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Sonora Investment Management, LLC

Q4 2020 Holdings

Filed 2021-01-13 | 1759 holdings | $39.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
First Trust Global Wind(FAN)Equities33736G106$114610.0%
Arizona Board RegenConvertible/040484LM7$1110,0000.0%
AIR Products andConvertible/009158AV8$1110,0000.0%
Albemarle CorpConvertible/012725AC1$1110,0000.0%
Excelsior Mining CoEquities300763208$1112,3000.0%
Nuveen Preferred and Inc(XJPIX)Equities67075A106$114300.0%
California STConvertible/13063CLV0$1110,0000.0%
Schwab Intl EQ ETF(SCHF)Equities808524805$113010.0%
Pima County ArizonaConvertible/722E80000$1110,0000.0%
Utah STConvertible/917542TX0$1110,0000.0%
U.S. BancorpConvertible/91159HHM5$1110,0000.0%
New York N YConvertible/64966LS77$1110,0000.0%
Exelon CorpConvertible/693304AT4$1110,0000.0%
Cimarex EnergyConvertible/171798AC5$1110,0000.0%
Old Ntnl BancorpConvertible/680033AC1$1110,0000.0%
Mesa AZConvertible/590485ZP6$1110,0000.0%
Simon Property GRConvertible/828807CV7$1110,0000.0%
MA ST SCH Bldg AuthConvertible/576000NR0$1110,0000.0%
Syneos Health Inc(8IN)Equities87166B102$111650.0%
Zions BancorpConvertible/989701BE6$1110,0000.0%
Comcast CorporaConvertible/20030NBN0$1110,0000.0%
Wisdomtree US Largecap(DLN)Equities97717W307$111000.0%
Materion Corp(MTRN)Equities576690101$111710.0%
Peoria AZConvertible/712838SC6$1110,0000.0%
Phoenix AZConvertible/718814P26$1110,0000.0%
AZ Trans BRD HWYConvertible/040654VE2$1110,0000.0%
Phoenix AZConvertible/718814L61$1110,0000.0%
Ohio STConvertible/677521ZJ8$1110,0000.0%
Blueprint Medicines Corp(2L9)Equities09627Y109$11950.0%
Danaher Corp(DHR)Equities235851102$11500.0%
Montana State BConvertible/61212WAH8$1110,0000.0%
Austin TX WTR & WSTConvertible/052476Q35$1110,0000.0%
Wells Fargo & CoConvertible/94974BGP9$1110,0000.0%
Prog Holdings Inc(PRG)Equities74319R101$112000.0%
AON PLCEquities037389103$11540.0%
Principal Financial(PFG)Equities74251V102$112130.0%
Omnicom Group Inc(OMC)Equities681919106$111710.0%
EL Paso TXConvertible/283734WN7$1110,0000.0%
Exelon Corp(EXC)Equities30161N101$112720.0%
US Treasur NTConvertible/912828B90$1111,0000.0%
Spdr DOW Jones REIT ETF(RWR)Equities78464A607$111260.0%
The Empire Dist EConvertible/291641AZ1$1110,0000.0%
Microsoft CorpConvertible/594918BJ2$1110,0000.0%
US Treasu NTConvertible/912828G87$1111,0000.0%
Maricopa AZ SD #11Convertible/567090D36$1110,0000.0%
Spdr Nuveen Bloomberg(TFI)Equities78468R721$112100.0%
Capital One FinlConvertible/14040HBF1$1110,0000.0%
Meritage Homes CorpConvertible/59001ABA9$1110,0000.0%
Chevron CorpConvertible/166764BD1$1110,0000.0%
NY ST Dorm Auth S/TConvertible/64990ADN2$1110,0000.0%
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