Q4 2019 Holdings
Filed 2020-01-17 | 1743 holdings | $36.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Indiva Limited | Equities | 45580J101 | $1 | 3,000 | 0.0% |
| Reinsurance GP | PFDs, REITs, | 759351703 | $1 | 51 | 0.0% |
| Arkema SA(ARKAY) | Equities | 041232109 | $1 | 5 | 0.0% |
| Truist Finl Corp PFD | PFDs, REITs, | 89832Q851 | $1 | 51 | 0.0% |
| Apache Corp(9990302D) | Equities | 037411105 | $1 | 43 | 0.0% |
| PPL Corporation(PPL) | Equities | 69351T106 | $1 | 41 | 0.0% |
| Brighthouse Financia(BHF) | Equities | 10922N103 | $1 | 15 | 0.0% |
| Mesa Royalty Trust ORD(MTR) | Equities | 590660106 | $1 | 215 | 0.0% |
| Schwab Intl EQ ETF(SCHF) | Equities | 808524805 | $1 | 25 | 0.0% |
| 21ST Century FOX Inc | Equities | 90130A101 | $1 | 29 | 0.0% |
| Schwab US LC VAL ETF(SCHV) | Equities | 808524409 | $1 | 20 | 0.0% |
| Square Inc(XYZ) | Equities | 852234103 | $1 | 17 | 0.0% |
| Utilities SEL Sector Spdr ETF(XLU) | Unit Trusts | 81369Y886 | $1 | 21 | 0.0% |
| Saugus California U | Convertible/ | 804237AW5 | $1 | 1,000 | 0.0% |
| Standard Lithium Corp(SLI) | Equities | 853606101 | $1 | 1,000 | 0.0% |
| PJT Partners Inc(PJT) | Equities | 69343T107 | $1 | 25 | 0.0% |
| Osisko Gold Royaltie(OREUR) | Equities | 68827L101 | $1 | 61 | 0.0% |
| Sasol LTD(SSL) | Equities | 803866300 | $1 | 50 | 0.0% |
| Thor Industries(THO) | Equities | 885160101 | $1 | 10 | 0.0% |
| Akcea Therapeutics Inc(AKCAEUR) | Equities | 00972L107 | $1 | 50 | 0.0% |
| Citigroup Capital Xiii - PFD | Equities | 173080201 | $1 | 45 | 0.0% |
| NCR Corporation | Equities | 62886E112 | $1 | 20 | 0.0% |
| Schwab Fund Intl SC ETF(FNDC) | Equities | 808524748 | $2 | 67 | 0.0% |
| CNA Finl Corp | Convertible/ | 126117AE0 | $2 | 2,000 | 0.0% |
| Gaslog Partner Pfd | Equities | Y2687W124 | $2 | 100 | 0.0% |
| Motorola Solution | Convertible/ | 620076AH2 | $2 | 2,000 | 0.0% |
| Alexion Pharma Inc(ALXN) | Equities | 015351109 | $2 | 20 | 0.0% |
| Natl Fuel Gas Co(NFG) | Equities | 636180101 | $2 | 50 | 0.0% |
| Ntnl Rural Utili | Convertible/ | 637432BS3 | $2 | 2,000 | 0.0% |
| Cree | Equities | 225447101 | $2 | 50 | 0.0% |
| Umh Properties, Pfd | Equities | 903002301 | $2 | 66 | 0.0% |
| Trinity Ca Util Dis | Convertible/ | 89656BAK1 | $2 | 2,000 | 0.0% |
| Textron(TXT) | Equities | 883203101 | $2 | 50 | 0.0% |
| Conejo Vy Ca Usd | Convertible/ | 206849FE6 | $2 | 2,000 | 0.0% |
| Nextera Energy Partne LP(XIFR) | PFDs, REITs, | 65341B106 | $2 | 40 | 0.0% |
| Arconic Inc(ARNCCHF) | Equities | 03965L100 | $2 | 72 | 0.0% |
| Citigroup Inc (Variable) | Convertible/ | 172967LP4 | $2 | 2,000 | 0.0% |
| Take Two Interactive(TTWO) | Equities | 874054109 | $2 | 20 | 0.0% |
| Toronto Dominion(AMT) | Equities | 87236Y108 | $2 | 30 | 0.0% |
| Office Pptys Incm TR(OPITQ) | PFDs, REITs, | 67623C109 | $2 | 75 | 0.0% |
| Organigram Holdings Inc | Equities | 68620P101 | $2 | 1,000 | 0.0% |
| Stericycle Inc(SRCLEUR) | Equities | 858912108 | $2 | 34 | 0.0% |
| Steel Dynamics Inc(STLD) | Equities | 858119100 | $2 | 52 | 0.0% |
| PNC Funding COR | Convertible/ | 693476BL6 | $2 | 2,000 | 0.0% |
| Stanley Black & Decker Inc(SWK) | Equities | 854502101 | $2 | 15 | 0.0% |
| MS Structured Asse PFD | Equities | 80412E210 | $2 | 300 | 0.0% |
| Alaska AIR Group Inc(ALK) | Equities | 011659109 | $2 | 34 | 0.0% |
| Blackrock Float Rate Inc(XFRAX) | Equities | 09255X100 | $2 | 140 | 0.0% |
| Invesco Ftse Rafi(PDN) | Equities | 46138E735 | $2 | 51 | 0.0% |
| First Trust Cloud(SKYY) | Equities | 33734X192 | $2 | 33 | 0.0% |