Q3 2017 Holdings
Filed 2017-10-12 | 1198 holdings | $576.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Caterpillar Inc | Convertible/ | 149123BV2 | $10.6K | 10,000 | 0.0% |
| DOW Chemical Co | Convertible/ | 260543CF8 | $10.6K | 10,000 | 0.0% |
| Telefonica SA(TELFY) | Equities | 879382208 | $10.7K | 988 | 0.0% |
| New Media INV GRP Inc | Equities | 64704V106 | $10.7K | 721 | 0.0% |
| Phoenix AZ WTR | Convertible/ | 71883RJQ7 | $10.7K | 10,000 | 0.0% |
| AZ Hlth FAC Auth | Convertible/ | 040506NA1 | $10.7K | 10,000 | 0.0% |
| Proshares Ultrashort ETF | Equities | 74348A590 | $10.7K | 1,000 | 0.0% |
| Comcast Corporat | Convertible/ | 20030NBA8 | $10.7K | 10,000 | 0.0% |
| Firstenergy(FE) | Equities | 337932107 | $10.8K | 350 | 0.0% |
| AZ ST Lottery | Convertible/ | 040624AV0 | $10.8K | 10,000 | 0.0% |
| MA ST | Convertible/ | 57582NSJ5 | $10.9K | 10,000 | 0.0% |
| Regl Tran DST Co Co | Convertible/ | 75913TJE5 | $11.0K | 10,000 | 0.0% |
| Phoenix AZ CVC IMP | Convertible/ | 718849BD3 | $11.0K | 10,000 | 0.0% |
| AZ ST Transn BRD | Convertible/ | 040647DP1 | $11.1K | 10,000 | 0.0% |
| AZ Trans Excise TAX | Convertible/ | 040649KZ7 | $11.1K | 10,000 | 0.0% |
| Kla-Tencor Corp(KLAC) | Equities | 482480100 | $11.2K | 106 | 0.0% |
| Dripping Spring TX | Convertible/ | 262061NX8 | $11.2K | 10,000 | 0.0% |
| MI ST Bldg Auth | Convertible/ | 594615BA3 | $11.3K | 10,000 | 0.0% |
| Embraer SA ADR(EMBJ) | Equities | 29082A107 | $11.3K | 500 | 0.0% |
| Mallinckrodt PLC | Equities | G5785G107 | $11.3K | 303 | 0.0% |
| AZ ST Trans BRD HWY | Convertible/ | 040654UD5 | $11.3K | 10,000 | 0.0% |
| Pima CN AZ SWR | Convertible/ | 721876RH5 | $11.4K | 10,000 | 0.0% |
| AZ ST Trans BRD HWY | Convertible/ | 040654UL7 | $11.4K | 10,000 | 0.0% |
| Broward Cnty FL ARP | Convertible/ | 114894RP5 | $11.4K | 10,000 | 0.0% |
| Netgear(NTGR) | Equities | 64111Q104 | $11.4K | 240 | 0.0% |
| AZ WTR Infra FA REV | Convertible/ | 040688MM2 | $11.5K | 10,000 | 0.0% |
| Bancfirst Corp OK(BANF) | Equities | 05945F103 | $11.5K | 202 | 0.0% |
| OH ST WTR Poll REV | Convertible/ | 67766WVL3 | $11.5K | 10,000 | 0.0% |
| NY ST Dorm Auth S/T | Convertible/ | 64990ADN2 | $11.6K | 10,000 | 0.0% |
| Simon Ppty GRP(SPG) | Equities | 828806109 | $11.6K | 72 | 0.0% |
| AZ Trans BRD HWY | Convertible/ | 040654VE2 | $11.6K | 10,000 | 0.0% |
| JEA FL Elec SYS REV | Convertible/ | 46613C2F1 | $11.7K | 10,000 | 0.0% |
| Proshares Ultrashort S&P 500 | Equities | 74347R883 | $11.7K | 251 | 0.0% |
| Boston Beer Co(SAM) | Equities | 100557107 | $11.7K | 75 | 0.0% |
| Market Vectors JR Goldminers ETF | Equities | 57060U589 | $11.8K | 350 | 0.0% |
| Cabot Microelectronics Corp(CCMPEUR) | Equities | 12709P103 | $11.8K | 148 | 0.0% |
| Wells Fargo BK NA | Convertible/ | 949746SA0 | $11.9K | 12,000 | 0.0% |
| PA ST TPK Commn TPK | Convertible/ | 709224FX2 | $11.9K | 10,000 | 0.0% |
| Klein TX ISD | Convertible/ | 498531FE7 | $11.9K | 10,000 | 0.0% |
| New York N Y | Convertible/ | 64966LS77 | $11.9K | 10,000 | 0.0% |
| PAN American Silver CP(PAAS) | Equities | 697900108 | $11.9K | 700 | 0.0% |
| Austin TX WTR & WST | Convertible/ | 052476Q35 | $11.9K | 10,000 | 0.0% |
| Phoenix AZ WTR | Convertible/ | 71883RNK5 | $12.0K | 10,000 | 0.0% |
| Lower Co RIV Auth T | Convertible/ | 54811GZS2 | $12.0K | 10,000 | 0.0% |
| NC MUN PWR CA Elec | Convertible/ | 658203X82 | $12.0K | 10,000 | 0.0% |
| Phoenix AZ WST WTR | Convertible/ | 71883PJP3 | $12.1K | 10,000 | 0.0% |
| Quidel Corp | Equities | 74838J101 | $12.1K | 275 | 0.0% |
| AZ BD Regents Univ | Convertible/ | 04048RLZ7 | $12.1K | 10,000 | 0.0% |
| CVS Health Corp | Convertible/ | 126650BJ8 | $12.1K | 10,000 | 0.0% |
| Trowe Price Group Inc(TROW) | Equities | 74144T108 | $12.1K | 134 | 0.0% |