Q4 2016 Holdings
Filed 2017-01-12 | 898 holdings | $483.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| VA CLG Bldg Auth | Convertible | 927781K45 | $21.5K | 20,000 | 0.0% |
| Univ PL WA | Convertible | 91480QDS6 | $21.5K | 20,000 | 0.0% |
| Goldman Sachs Group | Convertible | 38141E2V0 | $21.5K | 20,000 | 0.0% |
| BlackRock Taxable Muni Bond Trust(BBN) | Equities | 09248X100 | $21.6K | 1,000 | 0.0% |
| Portland General Elec(POR) | Equities | 736508847 | $21.7K | 500 | 0.0% |
| Denve Co C&C | Convertible | 249164MU5 | $21.8K | 20,000 | 0.0% |
| Dupont Fabros Tech REIT | PFDs, REITs, | 26613Q106 | $22.0K | 500 | 0.0% |
| Whitewave Foods Co | Equities | 966244105 | $22.2K | 400 | 0.0% |
| OH ST WTR DEV Auth | Convertible | 677659W34 | $22.3K | 20,000 | 0.0% |
| Minn ST Paul MN ARP | Convertible | 603827UN4 | $22.3K | 20,000 | 0.0% |
| VA ST PUB Bldg Auth | Convertible | 928172ZA6 | $22.3K | 20,000 | 0.0% |
| Lancaster Co PA HOS | Convertible | 514045M34 | $22.6K | 20,000 | 0.0% |
| Wisconsin State AAA | Convertible | 97705MAJ4 | $22.7K | 20,000 | 0.0% |
| Salesforce.com Inc(CRM) | Equities | 79466L302 | $22.9K | 334 | 0.0% |
| New York MTG PFD | PFDs, REITs, | 649604808 | $22.9K | 1,000 | 0.0% |
| Taiwan Semi Manu Co LTD(TSM) | Equities | 874039100 | $23.0K | 800 | 0.0% |
| Allstate COR PFD | PFDs, REITs, | 020002408 | $23.3K | 940 | 0.0% |
| Apollo Comm Real Estate Finance Inc(ARI) | Equities | 03762U105 | $23.3K | 1,400 | 0.0% |
| Healthcare Select Sector Spdr FD(XLV) | Equities | 81369Y209 | $23.4K | 340 | 0.0% |
| American Airlines Group Inc(AAL) | Equities | 02376R102 | $23.4K | 502 | 0.0% |
| Western Refining LOG LP | PFDs, REITs, | 95931Q205 | $23.5K | 1,100 | 0.0% |
| Goodyear Tire & Rubber Co(GT) | Equities | 382550101 | $23.9K | 775 | 0.0% |
| Energy Transfer Partners | PFDs, REITs, | 29273R109 | $24.0K | 670 | 0.0% |
| ST Jude Medical Inc | Equities | 790849103 | $24.1K | 300 | 0.0% |
| Ares Cap Corp(ARCC) | Equities | 04010L103 | $24.1K | 1,459 | 0.0% |
| Aetna Inc | Equities | 00817Y108 | $24.2K | 195 | 0.0% |
| Irvine CA SPL T | Convertible | 46360TDV2 | $24.2K | 25,000 | 0.0% |
| Tech Select Sector Spdr FD(XLK) | Equities | 81369Y803 | $24.3K | 502 | 0.0% |
| Adient PLC(ADNT) | Equities | G0084W101 | $24.4K | 417 | 0.0% |
| General Electric Co | PFDs, REITs, | 369622410 | $24.6K | 1,000 | 0.0% |
| GEN Elec Cap | PFDs, REITs, | 369622428 | $24.6K | 1,000 | 0.0% |
| Natl GEN PFD | PFDs, REITs, | 636220808 | $24.8K | 1,000 | 0.0% |
| Resmed Inc(RMD) | Equities | 761152107 | $24.8K | 400 | 0.0% |
| Wells Fargo & Co PFD | PFDs, REITs, | 949746879 | $25.0K | 945 | 0.0% |
| Care Capital Properties | PFDs, REITs, | 141624106 | $25.0K | 1,000 | 0.0% |
| Novato CA RDA | Convertible | 66988TBB8 | $25.0K | 25,000 | 0.0% |
| Wells Fargo & Co PFD | PFDs, REITs, | 949746366 | $25.1K | 1,000 | 0.0% |
| FL DEP of Child | Convertible | 34061MAS5 | $25.1K | 25,000 | 0.0% |
| Viacom Inc CL B(VIAB) | Equities | 92553P201 | $25.1K | 715 | 0.0% |
| Weslaco TX | Convertible | 950868LX5 | $25.1K | 25,000 | 0.0% |
| Alerian MLP ETF(AMLPUSD) | Equities | 00162Q866 | $25.1K | 1,995 | 0.0% |
| Hartford Financial PFD | PFDs, REITs, | 416518504 | $25.2K | 850 | 0.0% |
| Morgan Stanley | Convertible | 61747YDT9 | $25.2K | 25,000 | 0.0% |
| Tesla Motors Inc(TSLA) | Equities | 88160R101 | $25.2K | 118 | 0.0% |
| Associated Banc PFD | PFDs, REITs, | 045488400 | $25.3K | 1,000 | 0.0% |
| Marion County FL | Convertible | 56879EFJ3 | $25.3K | 25,000 | 0.0% |
| Royal Gold Inc(RGLD) | Equities | 780287108 | $25.5K | 402 | 0.0% |
| Goodyear AZ PUB IMP | Convertible | 382512BQ3 | $25.5K | 25,000 | 0.0% |
| Phoenix AZ CVC IMP | Convertible | 71884ARN1 | $25.5K | 25,000 | 0.0% |
| Maricopa AZ CCD | Convertible | 566795LB4 | $25.7K | 25,000 | 0.0% |