Q4 2019 Holdings
Filed 2020-01-17 | 1743 holdings | $36.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| CME Group Inc A(CME) | Equities | 12572Q105 | $10 | 50 | 0.0% |
| BK NY Mellon COR | Convertible/ | 06406FAB9 | $10 | 10,000 | 0.0% |
| Berkshire Hathaway | Convertible/ | 084670BQ0 | $10 | 10,000 | 0.0% |
| Scottsdale AZ W/ | Convertible/ | 810526MS9 | $10 | 10,000 | 0.0% |
| Capital One Finl Corp | PFDs, REITs, | 14040H402 | $10 | 400 | 0.0% |
| Lincoln Nebraska | Convertible/ | 534272ZX0 | $10 | 10,000 | 0.0% |
| Capital One Finl | Convertible/ | 14040HBF1 | $10 | 10,000 | 0.0% |
| Morgan Stanley | Convertible/ | 61761JB32 | $10 | 10,000 | 0.0% |
| The Charles SCH | Convertible/ | 808513AG0 | $10 | 10,000 | 0.0% |
| Stmicroeletronics NV(STM) | Equities | 861012102 | $10 | 378 | 0.0% |
| U.S. Bancorp | Convertible/ | 91159HHM5 | $10 | 10,000 | 0.0% |
| Casi Pharmaceuticals(CASIEUR) | Equities | 14757U109 | $10 | 3,300 | 0.0% |
| MP Wstrn ST Univ | Convertible/ | 606432BT8 | $10 | 10,000 | 0.0% |
| MO ST Hlth | Convertible/ | 6069017U4 | $10 | 10,000 | 0.0% |
| Starbucks Corp | Convertible/ | 855244AJ8 | $10 | 10,000 | 0.0% |
| Spdr Ssga US Sl Cp Lw(SMLV) | Equities | 78468R887 | $10 | 102 | 0.0% |
| State of Texas | Convertible/ | 882722TB7 | $10 | 10,000 | 0.0% |
| MI ST Bldg Auth | Convertible/ | 594615BA3 | $10 | 10,000 | 0.0% |
| Chandler AZ | Convertible/ | 158843WL2 | $10 | 10,000 | 0.0% |
| AZ Trans Excise TAX | Convertible/ | 040649KZ7 | $10 | 10,000 | 0.0% |
| Regl Tran DST Co Co | Convertible/ | 75913TJE5 | $10 | 10,000 | 0.0% |
| California ST | Convertible/ | 13063BFA5 | $10 | 10,000 | 0.0% |
| Rayonier(RYN) | PFDs, REITs, | 754907103 | $10 | 315 | 0.0% |
| Syneos Health Inc(8IN) | Equities | 87166B102 | $10 | 165 | 0.0% |
| Schwab US AGG BD ETF(SCHZ) | Equities | 808524839 | $10 | 190 | 0.0% |
| Range Resources Corp(RRC) | Equities | 75281A109 | $10 | 2,000 | 0.0% |
| Chs Inc. Pfd(CHSCN) | Equities | 12542R506 | $10 | 350 | 0.0% |
| United Airlines, | Convertible/ | 90932LAA5 | $10 | 10,000 | 0.0% |
| Ishares Msci Global Gold(RING) | Equities | 46434G855 | $10 | 400 | 0.0% |
| AZ ST Transn BRD | Convertible/ | 040647DP1 | $10 | 10,000 | 0.0% |
| Royal Bank Canad | Convertible/ | 78012KKU0 | $10 | 10,000 | 0.0% |
| Seward County NE | Convertible/ | 818479EZ6 | $10 | 10,000 | 0.0% |
| Lumber Liquidators(LLFLQ) | Equities | 55003T107 | $10 | 1,000 | 0.0% |
| Two Harbors | PFDs, REITs, | 90187B309 | $10 | 350 | 0.0% |
| Alphabet Inc. | Convertible/ | 02079KAC1 | $10 | 10,000 | 0.0% |
| Tapestry Inc.(TPR) | Equities | 876030107 | $11 | 400 | 0.0% |
| Cronos Group Inc(CRON) | Equities | 22717L101 | $11 | 1,400 | 0.0% |
| Rosemont IL | Convertible/ | 777543SS9 | $11 | 10,000 | 0.0% |
| AZ ST Trans BRD HWY | Convertible/ | 040654UL7 | $11 | 10,000 | 0.0% |
| California ST | Convertible/ | 13063CLV0 | $11 | 10,000 | 0.0% |
| Rio Tinto Fin | Convertible/ | 76720AAG1 | $11 | 10,000 | 0.0% |
| Tortoise MLP CF | PFDs, REITs, | 89148B101 | $11 | 1,000 | 0.0% |
| Broward Cnty FL ARP | Convertible/ | 114894RP5 | $11 | 10,000 | 0.0% |
| Transcanada Corp | Equities | 89353D107 | $11 | 200 | 0.0% |
| Arizona Board Regen | Convertible/ | 040484LM7 | $11 | 10,000 | 0.0% |
| AZ ST Trans BRD HWY | Convertible/ | 040654UD5 | $11 | 10,000 | 0.0% |
| Chevron Corp | Convertible/ | 166764BD1 | $11 | 10,000 | 0.0% |
| Chimera Investme | PFDs, REITs, | 16934Q307 | $11 | 416 | 0.0% |
| Chimera Investme | PFDs, REITs, | 16934Q406 | $11 | 418 | 0.0% |
| Chubb Corp | Equities | 171232101 | $11 | 70 | 0.0% |