Q4 2018 Holdings
Filed 2019-02-07 | 3070 holdings | $597.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Community Health SYS Inc New | RIGHT 12/31/2019 | 203668116 | $0 | 65,846 | 0.0% |
| Helios & Matheson Analytics(HMNY) | COM PAR | 42327L309 | $0 | 10,020 | 0.0% |
| Mynd Analytics Inc | *W EXP 06/29/202 | 62857N111 | $1 | 15,600 | 0.0% |
| Regional Health Pptys Inc | COM | 75903M101 | $1 | 11,300 | 0.0% |
| Westwater RES Inc | COM | 961684107 | $3 | 20,055 | 0.0% |
| Rewalk Robotics LTD | SHS | M8216Q101 | $4 | 25,000 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $4 | 40,000 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $5 | 27,655 | 0.0% |
| Advaxis Inc | COM NEW | 007624208 | $5 | 28,000 | 0.0% |
| Oncosec MED Inc | COM NEW | 68234L207 | $6 | 10,000 | 0.0% |
| Biolinerx LTD | SPONSORED ADS | 09071M106 | $6 | 13,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $7 | 12,010 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $7 | 18,762 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $8 | 16,926 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $8 | 10,700 | 0.0% |
| Sophiris BIO Inc | COM NEW | 83578Q209 | $8 | 10,000 | 0.0% |
| Great Panther Silver LTD | COM | 39115V101 | $8 | 10,950 | 0.0% |
| Alio Gold Inc(TMMEUR) | COM | 01627X108 | $9 | 10,610 | 0.0% |
| Trevena Inc | COM | 89532E109 | $9 | 20,335 | 0.0% |
| Teekay Tankers LTD | CL A | Y8565N102 | $11 | 11,625 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $12 | 26,787 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $13 | $10,431 | 0.0% |
| China Green Agriculture Inc | COM | 16943W105 | $14 | 27,900 | 0.0% |
| Bristol Myers Squibb Co | DBCV 9/1 | 110122AN8 | $16 | 12,000 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $16 | 21,441 | 0.0% |
| Amira Nature Foods LTD | SHS | G0335L102 | $17 | 41,615 | 0.0% |
| Approach Resources Inc | COM | 03834A103 | $17 | 19,000 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $18 | 18,167 | 0.0% |
| Mannkind Corp(MNKD) | COM NEW | 56400P706 | $19 | 18,342 | 0.0% |
| Legacy Resvs Inc(LGCYQ) | COM | 524706108 | $20 | 13,007 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | COM | 68235B109 | $20 | 11,400 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $20 | 15,500 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $20 | 12,197 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 5.250%12/1 | 87238QAB9 | $20 | $20,000 | 0.0% |
| Precision Drilling Corp | COM 2010 | 74022D308 | $23 | 13,068 | 0.0% |
| Zion Oil & Gas Inc(ZNOG) | COM | 989696109 | $23 | 53,988 | 0.0% |
| Limelight Networks Inc | COM | 53261M104 | $24 | 10,300 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $24 | 37,630 | 0.0% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $24 | $25,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $25 | $25,000 | 0.0% |
| Novavax Inc | COM | 670002104 | $25 | 13,621 | 0.0% |
| Clean Energy Fuels Corp(CLNE) | COM | 184499101 | $25 | 14,825 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $26 | 45,100 | 0.0% |
| Orchids Paper Prods Co del | COM | 68572N104 | $27 | 28,240 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $31 | 58,285 | 0.0% |
| Rigel Pharmaceuticals Inc(RIGLUSD) | COM NEW | 766559603 | $31 | 13,500 | 0.0% |
| Cool Hldgs Inc(IFONEUR) | COM | 21640C105 | $32 | 16,700 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $32 | 42,297 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $33 | 26,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $34 | $35,000 | 0.0% |