Q4 2019 Holdings
Filed 2020-01-17 | 1743 holdings | $36.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Istar Inc PFD | Equities | 45031U705 | $8 | 300 | 0.0% |
| Viacom Inc | Convertible/ | 925524AX8 | $8 | 6,000 | 0.0% |
| Verint Systems Inc(VTY) | Equities | 92343X100 | $8 | 140 | 0.0% |
| Telephone and Data PFD | Equities | 879433837 | $8 | 300 | 0.0% |
| Nuance Comm Inc | Equities | 67020Y100 | $8 | 429 | 0.0% |
| Spdr S&P Dividend ETF(SDY) | Equities | 78464A763 | $8 | 77 | 0.0% |
| Rockwell Automation Inc(ROK) | Equities | 773903109 | $8 | 39 | 0.0% |
| Oxford Lane Capi | PFDs, REITs, | 691543300 | $8 | 300 | 0.0% |
| Pimco Corporate Oppty Fund(PTY) | Equities | 72201B101 | $8 | 400 | 0.0% |
| Five9 Inc(FIVN) | Equities | 338307101 | $8 | 125 | 0.0% |
| Ishares S&P Mid Cap 400(IJK) | Equities | 464287606 | $8 | 35 | 0.0% |
| EOG Resources Inc(EOG) | Equities | 26875P101 | $8 | 100 | 0.0% |
| Ntnl Health Inve(NHI) | PFDs, REITs, | 63633D104 | $8 | 100 | 0.0% |
| Natl Oilwell Varco Inc(NOVEUR) | Equities | 637071101 | $8 | 303 | 0.0% |
| Gmac Capital T | PFDs, REITs, | 361860208 | $8 | 300 | 0.0% |
| Ishares Russell Midcap(IWR) | Equities | 464287499 | $9 | 145 | 0.0% |
| Ishares Msci EMG Mkts Mini VOL(EEMV) | Equities | 464286533 | $9 | 146 | 0.0% |
| Ishares Trust Index FD(FXI) | Unit Trusts | 464287184 | $9 | 200 | 0.0% |
| Ameren Corp(AEE) | Equities | 023608102 | $9 | 123 | 0.0% |
| JPMorgan Chase PFD | PFDs, REITs, | 48127R461 | $9 | 333 | 0.0% |
| Community TR Bancorp Inc(CTBI) | Equities | 204149108 | $9 | 200 | 0.0% |
| Apple Inc. | Convertible/ | 037833CR9 | $9 | 9,000 | 0.0% |
| Vmware Inc CL A(VMWEUR) | Equities | 928563402 | $9 | 60 | 0.0% |
| Ferrari N V(RACE) | Equities | N3167Y103 | $9 | 56 | 0.0% |
| Zillow Group Inc CL C(Z) | Equities | 98954M200 | $9 | 200 | 0.0% |
| Williams COS Inc(WMB) | Equities | 969457100 | $9 | 388 | 0.0% |
| Mettler Toledo(MTD) | Equities | 592688105 | $9 | 11 | 0.0% |
| MI ST Bldg Auth | Convertible/ | 594615BA3 | $10 | 10,000 | 0.0% |
| Syneos Health Inc(8IN) | Equities | 87166B102 | $10 | 165 | 0.0% |
| Two Harbors | PFDs, REITs, | 90187B309 | $10 | 350 | 0.0% |
| Morgan Stanley | Convertible/ | 61761JB32 | $10 | 10,000 | 0.0% |
| United Airlines, | Convertible/ | 90932LAA5 | $10 | 10,000 | 0.0% |
| Stmicroeletronics NV(STM) | Equities | 861012102 | $10 | 378 | 0.0% |
| U.S. Bancorp | Convertible/ | 91159HHM5 | $10 | 10,000 | 0.0% |
| Materion Corp(MTRN) | Equities | 576690101 | $10 | 171 | 0.0% |
| Starbucks Corp | Convertible/ | 855244AJ8 | $10 | 10,000 | 0.0% |
| Maricopa Az Ccd | Convertible/ | 566795LL2 | $10 | 10,000 | 0.0% |
| Vanguard Mid Cap Growth(VOT) | Equities | 922908538 | $10 | 60 | 0.0% |
| Verizon Communic | Convertible/ | 92343VCC6 | $10 | 10,000 | 0.0% |
| Vestas Wind Sys A/S(VWDRY) | Equities | 925458101 | $10 | 300 | 0.0% |
| Visa Inc | Convertible/ | 92826CAB8 | $10 | 10,000 | 0.0% |
| Spdr Ssga US Sl Cp Lw(SMLV) | Equities | 78468R887 | $10 | 102 | 0.0% |
| Omaha Nebraska | Convertible/ | 681785ET4 | $10 | 10,000 | 0.0% |
| Royal Bank Canad | Convertible/ | 78012KKU0 | $10 | 10,000 | 0.0% |
| Phoenix AZ CVC IMP | Convertible/ | 718849BD3 | $10 | 10,000 | 0.0% |
| Exelon Corp | Convertible/ | 693304AT4 | $10 | 10,000 | 0.0% |
| Gaslog LTD | PFDs, REITs, | G37585117 | $10 | 400 | 0.0% |
| CME Group Inc A(CME) | Equities | 12572Q105 | $10 | 50 | 0.0% |
| Marvell Tech GRP LTD(MRVL) | Equities | G5876H105 | $10 | 380 | 0.0% |
| Avista Corp(AVA) | Equities | 05379B107 | $10 | 211 | 0.0% |