Q3 2016 Holdings
Filed 2016-10-17 | 894 holdings | $477.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| New York N Y | Convertible | 64966LS77 | $12.4K | 10,000 | 0.0% |
| Klein TX ISD | Convertible | 498531FE7 | $12.4K | 10,000 | 0.0% |
| Phoenix AZ WTR | Convertible | 71883RNK5 | $12.4K | 10,000 | 0.0% |
| Austin TX WTR & WST | Convertible | 052476Q35 | $12.4K | 10,000 | 0.0% |
| Lower Co RIV Auth T | Convertible | 54811GZS2 | $12.5K | 10,000 | 0.0% |
| NC MUN PWR CA Elec | Convertible | 658203X82 | $12.5K | 10,000 | 0.0% |
| Phoenix AZ WST WTR | Convertible | 71883PJP3 | $12.5K | 10,000 | 0.0% |
| AZ BD Regents Univ | Convertible | 04048RLZ7 | $12.6K | 10,000 | 0.0% |
| TX Trans ST HWY FD | Convertible | 88283LJW7 | $12.7K | 10,000 | 0.0% |
| Alerian MLP ETF(AMLPUSD) | Equities | 00162Q866 | $12.7K | 1,000 | 0.0% |
| NY ST Dorm Auth PER | Convertible | 64990EUT2 | $12.8K | 10,000 | 0.0% |
| Citrix Systems Inc(CTXSEUR) | Equities | 177376100 | $12.8K | 150 | 0.0% |
| Tucson AZ WTR | Convertible | 898797CG8 | $12.8K | 10,000 | 0.0% |
| Gamco Natural Resour | Equities | 36249M106 | $12.9K | 1,666 | 0.0% |
| Vale SA | Equities | 91912E109 | $12.9K | 2,350 | 0.0% |
| Morgan Stanley | Convertible | 61760LFF7 | $13.0K | 13,000 | 0.0% |
| Dassault Systems SA(DASTY) | Equities | 237545108 | $13.0K | 150 | 0.0% |
| Amphenol Corp(APH) | Equities | 032095101 | $13.0K | 200 | 0.0% |
| Proto Labs Inc(PRLB) | Equities | 743713109 | $13.2K | 220 | 0.0% |
| Ingersoll-Rand PLC | Equities | G4766G101 | $13.6K | 200 | 0.0% |
| Tesla Motors Inc | Convertible | 88160RAB7 | $13.6K | 15,000 | 0.0% |
| BlackRock Core Bond | Equities | 09249E104 | $13.9K | 975 | 0.0% |
| RE SEL Sect Spdr(XLRE) | Equities | 81369Y860 | $14.0K | 427 | 0.0% |
| Petroleo Brasileiro(PBR) | Equities | 71654V408 | $14.0K | 1,500 | 0.0% |
| Manulife Financial C(MFC) | Equities | 56501R106 | $14.1K | 1,000 | 0.0% |
| ENI SPA(E) | Equities | 26874R108 | $14.4K | 500 | 0.0% |
| Autodesk Inc(ADSK) | Equities | 052769106 | $14.5K | 200 | 0.0% |
| Coach Inc | Equities | 189754104 | $14.6K | 400 | 0.0% |
| Hawaiian Electric in(HE) | Equities | 419870100 | $14.9K | 500 | 0.0% |
| Nordson Corp(NDSN) | Equities | 655663102 | $14.9K | 150 | 0.0% |
| American Water Works(AWK) | Equities | 030420103 | $15.0K | 200 | 0.0% |
| PA Ecodev FA WS | Convertible | 708692BC1 | $15.1K | 15,000 | 0.0% |
| GEN Motors Finl | Convertible | 37045XAB2 | $15.1K | 14,000 | 0.0% |
| Walker & Dunlop Inc(WD) | Equities | 93148P102 | $15.2K | 600 | 0.0% |
| Esterline Tech Corp | Equities | 297425100 | $15.2K | 200 | 0.0% |
| Ford Motor Credit | Convertible | 345397VM2 | $15.3K | 13,000 | 0.0% |
| Industry CA PFA TAX | Convertible | 45656TCG1 | $15.5K | 15,000 | 0.0% |
| Express Scripts Hldg | Equities | 302182100 | $15.5K | 220 | 0.0% |
| Waukegan II | Convertible | 942860MY0 | $15.6K | 15,000 | 0.0% |
| SAN Mateo CA | Convertible | 799022BY3 | $15.6K | 15,000 | 0.0% |
| Dunkin Brands Group(DNKN) | Equities | 265504100 | $15.6K | 300 | 0.0% |
| Communications Sales | PFDs, REITs, | 20341J104 | $15.7K | 500 | 0.0% |
| General Electric Co | Convertible | 369604BC6 | $15.7K | 15,000 | 0.0% |
| Expedia Inc | Convertible | 30212PAH8 | $15.7K | 14,000 | 0.0% |
| PAN American Silver(PAAS) | Equities | 697900108 | $15.9K | 900 | 0.0% |
| American Tower Corp | Equities | 029912201 | $15.9K | 140 | 0.0% |
| Netflix Inc(NFLX) | Equities | 64110L106 | $15.9K | 161 | 0.0% |
| Akamia Technologies(AKAM) | Equities | 00971T101 | $15.9K | 300 | 0.0% |
| Palo Alto Networks(PANW) | Equities | 697435105 | $15.9K | 100 | 0.0% |
| Tata Motors LTD | Equities | 876568502 | $16.0K | 400 | 0.0% |