Q3 2018 Holdings
Filed 2018-10-18 | 1285 holdings | $31.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Goldman Sachs Group | Convertible/ | 38141E2V0 | $21 | 20,000 | 0.0% |
| New York NY | Convertible/ | 64966HYN4 | $21 | 20,000 | 0.0% |
| Green BAY WIS | Convertible/ | 392641US3 | $21 | 20,000 | 0.0% |
| Sempra Energy(SRE) | Equities | 816851109 | $21 | 187 | 0.0% |
| Pima CN AZ USD #1 | Convertible/ | 721799E47 | $21 | 20,000 | 0.0% |
| Phoenix AZ | Convertible/ | 718814K88 | $21 | 20,000 | 0.0% |
| Goldman Sachs Group | Convertible/ | 38141EP45 | $21 | 20,000 | 0.0% |
| American Airlines Group Inc(AAL) | Equities | 02376R102 | $21 | 507 | 0.0% |
| Edina MN ISD No273 | Convertible/ | 280659SL8 | $21 | 20,000 | 0.0% |
| Nordson Corp(NDSN) | Equities | 655663102 | $21 | 150 | 0.0% |
| Illinois Tool Works(ITW) | Equities | 452308109 | $21 | 150 | 0.0% |
| Novartis AG(NVSN) | Equities | 66987V109 | $21 | 247 | 0.0% |
| Copart Inc(CPRT) | Equities | 217204106 | $21 | 400 | 0.0% |
| Comcast Corp A(CMCSA) | Equities | 20030N101 | $21 | 598 | 0.0% |
| Austin TX COD | Convertible/ | 052403DR0 | $22 | 20,000 | 0.0% |
| ON Semiconductor Corp(ON) | Equities | 682189105 | $22 | 1,188 | 0.0% |
| Wirecard AG Berlin ORD | Equities | D22359133 | $22 | 100 | 0.0% |
| Texas State B7 | Convertible/ | 882724AZ0 | $22 | 20,000 | 0.0% |
| Dassault Systems SA Adrf(DASTY) | Equities | 237545108 | $22 | 150 | 0.0% |
| Dunkin Brands Group Inc(DNKN) | Equities | 265504100 | $22 | 300 | 0.0% |
| Ishares Morningstar MC ETF(IMCB) | Equities | 464288208 | $23 | 119 | 0.0% |
| Portland General Elec(POR) | Equities | 736508847 | $23 | 500 | 0.0% |
| Phoenix AZ | Convertible/ | 718814Q25 | $23 | 20,000 | 0.0% |
| Tucson AZ WTR | Convertible/ | 898797ED3 | $23 | 20,000 | 0.0% |
| Pennymac MOR | PFDs, REITs, | 70931T301 | $23 | 900 | 0.0% |
| Gladstone Coml C | PFDs, REITs, | 376536603 | $23 | 900 | 0.0% |
| Travelers Companies | Equities | 89417E113 | $23 | 175 | 0.0% |
| Baidu Inc(BIDUN) | Equities | 056752108 | $23 | 100 | 0.0% |
| Tribune Media Co(TRCO) | Equities | 896047503 | $23 | 600 | 0.0% |
| Chimera Investme | PFDs, REITs, | 16934Q307 | $23 | 916 | 0.0% |
| Gaslog LTD | PFDs, REITs, | G37585117 | $23 | 900 | 0.0% |
| Celanese Corp(CE) | Equities | 150870103 | $23 | 200 | 0.0% |
| Brookfield Real Assets I(RA) | Equities | 112830104 | $23 | 1,000 | 0.0% |
| Aetna Inc | Equities | 00817Y108 | $23 | 115 | 0.0% |
| Aetna Inc | Convertible/ | 008117AH6 | $24 | 20,000 | 0.0% |
| Ashford Hospit PFD | Equities | 044103802 | $24 | 993 | 0.0% |
| Chemtrade LOG Inc FD(CHE-U) | Equities | 16387P103 | $24 | 2,000 | 0.0% |
| General Electric VAR PFD | Convertible/ | 369604BQ5 | $24 | 25,000 | 0.0% |
| Microsoft Corp | Convertible/ | 594918BH6 | $24 | 25,000 | 0.0% |
| Texas Capital | PFDs, REITs, | 882228406 | $24 | 950 | 0.0% |
| Bank of Montreal(BMO) | Equities | 063671101 | $24 | 290 | 0.0% |
| IBM Corp | Convertible/ | 459200AM3 | $24 | 20,000 | 0.0% |
| Unilever | Equities | 904767704 | $24 | 440 | 0.0% |
| Holly ENE Partners | PFDs, REITs, | 435763107 | $24 | 750 | 0.0% |
| VF Corp(VFC) | Equities | 918204108 | $24 | 262 | 0.0% |
| Irvine CA SPL T | Convertible/ | 46360TDV2 | $25 | 25,000 | 0.0% |
| Novato CA RDA | Convertible/ | 66988TBB8 | $25 | 25,000 | 0.0% |
| JP Morgan Chase | Convertible/ | 46625HJR2 | $25 | 25,000 | 0.0% |
| Associated Banc PFD | PFDs, REITs, | 045488400 | $25 | 1,000 | 0.0% |
| Fifth Third Banco VAR | Convertible/ | 316773CR9 | $25 | 25,000 | 0.0% |