Q3 2016 Holdings
Filed 2016-10-17 | 894 holdings | $477.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Goldman Sachs Group | Convertible | 38141E2V0 | $21.6K | 20,000 | 0.0% |
| Whitewave Foods Co | Equities | 966244105 | $21.8K | 400 | 0.0% |
| Douglas Co SD #1 | Convertible | 258887CQ9 | $21.9K | 20,000 | 0.0% |
| Washington ST | Convertible | 93974CGB0 | $21.9K | 20,000 | 0.0% |
| Univ PL WA | Convertible | 91480QDS6 | $21.9K | 20,000 | 0.0% |
| Amer Muni Power OH | Convertible | 02765UDA9 | $22.0K | 20,000 | 0.0% |
| General Electric Cap | Convertible | 36966R4C7 | $22.2K | 19,000 | 0.0% |
| Ishares Core High DI(HDV) | Equities | 46429B663 | $22.4K | 276 | 0.0% |
| Ares Cap Corp(ARCC) | Equities | 04010L103 | $22.6K | 1,459 | 0.0% |
| Molson Coors Brewing(TAP) | Equities | 60871R209 | $22.7K | 207 | 0.0% |
| Egalet Corp | Equities | 28226B104 | $22.8K | 3,000 | 0.0% |
| Arista Networks Inc(ANETEUR) | Equities | 040413106 | $23.0K | 270 | 0.0% |
| Unilever NV(UNUSD) | Equities | 904784709 | $23.1K | 500 | 0.0% |
| Diageo PLC(DGED) | Equities | 25243Q205 | $23.2K | 200 | 0.0% |
| Vodafone Group PLC | Equities | 92857W209 | $23.3K | 800 | 0.0% |
| Hannon Armstrong SUS(HASI) | PFDs, REITs, | 41068X100 | $23.4K | 1,000 | 0.0% |
| Tesla Motors Inc(TSLA) | Equities | 88160R101 | $23.5K | 115 | 0.0% |
| Alkermes PLC(ALKS) | Equities | G01767105 | $23.5K | 500 | 0.0% |
| Ishares Silver Trust(SLV) | Equities | 46428Q109 | $23.7K | 1,300 | 0.0% |
| New York MTG PFD | PFDs, REITs, | 649604808 | $23.8K | 1,000 | 0.0% |
| Salesforce.com Inc(CRM) | Equities | 79466L302 | $23.8K | 334 | 0.0% |
| ST Jude Medical Inc | Equities | 790849103 | $23.9K | 300 | 0.0% |
| BlackRock Taxable MU(BBN) | Equities | 09248X100 | $24.0K | 1,000 | 0.0% |
| Tech Select Sector S(XLK) | Equities | 81369Y803 | $24.0K | 502 | 0.0% |
| Healthcare Select SE(XLV) | Equities | 81369Y209 | $24.5K | 340 | 0.0% |
| B&G Foods Inc(BGS) | Equities | 05508R106 | $24.6K | 500 | 0.0% |
| China Mobile LTD (HO | Equities | 16941M109 | $24.6K | 400 | 0.0% |
| Anchorage AK | Convertible | 033161RA0 | $25.0K | 25,000 | 0.0% |
| Metro WA DC Arpt | Convertible | 592646RR6 | $25.0K | 25,000 | 0.0% |
| Novato CA RDA | Convertible | 66988TBB8 | $25.0K | 25,000 | 0.0% |
| Binghamton NY SD | Convertible | 090473LB3 | $25.0K | 25,000 | 0.0% |
| Goodyear Tire & Rubb(GT) | Equities | 382550101 | $25.0K | 775 | 0.0% |
| MS DEV BK SPL OBG | Convertible | 60534QRG8 | $25.1K | 25,000 | 0.0% |
| FL DEP of Child | Convertible | 34061MAS5 | $25.1K | 25,000 | 0.0% |
| Allstate COR PFD | PFDs, REITs, | 020002408 | $25.1K | 940 | 0.0% |
| Uinv S AL | Convertible | 914845MJ8 | $25.2K | 25,000 | 0.0% |
| Weslaco TX | Convertible | 950868LX5 | $25.4K | 25,000 | 0.0% |
| Morgan Stanley | Convertible | 61747YDT9 | $25.4K | 25,000 | 0.0% |
| Wells Fargo & Co PFD | PFDs, REITs, | 949746879 | $25.5K | 945 | 0.0% |
| Marion County FL | Convertible | 56879EFJ3 | $25.5K | 25,000 | 0.0% |
| New York Cmty Bancor(NYCBEUR) | Equities | 649445103 | $25.6K | 1,800 | 0.0% |
| Irvine CA SPL T | Convertible | 46360TDV2 | $25.7K | 25,000 | 0.0% |
| GEN Elec Cap | PFDs, REITs, | 369622428 | $25.7K | 1,000 | 0.0% |
| Goodyear AZ PUB IMP | Convertible | 382512BQ3 | $25.7K | 25,000 | 0.0% |
| Analog Devices Inc(ADI) | Equities | 032654105 | $25.8K | 400 | 0.0% |
| Phoenix AZ CVC IMP | Convertible | 71884ARN1 | $25.8K | 25,000 | 0.0% |
| Resmed Inc(RMD) | Equities | 761152107 | $25.9K | 400 | 0.0% |
| Natl GEN PFD | PFDs, REITs, | 636220808 | $26.0K | 1,000 | 0.0% |
| Maricopa AZ CCD | Convertible | 566795LB4 | $26.1K | 25,000 | 0.0% |
| Dekalb CN IL Cusd #4 | Convertible | 240685GS0 | $26.2K | 25,000 | 0.0% |