Q4 2020 Holdings
Filed 2021-01-13 | 1759 holdings | $39.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| RMR Group Inc(RMR) | Equities | 74967R106 | $0 | 5 | 0.0% |
| Sasol LTD(SSL) | Equities | 803866300 | $0 | 50 | 0.0% |
| Regulus Therapeutics Inc | Equities | 75915K101 | $0 | 16 | 0.0% |
| Rentech Nitrogen LP XXX | PFDs, REITs, | 760ESC996 | $0 | 500 | 0.0% |
| Reinsurance GP Amer(RGA) | Equities | 759351604 | $0 | 3 | 0.0% |
| Schwab Intermediate Term(SCHR) | Equities | 808524854 | $0 | 4 | 0.0% |
| Spdr Bloomberg Barclays Emerging Markets Local BON(EBND) | Equities | 78464A391 | $0 | 2 | 0.0% |
| Spdr Barcly Intermediate(SPIB) | Equities | 78464A375 | $0 | 8 | 0.0% |
| Resideo Technologies Inc(REZI) | Equities | 76118Y104 | $0 | 20 | 0.0% |
| Vaso Corp 00500(VASO) | Equities | 92233F102 | $0 | 2,000 | 0.0% |
| Sigma Labs Inc | Equities | 826598302 | $0 | 2 | 0.0% |
| Yellow Media Inc 22 WTS | Equities | 985572114 | $0 | 827 | 0.0% |
| Sodastream Intl | Equities | M9068E105 | $0 | 200 | 0.0% |
| Security Natl Finl Corp(SNFCA) | Equities | 814785309 | $0 | 24 | 0.0% |
| TEL Offshore Trust UBI | PFDs, REITs, | 872382106 | $0 | 7 | 0.0% |
| Westlake Chemical Corp(WLK) | Equities | 960413102 | $0 | 0 | 0.0% |
| Mallinckrodt PLC | Equities | G5785G107 | $0 | 200 | 0.0% |
| Wave Systems Co | Equities | 943526608 | $0 | 1 | 0.0% |
| South32 LTD(SOUHY) | Equities | 84473L105 | $0 | 11 | 0.0% |
| Thornburg Mortgage | PFDs, REITs, | 885218800 | $0 | 105 | 0.0% |
| Unity One Capital | Equities | 913991006 | $0 | 1 | 0.0% |
| Tiffany & Co 3.8xxx | Convertible/ | 886PMTAB2 | $0 | 100,000 | 0.0% |
| Spectra7 Microsystems Inc | Equities | 84761T109 | $0 | 1,000 | 0.0% |
| WA Funding TR III XXX | PFDs, REITs, | 939ESC968 | $0 | 3,550 | 0.0% |
| Vitrotech Corp | Equities | 92851M108 | $0 | 500 | 0.0% |
| Vereit Inc PFD | PFDs, REITs, | 92339V209 | $0 | 10 | 0.0% |
| C V Sciences Inc(CVSI) | Equities | 126654102 | $0 | 333 | 0.0% |
| E Digital Corp | Equities | 26841Y103 | $0 | 300 | 0.0% |
| AMR Corp | PFDs, REITs, | 001ESC102 | $0 | 800 | 0.0% |
| Mphase Tech Inc(XDSL) | Equities | 62472C201 | $0 | 1 | 0.0% |
| Nortel Networks Cp Nexxx | Equities | 656568508 | $0 | 10 | 0.0% |
| Garrett Motion Inc(GTX) | Equities | 366505105 | $0 | 12 | 0.0% |
| Conduent Inc(CNDT) | Equities | 206787103 | $0 | 72 | 0.0% |
| Xtrackers USD High Yield(HYLB) | Equities | 233051432 | $0 | 2 | 0.0% |
| Energous Corp | Equities | 29272C103 | $0 | 100 | 0.0% |
| Africo Resources Ltd Xxx | PFDs, REITs, | 008ESC998 | $0 | 249 | 0.0% |
| Avant Diagnostics Inc | Equities | 05350M106 | $0 | 46 | 0.0% |
| GOL Linhas Aereas Inteligentes SA | Equities | 38045R107 | $0 | 20 | 0.0% |
| Golden Arch Resources | Equities | 38079K101 | $0 | 4,000 | 0.0% |
| Advansix Inc(ASIX) | Equities | 00773T101 | $0 | 1 | 0.0% |
| Nano Dimension Ltd(NNDM) | Equities | 63008G203 | $0 | 22 | 0.0% |
| Abakan Inc | Equities | 00258J107 | $0 | 50,000 | 0.0% |
| Esecuresoft Co(ESQF) | Equities | 296423106 | $0 | 148 | 0.0% |
| Lehman BRO Hldg PFD | PFDs, REITs, | 525E20400 | $0 | 600 | 0.0% |
| Evolus Inc(EOLS) | Equities | 30052C107 | $0 | 100 | 0.0% |
| Achaogen Inc | Equities | 004449104 | $0 | 1,000 | 0.0% |
| Lehman Bros Hldgs | Convertible/ | 525ESCGU7 | $0 | 20,000 | 0.0% |
| DPS Lehman Brothers Hldgs | PFDs, REITs, | 525ESC711 | $0 | 92 | 0.0% |
| Actua Corp | Equities | 005094107 | $0 | 1 | 0.0% |
| Lyft Inc(LYFT) | Equities | 55087P104 | $0 | 2 | 0.0% |