Q3 2019 Holdings
Filed 2019-10-15 | 1750 holdings | $30.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wells Fargo BK NA | Convertible/ | 949746SA0 | $12 | 12,000 | 0.0% |
| Kansas City Southern | Equities | 485170302 | $12 | 89 | 0.0% |
| Keysight Technologies(KEYS) | Equities | 49338L103 | $12 | 126 | 0.0% |
| Waste Connections Inc | Equities | 941053100 | $12 | 125 | 0.0% |
| Structured Product PFD | Equities | 2208E2090 | $12 | 400 | 0.0% |
| Celanese Corp(CE) | Equities | 150870103 | $12 | 100 | 0.0% |
| CVS Health Corp | Convertible/ | 126650BJ8 | $12 | 10,000 | 0.0% |
| Dc Income Tax | Convertible/ | 25477GNK7 | $12 | 10,000 | 0.0% |
| Lennox Intl Inc(LII) | Equities | 526107107 | $12 | 50 | 0.0% |
| Walgreens Boots A | Convertible/ | 931427AF5 | $12 | 12,000 | 0.0% |
| JP Morgan ETN(AMJEUR) | Equities | 46625H365 | $12 | 500 | 0.0% |
| PA ST TPK Commn TPK | Convertible/ | 709224FX2 | $12 | 10,000 | 0.0% |
| NC MUN PWR CA Elec | Convertible/ | 658203X82 | $12 | 10,000 | 0.0% |
| Univ WA | Convertible/ | 91523NNS1 | $12 | 10,000 | 0.0% |
| Conroe Tx Isd | Convertible/ | 208418UK7 | $12 | 10,000 | 0.0% |
| Amerisourcebergen Corp | Equities | 3073E1080 | $12 | 142 | 0.0% |
| Florida St | Convertible/ | 3411502D1 | $12 | 10,000 | 0.0% |
| Phoenix AZ WST WTR | Convertible/ | 71883PJP3 | $12 | 10,000 | 0.0% |
| Principal Financial(PFG) | Equities | 74251V102 | $12 | 213 | 0.0% |
| The Toronto-Dom | Convertible/ | 89114QJA7 | $12 | 12,000 | 0.0% |
| Tortoise MLP CF | PFDs, REITs, | 89148B101 | $12 | 1,000 | 0.0% |
| Reliance STL & Aluminum(RS) | Equities | 759509102 | $12 | 122 | 0.0% |
| Triborough Bridge & | Convertible/ | 89602RCB9 | $12 | 10,000 | 0.0% |
| Retail Prop of America Inc | PFDs, REITs, | 76131V202 | $12 | 1,009 | 0.0% |
| Pima Cn Az Usd #16 | Convertible/ | 721863QH4 | $12 | 10,000 | 0.0% |
| Phoenix AZ WTR | Convertible/ | 71883RNK5 | $12 | 10,000 | 0.0% |
| Suburban Propane PRT L P(SPH) | PFDs, REITs, | 864482104 | $12 | 500 | 0.0% |
| AZ BD Regents Univ | Convertible/ | 04048RPG5 | $12 | 10,000 | 0.0% |
| AZ BD Regents Univ | Convertible/ | 04048RLZ7 | $12 | 10,000 | 0.0% |
| Az Brd Regents Cop | Convertible/ | 04048PKC3 | $12 | 10,000 | 0.0% |
| Tucson AZ WTR | Convertible/ | 898797CG8 | $12 | 10,000 | 0.0% |
| Toll Brothers Inc(TOL) | Equities | 889478103 | $12 | 300 | 0.0% |
| TX Trans ST HWY FD | Convertible/ | 88283LJW7 | $12 | 10,000 | 0.0% |
| Ocado GRP PLC(OCDO) | Equities | G6718L106 | $12 | 750 | 0.0% |
| Brookfield Renewable Energy Partners LP(BEPC) | Equities | G16258108 | $12 | 300 | 0.0% |
| Gaslog Partners LP | PFDs, REITs, | Y2687W116 | $13 | 500 | 0.0% |
| Novo-Nordisk | Equities | K7314N152 | $13 | 250 | 0.0% |
| Viacom Inc. | Convertible/ | 92553PAJ1 | $13 | 13,000 | 0.0% |
| Aarons Inc | Equities | 253520100 | $13 | 200 | 0.0% |
| Digital Real PFD | PFDs, REITs, | 253868848 | $13 | 500 | 0.0% |
| PS Business PA PFD | PFDs, REITs, | 69360J644 | $13 | 500 | 0.0% |
| Dc | Convertible/ | 25476FXJ2 | $13 | 10,000 | 0.0% |
| Allstate COR PFD | PFDs, REITs, | 200028040 | $13 | 500 | 0.0% |
| Noble Holding in | Convertible/ | 65504LAD9 | $13 | 31,000 | 0.0% |
| Newmont Mining Corp(NEM) | Equities | 651639106 | $13 | 339 | 0.0% |
| New York MTG PFD | PFDs, REITs, | 649604808 | $13 | 500 | 0.0% |
| US Treasury | Convertible/ | 912810RJ9 | $13 | 11,000 | 0.0% |
| BlackRock Taxable Muni Bond Trust(BBN) | Equities | 09248X100 | $13 | 545 | 0.0% |
| Chevron Corp | Convertible/ | 166764AH3 | $13 | 12,000 | 0.0% |
| Excelsior Mining Co | Equities | 300763208 | $13 | 16,800 | 0.0% |