Q3 2019 Holdings
Filed 2019-10-15 | 1750 holdings | $30.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| General Motors Co | Convertible/ | 37045VAK6 | $6 | 5,000 | 0.0% |
| BlackRock Global OPP EQ Trust | Equities | 925011050 | $6 | 600 | 0.0% |
| WPW Energy Inc | Equities | 98212B103 | $6 | 600 | 0.0% |
| Tucson Az Wtr | Convertible/ | 898797BP9 | $6 | 5,000 | 0.0% |
| FT | Unit Trusts | 30266E840 | $6 | 2,000 | 0.0% |
| Gilead Sciences, | Convertible/ | 375558AW3 | $6 | 6,000 | 0.0% |
| Wi St Trans | Convertible/ | 977123S74 | $6 | 5,000 | 0.0% |
| Massachusetts ST | Convertible/ | 57582PAD2 | $6 | 5,000 | 0.0% |
| Broadcom Inc | Equities | Y0486S104 | $7 | 24 | 0.0% |
| Husky Energy Inc | Convertible/ | 448055AF0 | $7 | 7,000 | 0.0% |
| Integrys Energy GR | PFDs, REITs, | 45822P204 | $7 | 267 | 0.0% |
| Nuveen S&P 500 Buy-Write Inc FD(XBXMX) | Equities | 6706ER101 | $7 | 542 | 0.0% |
| Monsanto Co | Convertible/ | 61166WAH4 | $7 | 7,000 | 0.0% |
| Ishares Msci Eafe SC(SCZ) | Equities | 464288273 | $7 | 124 | 0.0% |
| Zimmer Biomet Ho | Convertible/ | 98956PAL6 | $7 | 7,000 | 0.0% |
| Vereit Inc PFD | PFDs, REITs, | 92339V209 | $7 | 272 | 0.0% |
| Microsoft Corp | Convertible/ | 594918AD6 | $7 | 5,000 | 0.0% |
| Expedia Inc | Convertible/ | 30212PAH8 | $7 | 7,000 | 0.0% |
| General Motors Co | Equities | 370442105 | $7 | 193 | 0.0% |
| Gladstone Coml Corp(GOOD) | PFDs, REITs, | 376536108 | $7 | 300 | 0.0% |
| State Street COR | PFDs, REITs, | 857477889 | $7 | 280 | 0.0% |
| Riverfront Strategic(RIGS) | Equities | 00162Q783 | $7 | 300 | 0.0% |
| Prestige Brands Holdings(PBH) | Equities | 74112D101 | $7 | 200 | 0.0% |
| Independence Group ORD | Equities | Q48886107 | $7 | 1,500 | 0.0% |
| Fidelity Msci(FIDU) | Equities | 316092709 | $7 | 170 | 0.0% |
| Seagate Technology | Equities | G7945J104 | $7 | 132 | 0.0% |
| Wabco Hldg Inc(WBC1EUR) | Equities | 92927K102 | $7 | 50 | 0.0% |
| Stmicroeletronics NV(STM) | Equities | 861012102 | $7 | 378 | 0.0% |
| Ishares TR DJ US Hlthcar(IYH) | Unit Trusts | 464287762 | $7 | 38 | 0.0% |
| Banco Santander, PFD | Equities | 05971K406 | $7 | 300 | 0.0% |
| CIT Group Inc(CITUSD) | Equities | 125581801 | $7 | 158 | 0.0% |
| Cons Comm Hldgs(CNSLEUR) | Equities | 209034107 | $7 | 1,480 | 0.0% |
| Cara Therapeutics Inc(CARAEUR) | Equities | 140755109 | $7 | 400 | 0.0% |
| Detroit Mi City | Convertible/ | 251129Z47 | $7 | 5,000 | 0.0% |
| EPR Properties(EPR) | PFDs, REITs, | 26884U109 | $7 | 86 | 0.0% |
| Athersys Inc(ATHXEUR) | Equities | 04744L106 | $7 | 5,000 | 0.0% |
| Bank of America | Convertible/ | 06051GEC9 | $7 | 7,000 | 0.0% |
| Cambria Shareholder YLD ETF(SYLD) | Equities | 132061201 | $7 | 200 | 0.0% |
| ASX Limited | Equities | 212E10500 | $8 | 150 | 0.0% |
| Banc Calif L | PFDs, REITs, | 05990K882 | $8 | 300 | 0.0% |
| C L P Holdings LTD(CLP1) | Equities | 18946Q101 | $8 | 800 | 0.0% |
| Bluerock Resi | PFDs, REITs, | 09627J508 | $8 | 300 | 0.0% |
| Amem Eqty Invt Life | Equities | 256762060 | $8 | 340 | 0.0% |
| Burlingtn NO Sant | Convertible/ | 12189TBC7 | $8 | 8,000 | 0.0% |
| Telephone and Data PFD | Equities | 879433837 | $8 | 300 | 0.0% |
| Ntnl Health Inve(NHI) | PFDs, REITs, | 63633D104 | $8 | 100 | 0.0% |
| Viacom Inc | Convertible/ | 925524AX8 | $8 | 6,000 | 0.0% |
| Federal Ntnl Mort | Convertible/ | 3135G0U27 | $8 | 8,000 | 0.0% |
| Ubiquiti Inc(UI) | Equities | 90353W103 | $8 | 70 | 0.0% |
| Equinox Gold Corp(EQX) | Equities | 29446Y502 | $8 | 1,426 | 0.0% |