Q3 2020 Holdings
Filed 2020-11-13 | 215 holdings | $173.0M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-11-13) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr Dow Jones Industrial Average(DIA)A | COM | 78467X109 | $9.7M | 34,777 | 5.6% |
| iShares Msci Eafe Index Fund(EFA) | COM | 464287465 | $5.2M | 80,229 | 2.0% |
| Amgen(AMGN)A | COM | 031162100 | $4.3M | 16,777 | 2.5% |
| UnitedHealth Group(UNH)A | COM | 91324P102 | $3.8M | 12,235 | 2.2% |
| The Home Depot(HD)A | COM | 437076102 | $3.5M | 12,608 | 2.0% |
| Williams Companies(WMB)A | COM | 969457100 | $2.8M | 145,037 | 1.6% |
| Microsoft Corporation(MSFT)A | COM | 594918104 | $2.8M | 13,496 | 1.6% |
| salesforce.com(CRM)A | COM | 79466L302 | $2.8M | 11,227 | 1.6% |
| McDonald's Corp(MCD)A | COM | 580135101 | $2.8M | 12,833 | 1.6% |
| Apple(AAPL)A | COM | 037833100 | $2.7M | 23,367 | 1.6% |
| CowenA | CONV PREF | 223622507 | $2.6M | 3,150 | 1.5% |
| QCR Holdings(QCRH)A | COM | 74727A104 | $2.6M | 93,464 | 1.5% |
| United Technologies(UTXZ) | COM | 913017109 | $2.6M | 18,695 | 1.0% |
| Antero Midstream | COM | 03673L103 | $2.5M | 342,556 | 1.0% |
| The Goldman Sachs Group(GS)A | COM | 38141G104 | $2.5M | 12,202 | 1.4% |
| Visa(V)A | COM | 92826C839 | $2.4M | 11,938 | 1.4% |
| EQT Midstream Partners | COM | 26885B100 | $2.2M | 66,654 | 0.8% |
| The Boeing Company(BA)A | COM | 097023105 | $2.1M | 13,004 | 1.2% |
| Johnson & Johnson(JNJ)A | COM | 478160104 | $2.1M | 14,362 | 1.2% |
| Magellan Midstream Partners(WEP)A | COM | 559080106 | $2.1M | 62,311 | 1.2% |
| SB Financial Group(SBFG)A | COM | 78408D105 | $2.1M | 157,037 | 1.2% |
| PDL BiopharmaA | CONV BOND | 69329YAG9 | $2.1M | $1,930,000 | 1.2% |
| Atlas Air Worldwide HoldingsA | CONV BOND | 049164BH8 | $2.0M | $1,850,000 | 1.2% |
| Tutor Perini CorpA | CONV BOND | 901109AD0 | $2.0M | $2,014,000 | 1.2% |
| Encore CapitalA | CONV BOND | 292554AH5 | $2.0M | $2,000,000 | 1.1% |
| Oneok(OKE)A | COM | 682680103 | $2.0M | 75,623 | 1.1% |
| Honeywell International(HON)A | COM | 438516106 | $2.0M | 11,917 | 1.1% |
| iShares 0-5 Yr High Yield Corporate(SHYG)A | COM | 46434V407 | $1.9M | 44,315 | 1.1% |
| 3M(MMM)A | COM | 88579Y101 | $1.9M | 12,128 | 1.1% |
| Banc of California(BANC)A | COM | 05990K106 | $1.9M | 185,788 | 1.1% |
| Procter & Gamble(PG)A | COM | 742718109 | $1.9M | 13,512 | 1.1% |
| Caterpillar Inc(CAT)A | COM | 149123101 | $1.8M | 12,282 | 1.1% |
| Mplx(MPLX)A | COM | 55336V100 | $1.8M | 115,074 | 1.0% |
| Greenbriar CoA | CONV BOND | 393657AK7 | $1.8M | $1,985,000 | 1.0% |
| Antero Midstream(AM)A | COM | 03676B102 | $1.8M | 325,896 | 1.0% |
| Synaptics IncA | CONV BOND | 87157DAD1 | $1.7M | $1,400,000 | 1.0% |
| Wal-Mart Stores(WMT)A | COM | 931142103 | $1.7M | 12,451 | 1.0% |
| Enterprise Products Partners(EPD)A | COM | 293792107 | $1.7M | 109,909 | 1.0% |
| Aircastle LTD(AYR) | COM | G0129K104 | $1.7M | 74,852 | 0.6% |
| Bunge LtdA | CONV PREF | G16962204 | $1.7M | 16,949 | 1.0% |
| IBM(IBM)A | COM | 459200101 | $1.6M | 13,062 | 0.9% |
| Walt Disney(DIS)A | COM | 254687106 | $1.6M | 12,761 | 0.9% |
| Turtle Beach Corp(TBCH)A | COM | 900450206 | $1.6M | 86,512 | 0.9% |
| Horizon Global CorpA | CONV BOND | 44052WAA2 | $1.5M | $2,130,000 | 0.9% |
| MDC Holdings(MDC1USD)A | COM | 552676108 | $1.5M | 31,972 | 0.9% |
| Teekay LNG Partners(TK)A | COM | Y8564M105 | $1.5M | 142,381 | 0.9% |
| Nike(NKE)A | COM | 654106103 | $1.5M | 11,818 | 0.9% |
| Equitrans Midstream(ETRNUSD)A | COM | 294600101 | $1.4M | 167,008 | 0.8% |
| Sunpower CorpA | CONV BOND | 867652AJ8 | $1.4M | $1,450,000 | 0.8% |
| Macquarie InfrastructureA | CONV BOND | 55608BAB1 | $1.4M | $1,535,000 | 0.8% |