% |
| Porch Group Inc(PRCH) | COM | 733245104 | $180.6K | 225,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $185.8K | 160,200 | 0.0% |
| Esperion Therapeutics Inc NE(ESPR) | COM | 29664W105 | $197.7K | 100,000 | 0.0% |
| Vroom Inc | COM | 92918V109 | $280.0K | 250,000 | 0.0% |
| Avadel Pharmaceuticals PLC | SPONSORED ADR | 05337M104 | $290.0K | 100,000 | 0.0% |
| Travere Therapeutics Inc(TVTX) | COM | 89422G107 | $357.6K | 40,000 | 0.0% |
| Standard Biotools Inc(LAB) | COM | 34385P108 | $870.0K | 300,000 | 0.1% |
| Infinera Corp(INFNEUR) | COM | 45667G103 | $1.0M | 250,000 | 0.1% |
| Biora Therapeutics Inc | NOTE 7.250%12/0 | 74319FAB3 | $1.4M | $2,600,000 | 0.2% |
| Omeros Corp | NOTE 5.250% 2/1 | 682143AG7 | $1.6M | $2,663,000 | 0.2% |
| Arrival Group | NOTE 3.500% 12/01/26 | 04271QAA4 | $1.7M | $23,167,000 | 0.2% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $1.8M | 220,000 | 0.3% |
| Porch Group Inc | NOTE 0.75% 09/15/26 | 733245AA2 | $2.3M | $8,629,000 | 0.3% |
| TPI Composites Inc | NOTE 5.250% 03/15/28 | 87266JAA2 | $2.5M | $5,000,000 | 0.3% |
| Akoustis Technologies Inc(AKTSQ) | COM | 00973N102 | $2.6M | 3,457,014 | 0.4% |
| Scorpio Tankers Inc(STNG) | SHS | Y7542C130 | $2.7M | 50,000 | 0.4% |
| Valaris LTD(VAL) | CL A | G9460G101 | $2.8M | 37,500 | 0.4% |
| BOX Inc | NOTE 1/1 | 10316TAB0 | $2.9M | $2,700,000 | 0.4% |
| Rumbleon Inc(RDNW) | COM CL B | 781386305 | $3.4M | 547,000 | 0.5% |
| Esperion Therapeutics Inc NE | NOTE 4.000%11/1 | 29664WAB1 | $3.4M | $6,500,000 | 0.5% |
| Bigcommerce Hldgs Inc | NOTE 0.250%10/0 | 08975PAB4 | $3.6M | $4,493,000 | 0.5% |
| Cracker Barrel Old Ctry Stor | NOTE 0.625% 6/1 | 22410JAB2 | $3.6M | $4,347,000 | 0.5% |
| Noble Corp PLC(NE) | ORD SHS A | G65431127 | $3.6M | 89,006 | 0.5% |
| Bridgebio Pharma Inc | NOTE 2.250% 2/0 | 10806XAD4 | $3.8M | $5,000,000 | 0.5% |
| Accolade Inc | NOTE 0.500% 4/0 | 00437EAB8 | $3.8M | $4,500,000 | 0.5% |
| Nanostring Technologies Inc | NOTE 2.625% 3/0 | 63009RAD1 | $4.0M | $5,000,000 | 0.5% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $4.0M | $5,000,000 | 0.6% |
| Eventbrite Inc | NOTE 0.750% 9/1 | 29975EAD1 | $4.2M | $5,000,000 | 0.6% |
| 8X8 Inc New | NOTE 4.000% 2/0 | 282914AE0 | $5.4M | $7,500,000 | 0.7% |
| Groupon Inc | NOTE 1.125% 3/1 | 399473AF4 | $5.6M | $10,000,000 | 0.8% |
| Upwork Inc | NOTE 0.250% 8/1 | 91688FAB0 | $5.7M | $6,855,000 | 0.8% |
| Veritone Inc | NOTE 1.750%11/1 | 92347MAB6 | $5.7M | $16,100,000 | 0.8% |
| The Realreal Inc | NOTE 1.000% 3/0 | 88339PAD3 | $5.8M | $12,757,000 | 0.8% |
| Standard Biotools Inc | NOTE 5.250%12/0 | 34385PAF5 | $6.1M | $5,000,000 | 0.8% |
| Guardant Health Inc | NOTE 11/1 | 40131MAB5 | $7.0M | $9,975,000 | 1.0% |
| Inotiv Inc | NOTE 3.250%10/1 | 45783QAB6 | $7.3M | $14,100,000 | 1.0% |
| PAR Technology Corp | NOTE 1.500%10/1 | 698884AE3 | $7.3M | $8,795,000 | 1.0% |
| Cryoport Inc | NOTE 0.750% 12/01/26 | 229050AC3 | $7.4M | $9,311,000 | 1.0% |
| 3D SYS Corp del | NOTE 11/1 | 88554DAD8 | $8.0M | $11,000,000 | 1.1% |
| Nutanix Inc | NOTE 0.250%10/0 | 67059NAH1 | $8.0M | $8,930,000 | 1.1% |
| Chegg Inc | NOTE 9/0 | 163092AF6 | $8.0M | $10,171,000 | 1.1% |
| Travere Therapeutics Inc | NOTE 2.250% 3/0 | 89422GAA5 | $8.1M | $12,500,000 | 1.1% |