Q4 2019 Holdings
Filed 2020-01-17 | 1743 holdings | $36.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Structured Product PFD | Equities | 02208E209 | $12 | 400 | 0.0% |
| Lower Co RIV Auth T | Convertible/ | 54811GZS2 | $12 | 10,000 | 0.0% |
| Walgreens Boots A | Convertible/ | 931427AF5 | $12 | 12,000 | 0.0% |
| The Toronto-Dom | Convertible/ | 89114QJA7 | $12 | 12,000 | 0.0% |
| Noble Holding in | Convertible/ | 65504LAD9 | $12 | 31,000 | 0.0% |
| Grand Rv Dam Auth O | Convertible/ | 386442WQ6 | $12 | 10,000 | 0.0% |
| Palo Alto Networks(PANW) | Equities | 697435105 | $12 | 50 | 0.0% |
| Exelon Corp(EXC) | Equities | 30161N101 | $12 | 272 | 0.0% |
| Comcast Corp | Convertible/ | 20030NBR1 | $12 | 12,000 | 0.0% |
| Exelon Generation C | Convertible/ | 30161MAH6 | $12 | 12,000 | 0.0% |
| United Technologi | Convertible/ | 913017CN7 | $12 | 12,000 | 0.0% |
| NY ST Dorm Auth PER | Convertible/ | 64990EUT2 | $12 | 10,000 | 0.0% |
| Ny St Dorm Auth S/T | Convertible/ | 64990AGA7 | $12 | 10,000 | 0.0% |
| Conroe Tx Isd | Convertible/ | 208418UK7 | $12 | 10,000 | 0.0% |
| Lincoln NE Elec Sys | Convertible/ | 534272J75 | $12 | 10,000 | 0.0% |
| Nyc Ny Tran Auth Bl | Convertible/ | 64972HYM8 | $12 | 10,000 | 0.0% |
| Marathon Petroleu | Convertible/ | 56585AAL6 | $12 | 12,000 | 0.0% |
| Amerisourcebergen Corp | Equities | 03073E108 | $12 | 142 | 0.0% |
| TX Trans ST HWY FD | Convertible/ | 88283LJW7 | $12 | 10,000 | 0.0% |
| NC MUN PWR CA Elec | Convertible/ | 658203X82 | $12 | 10,000 | 0.0% |
| Allstate COR PFD | PFDs, REITs, | 020002408 | $12 | 470 | 0.0% |
| Lennox Intl Inc(LII) | Equities | 526107107 | $12 | 50 | 0.0% |
| Tucson AZ WTR | Convertible/ | 898797CG8 | $12 | 10,000 | 0.0% |
| Brookfield Real Assets I(RA) | Equities | 112830104 | $12 | 557 | 0.0% |
| Celanese Corp(CE) | Equities | 150870103 | $12 | 100 | 0.0% |
| Blackstone Gso Long Sho(BGX) | Equities | 09257D102 | $13 | 800 | 0.0% |
| Bancfirst Corp OK(BANF) | Equities | 05945F103 | $13 | 202 | 0.0% |
| Ocado GRP PLC(OCDO) | Equities | G6718L106 | $13 | 750 | 0.0% |
| Wisconsin State Aaa | Convertible/ | 97705MGR0 | $13 | 10,000 | 0.0% |
| Port Auth Ny & Nj | Convertible/ | 73358WM50 | $13 | 10,000 | 0.0% |
| Southern Copper Corp(SCCO) | Equities | 84265V105 | $13 | 300 | 0.0% |
| Wabtec(WAB) | Equities | 929740108 | $13 | 165 | 0.0% |
| New York MTG PFD | PFDs, REITs, | 649604808 | $13 | 500 | 0.0% |
| Ford Motor Credit | Convertible/ | 345397VM2 | $13 | 13,000 | 0.0% |
| Associated Banc PFD | PFDs, REITs, | 045488400 | $13 | 500 | 0.0% |
| Lyft Inc(LYFT) | Equities | 55087P104 | $13 | 300 | 0.0% |
| Digital Real PFD | PFDs, REITs, | 253868848 | $13 | 500 | 0.0% |
| Natl GEN PFD | PFDs, REITs, | 636220808 | $13 | 500 | 0.0% |
| Altius Minerals Corp(ATUSF) | Equities | 020936100 | $13 | 1,400 | 0.0% |
| Viacom Inc. | Convertible/ | 92553PAJ1 | $13 | 13,000 | 0.0% |
| Marathon Petro Corp(MPC) | Equities | 56585A102 | $13 | 223 | 0.0% |
| Excelsior Mining Co | Equities | 300763208 | $13 | 16,800 | 0.0% |
| First Republic BAN ORD | PFDs, REITs, | 33616C852 | $13 | 500 | 0.0% |
| Keysight Technologies(KEYS) | Equities | 49338L103 | $13 | 126 | 0.0% |
| Dc | Convertible/ | 25476FXJ2 | $13 | 10,000 | 0.0% |
| Hanover Insuran | PFDs, REITs, | 410867204 | $13 | 500 | 0.0% |
| Bank of America PFD | PFDs, REITs, | 060505260 | $13 | 500 | 0.0% |
| Univ Ut | Convertible/ | 915183YM3 | $13 | 10,000 | 0.0% |
| Ubiquiti Inc(UI) | Equities | 90353W103 | $13 | 70 | 0.0% |
| Ishares Core High DIV(HDV) | Equities | 46429B663 | $13 | 137 | 0.0% |