Q1 2017 Holdings
Filed 2017-05-15 | 2700 holdings | $127.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kinder Morgan | *W EXP 05/25/201 | 49456B119 | $0 | 33,313 | 0.0% |
| Community Health | RIGHT 99/99/9999 | 203668116 | $1 | 86,105 | 0.0% |
| Comstock Mining | COM | 205750102 | $6 | 27,564 | 0.0% |
| Palatin Techs | COM PAR $ .01 | 696077403 | $6 | 18,082 | 0.0% |
| Tanzanian Royalty | COM | 87600U104 | $6 | 13,500 | 0.0% |
| Peregrine Pharma | COM NEW | 713661304 | $7 | 10,744 | 0.0% |
| Ampio Pharmaceuticals | COM | 03209T109 | $8 | 10,200 | 0.0% |
| Aveo Pharm(AVEOEUR) | COM | 053588109 | $9 | 14,000 | 0.0% |
| Denison Mines(DNN) | COM | 248356107 | $9 | 14,304 | 0.0% |
| Neptune Technolgies | COM | 64077P108 | $10 | 10,000 | 0.0% |
| TCP Cap Copr | NOTE 5.250%12/1 | 87238QAB9 | $10 | $10,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $10 | $10,000 | 0.0% |
| Sina Corp | NOTE 1.000%12/0 | 82922RAD5 | $10 | $10,000 | 0.0% |
| Alliqua Biomedical | COM NEW | 019621200 | $14 | 28,000 | 0.0% |
| Arena Pharmaceuticals | COM | 040047102 | $17 | 11,700 | 0.0% |
| Bristol Myers Squibb Co | DBCV 9/1 | 110122AN8 | $17 | 12,000 | 0.0% |
| Contrafect Corp(CFRXEUR) | COM | 212326102 | $18 | 10,000 | 0.0% |
| United States(UAMY) | COM | 911549103 | $18 | 45,100 | 0.0% |
| Platinum Group | COM | 72765Q601 | $19 | 11,000 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $20 | 40,000 | 0.0% |
| Aevi Genomic(GNMXEUR) | COM | 00835P105 | $20 | 11,696 | 0.0% |
| Rewalk Robotics | SHS | M8216Q101 | $21 | 10,000 | 0.0% |
| Mankind Corp(MNKD) | COM NEW | 56400P706 | $22 | 15,630 | 0.0% |
| Ipass Inc | COM | 46261V108 | $23 | 20,000 | 0.0% |
| Arrowhead Pharmaceutical(ARWR) | COM | 04280A100 | $23 | 12,733 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $23 | 14,157 | 0.0% |
| Bellatrix Exploration | COM | 078314101 | $23 | 30,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $26 | $25,000 | 0.0% |
| Polymet Mining | COM | 731916102 | $26 | 33,860 | 0.0% |
| Contravir Pharmaceutical | COM | 21234W103 | $27 | 15,000 | 0.0% |
| Hugoton Royalty | UNIT BEN INT | 444717102 | $27 | 14,257 | 0.0% |
| Sophiris BIO | COM NEW | 83578Q209 | $27 | 10,000 | 0.0% |
| Real Industry | COM | 75601W104 | $29 | 10,625 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $29 | 10,817 | 0.0% |
| Pengrowth Energy | COM | 70706P104 | $31 | 30,757 | 0.0% |
| Cafepress Inc | COM | 12769A103 | $35 | 12,000 | 0.0% |
| Zion Oil(ZNOG) | COM | 989696109 | $35 | 29,805 | 0.0% |
| Verastem Inc | COM | 92337C104 | $36 | 17,446 | 0.0% |
| Ekso Bionics | COM NEW | 282644202 | $36 | 10,605 | 0.0% |
| Denbury Resources(DNREUR) | COM NEW | 247916208 | $37 | 14,580 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $39 | $22,000 | 0.0% |
| Cheniere Energy Inc | NOTE 4.250% 3/1 | 16411RAG4 | $40 | $58,000 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $41 | 18,675 | 0.0% |
| OCH Ziff | CL A | 67551U105 | $44 | 18,958 | 0.0% |
| Deutsche Bank | RIGHT 04/06/2017 | D1T769565 | $44 | 21,127 | 0.0% |
| Concord Medical | SPON ADR CL A | 206277105 | $46 | 10,000 | 0.0% |
| Eldorado Gold | COM | 284902103 | $48 | 13,975 | 0.0% |
| Seadrill Partners | COMUNIT REP LB | Y7545W109 | $48 | 13,855 | 0.0% |
| Endeavour Silver(EXK) | COM | 29258Y103 | $50 | 14,772 | 0.0% |
| MFS High(CXE) | SH BEN INT | 59318D104 | $52 | 10,209 | 0.0% |