Q4 2019 Holdings
Filed 2020-01-17 | 1743 holdings | $36.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Pima Cn Az Regl Tra | Convertible/ | 72178RBH7 | $6 | 5,000 | 0.0% |
| Queen Crk Az Exc Ta | Convertible/ | 74823YBP9 | $6 | 5,000 | 0.0% |
| Austin TX Cclg Dist | Convertible/ | 052404MW7 | $6 | 5,000 | 0.0% |
| New York Times Class A(NYT) | Equities | 650111107 | $6 | 200 | 0.0% |
| First Trust Portfolios | Unit Trusts | 33736P619 | $7 | 10 | 0.0% |
| Intl Bk Recon & De | Convertible/ | 45905UPU2 | $7 | 10,000 | 0.0% |
| Gladstone Coml Corp(GOOD) | PFDs, REITs, | 376536108 | $7 | 300 | 0.0% |
| Integrys Energy GR | PFDs, REITs, | 45822P204 | $7 | 267 | 0.0% |
| Barrick Gold Corp(ABX) | Equities | 067901108 | $7 | 400 | 0.0% |
| Microsoft Corp | Convertible/ | 594918AD6 | $7 | 5,000 | 0.0% |
| Monsanto Co | Convertible/ | 61166WAH4 | $7 | 7,000 | 0.0% |
| Fairfax Finance PFD | PFDs, REITs, | 303901607 | $7 | 500 | 0.0% |
| BlackRock Global OPP EQ Trust(XBOEX) | Equities | 092501105 | $7 | 600 | 0.0% |
| Bank of America | Convertible/ | 06051GEC9 | $7 | 7,000 | 0.0% |
| Nomura America Fi Var 34 | Convertible/ | 65539ABE9 | $7 | 10,000 | 0.0% |
| Eagle Point Cre Pfd | Equities | 269809109 | $7 | 283 | 0.0% |
| Banco Santander, PFD | Equities | 05971K406 | $7 | 300 | 0.0% |
| Jpmorgan Chase Bk Var 34 | Convertible/ | 48125TRP2 | $7 | 10,000 | 0.0% |
| Schwab Fundaental US(FNDX) | Equities | 808524771 | $7 | 173 | 0.0% |
| Expedia Inc | Convertible/ | 30212PAH8 | $7 | 7,000 | 0.0% |
| Nuveen S&P 500 Buy-Write Inc FD(XBXMX) | Equities | 6706ER101 | $7 | 542 | 0.0% |
| Deere & Co(DE) | Equities | 244199105 | $7 | 39 | 0.0% |
| Canadian National Railway Co(CNI) | Equities | 136375102 | $7 | 75 | 0.0% |
| Hess Corp(HES) | Equities | 42809H107 | $7 | 100 | 0.0% |
| Spdr DOW Jones Industrial AVG Industrial Average | Equities | 252787106 | $7 | 24 | 0.0% |
| Detroit Mi City | Convertible/ | 251129Z47 | $7 | 5,000 | 0.0% |
| Delek US Holdings in(DK) | Equities | 24665A103 | $7 | 221 | 0.0% |
| Align Technology Inc(ALGN) | Equities | 016255101 | $7 | 24 | 0.0% |
| CIT Group Inc(CITUSD) | Equities | 125581801 | $7 | 158 | 0.0% |
| Corbus Pharmaceutl(CRBPEUR) | Equities | 21833P103 | $7 | 1,200 | 0.0% |
| Zimmer Biomet Ho | Convertible/ | 98956PAL6 | $7 | 7,000 | 0.0% |
| Atlassian Corp PLC(TEAM) | Equities | G06242104 | $7 | 60 | 0.0% |
| Williams Sonoma(WSM) | Equities | 969904101 | $7 | 100 | 0.0% |
| Independence Group ORD | Equities | Q48886107 | $7 | 1,500 | 0.0% |
| Wabco Hldg Inc(WBC1EUR) | Equities | 92927K102 | $7 | 50 | 0.0% |
| General Motors Co | Equities | 370442105 | $7 | 193 | 0.0% |
| At&T Inc. | Convertible/ | 00206RCT7 | $7 | 6,000 | 0.0% |
| Wells Fargo BK(WFC) | PFDs, REITs, | 949746804 | $7 | 5 | 0.0% |
| Verint Systems Inc(VTY) | Equities | 92343X100 | $8 | 140 | 0.0% |
| ASX Limited | Equities | 00212E105 | $8 | 150 | 0.0% |
| Five9 Inc(FIVN) | Equities | 338307101 | $8 | 125 | 0.0% |
| Viacom Inc | Convertible/ | 925524AX8 | $8 | 6,000 | 0.0% |
| Anthem, Inc. | Convertible/ | 94973VAX5 | $8 | 8,000 | 0.0% |
| Gmac Capital T | PFDs, REITs, | 361860208 | $8 | 300 | 0.0% |
| United States C | PFDs, REITs, | 911684504 | $8 | 300 | 0.0% |
| WPW Energy Inc | Equities | 98212B103 | $8 | 600 | 0.0% |
| Ww Interntnl Inc(WW6) | Equities | 98262P101 | $8 | 200 | 0.0% |
| Oxford Lane Capi | PFDs, REITs, | 691543300 | $8 | 300 | 0.0% |
| Ishares S&P Mid Cap 400(IJK) | Equities | 464287606 | $8 | 35 | 0.0% |
| Nuance Comm Inc | Equities | 67020Y100 | $8 | 429 | 0.0% |