Q3 2016 Holdings
Filed 2016-10-17 | 894 holdings | $477.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Southern Co(SO) | Equities | 842587107 | $10.3K | 200 | 0.0% |
| Aflac Inc | Convertible | 001055AN2 | $10.3K | 10,000 | 0.0% |
| Skechers USA Inc(SKAA) | Equities | 830566105 | $10.3K | 450 | 0.0% |
| NYC NY HDC MFH | Convertible | 64972CCX9 | $10.4K | 10,000 | 0.0% |
| MP Wstrn ST Univ | Convertible | 606432BT8 | $10.4K | 10,000 | 0.0% |
| Prudential Finl 5.7% | PFDs, REITs, | 744320706 | $10.5K | 400 | 0.0% |
| Wells Fargo & Co | Convertible | 949746NX5 | $10.5K | 10,000 | 0.0% |
| Southern Copper Corp(SCCO) | Equities | 84265V105 | $10.5K | 400 | 0.0% |
| CNT Puget SND WA | Convertible | 155048AY7 | $10.6K | 10,000 | 0.0% |
| MO ST Hlth | Convertible | 6069017U4 | $10.6K | 10,000 | 0.0% |
| Tennessee ST | Convertible | 880541MN4 | $10.7K | 10,000 | 0.0% |
| Copart Inc(CPRT) | Equities | 217204106 | $10.7K | 200 | 0.0% |
| Energy NW WA Elec R | Convertible | 29270CWA9 | $10.7K | 10,000 | 0.0% |
| Netapp Inc(NTAP) | Equities | 64110D104 | $10.7K | 300 | 0.0% |
| MA ST WTR RES Auth | Convertible | 576051BG0 | $10.8K | 10,000 | 0.0% |
| Greater AZ DEV Auth | Convertible | 391577RK1 | $10.8K | 10,000 | 0.0% |
| Newmont Mining Corp(NEM) | Equities | 651639106 | $10.8K | 275 | 0.0% |
| Irving TX Wwks | Convertible | 463831KM8 | $10.8K | 10,000 | 0.0% |
| IN ST FA REV | Convertible | 455057XG9 | $10.9K | 10,000 | 0.0% |
| MO ST HWY S | Convertible | 60636WJH9 | $11.0K | 10,000 | 0.0% |
| Digitalglobe Inc New | Equities | 25389M877 | $11.0K | 400 | 0.0% |
| Universal Display Co(OLED) | Equities | 91347P105 | $11.1K | 200 | 0.0% |
| Rosemont IL | Convertible | 777543SS9 | $11.1K | 10,000 | 0.0% |
| Phoenix AZ WTR | Convertible | 71883RJQ7 | $11.1K | 10,000 | 0.0% |
| New Media INV GRP in | Equities | 64704V106 | $11.2K | 721 | 0.0% |
| Terra Nitrogen | PFDs, REITs, | 881005201 | $11.2K | 100 | 0.0% |
| AZ ST Lottery | Convertible | 040624AV0 | $11.2K | 10,000 | 0.0% |
| Kopin Corp(KOPN) | Equities | 500600101 | $11.3K | 5,200 | 0.0% |
| MA ST | Convertible | 57582NSJ5 | $11.3K | 10,000 | 0.0% |
| Regl Tran DST Co Co | Convertible | 75913TJE5 | $11.4K | 10,000 | 0.0% |
| Aflac Inc(AFL) | Equities | 001055102 | $11.4K | 159 | 0.0% |
| Phoenix AZ CVC IMP | Convertible | 718849BD3 | $11.5K | 10,000 | 0.0% |
| Travelers Companies | Equities | 89417E113 | $11.5K | 100 | 0.0% |
| AZ Trans Excise TAX | Convertible | 040649KZ7 | $11.5K | 10,000 | 0.0% |
| AZ ST Transn BRD | Convertible | 040647DP1 | $11.5K | 10,000 | 0.0% |
| Boston Beer Co(SAM) | Equities | 100557107 | $11.6K | 75 | 0.0% |
| MI ST Bldg Auth | Convertible | 594615BA3 | $11.7K | 10,000 | 0.0% |
| Dripping Spring TX | Convertible | 262061NX8 | $11.7K | 10,000 | 0.0% |
| Broward Cnty FL ARP | Convertible | 114894RP5 | $11.8K | 10,000 | 0.0% |
| Pima CN AZ SWR | Convertible | 721876RH5 | $11.8K | 10,000 | 0.0% |
| AZ ST Trans BRD HWY | Convertible | 040654UD5 | $11.8K | 10,000 | 0.0% |
| AZ ST Trans BRD HWY | Convertible | 040654UL7 | $11.8K | 10,000 | 0.0% |
| AZ WTR Infra FA REV | Convertible | 040688MM2 | $11.9K | 10,000 | 0.0% |
| OH ST WTR Poll REV | Convertible | 67766WVL3 | $12.0K | 10,000 | 0.0% |
| NY ST Dorm Auth S/T | Convertible | 64990ADN2 | $12.1K | 10,000 | 0.0% |
| AZ Trans BRD HWY | Convertible | 040654VE2 | $12.1K | 10,000 | 0.0% |
| JEA FL Elec SYS REV | Convertible | 46613C2F1 | $12.2K | 10,000 | 0.0% |
| Sprint Corp | Equities | 85207U105 | $12.2K | 1,839 | 0.0% |
| Ishares Natl Muni BD(MUB) | Equities | 464288414 | $12.3K | 109 | 0.0% |
| PA ST TPK Commn TPK | Convertible | 709224FX2 | $12.3K | 10,000 | 0.0% |