Q1 2022 Holdings
Filed 2022-05-16 | 4174 holdings | $2.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Advaxis Inc(ADXSEUR) | COM NEW | 007624307 | $2 | 20,033 | 0.0% |
| Toughbuilt Inds Inc | COM NEW | 89157G504 | $2 | 10,005 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | COM | 00847L100 | $4 | 20,244 | 0.0% |
| Salarius Pharmaceuticals Inc | COM NEW | 79400X107 | $4 | 10,023 | 0.0% |
| Iterum Therapeutics PLC | SHS | G6333L101 | $5 | 14,000 | 0.0% |
| Waitr Hldgs Inc | COM | 930752100 | $5 | 13,261 | 0.0% |
| Aileron Therapeutics Inc(ALRNEUR) | COM | 00887A105 | $5 | 10,000 | 0.0% |
| Rockwell MED Inc | COM | 774374102 | $6 | 13,460 | 0.0% |
| Farmmi Inc(FAMI) | SHS | G33277107 | $6 | 39,000 | 0.0% |
| Great Panther MNG LTD | COM | 39115V101 | $6 | 23,280 | 0.0% |
| SOS Limited | SPNSORD ADS NEW | 83587W106 | $6 | 10,550 | 0.0% |
| Check Cap LTD | SHS | M2361E203 | $7 | 19,143 | 0.0% |
| Allena Pharmaceuticals(ALNAEUR) | COM | 018119107 | $7 | 30,550 | 0.0% |
| Dynatronics Corp | COM NEW | 268157401 | $7 | 10,000 | 0.0% |
| Zosano Pharma Corp | COM NEW | 98979H202 | $7 | 30,000 | 0.0% |
| Zomedica Pharmaceuticals COR(ZOMDF) | COM | 98980M109 | $8 | 25,058 | 0.0% |
| Cinedigm Corp | COM NEW | 172406209 | $8 | 10,064 | 0.0% |
| Nuvve Holding Corp | *W EXP 03/19/202 | 67079Y118 | $9 | 10,000 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $9 | 26,252 | 0.0% |
| Corenergy Infrastructure TR | NOTE 5.875% 8/1 | 21870UAC0 | $9 | $10,000 | 0.0% |
| Hexo Corp | COM NEW | 428304307 | $10 | 15,475 | 0.0% |
| Titan MED Inc | COM NEW | 88830X819 | $10 | 19,585 | 0.0% |
| Genius Brands Intl Inc | COM | 37229T301 | $12 | 11,850 | 0.0% |
| Nucana PLC | SPONSORED ADR | 67022C106 | $12 | 12,000 | 0.0% |
| Vyne Therapeutics Inc(MNLOUSD) | COM | 92941V209 | $12 | 18,062 | 0.0% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $12 | $10,000 | 0.0% |
| Progenity Inc | COM | 74319F107 | $13 | 11,479 | 0.0% |
| Ageagle Aerial SYS Inc New | COM | 00848K101 | $13 | 10,532 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $13 | 12,600 | 0.0% |
| Sunpower Corp | DBCV 4.000% 1/1 | 867652AL3 | $14 | $12,000 | 0.0% |
| Tanzanian Gold Corp | COM | 87601A107 | $14 | 46,032 | 0.0% |
| Newage Inc | COM | 650194103 | $14 | 24,034 | 0.0% |
| Mustang BIO Inc | COM | 62818Q104 | $15 | 15,000 | 0.0% |
| Theratechnologies Inc | NOTE 5.750% 6/3 | 88338HAA8 | $15 | $18,000 | 0.0% |
| Flotek Inds Inc del | COM | 343389102 | $15 | 12,090 | 0.0% |
| T2 Biosystems Inc | COM | 89853L104 | $15 | 29,471 | 0.0% |
| Weibo Corp | NOTE 1.250%11/1 | 948596AC5 | $15 | $16,000 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $15 | $17,000 | 0.0% |
| Therapeuticsmd Inc | COM | 88338N107 | $16 | 41,746 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $16 | 25,650 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $16 | $15,000 | 0.0% |
| Exela Technologies Inc | COM NEW | 30162V409 | $17 | 40,540 | 0.0% |
| AIM Immunotech Inc(HEBCHF) | COM | 00901B105 | $17 | 16,482 | 0.0% |
| Diffusion Pharmaceuticals in | COM PAR | 253748305 | $18 | 73,049 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $18 | 30,550 | 0.0% |
| Westport Fuel Systems Inc | COM NEW | 960908309 | $18 | 11,193 | 0.0% |
| Verastem Inc | COM | 92337C104 | $18 | 12,620 | 0.0% |
| Southwest Airls Co | NOTE 1.250% 5/0 | 844741BG2 | $18 | $13,000 | 0.0% |
| Motus GI Hldgs Inc | COM | 62014P108 | $19 | 53,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $19 | 46,850 | 0.0% |