Q3 2013 Holdings
Filed 2013-11-14 | 66 holdings | $16.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Calix Inc(CALX) | COM | 13100M509 | $12.2M | 957,806 | 73.3% |
| Axogen Inc(AXGN) | COM | 05463X106 | $3.4M | 755,728 | 20.2% |
| Catalyst Pharm Partners Inc(CPRX) | COM | 14888U101 | $732.0K | 239,760 | 4.4% |
| Cadiz Inc(CDZI) | COM NEW | 127537207 | $226.0K | 44,297 | 1.4% |
| NET 1 Ueps Technologies Inc(LSAK) | COM NEW | 64107N206 | $10.2K | 848,766 | 0.1% |
| Biotelemetry Inc | COM | 90672106 | $10.0K | 1,013,318 | 0.1% |
| Microstrategy Inc(MSTR) | CL A NEW | 594972408 | $8.6K | 82,663 | 0.1% |
| Biodelivery Sciences Intl in(BDSIUSD) | COM | 09060J106 | $8.0K | 1,474,906 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $5.9K | 543,776 | 0.0% |
| Zeltiq Aesthetics Inc | COM | 98933Q108 | $5.6K | 619,604 | 0.0% |
| Procera Networks Inc | COM NEW | 74269U203 | $5.0K | 324,700 | 0.0% |
| Meetme Inc | COM | 585141104 | $4.7K | 2,595,039 | 0.0% |
| S&W Seed Co | COM | 785135104 | $4.6K | 554,213 | 0.0% |
| Siga Technologies Inc(SIGA) | COM | 826917106 | $4.5K | 1,167,185 | 0.0% |
| Sarepta Therapeutics Inc(SRPT) | COM | 803607100 | $4.2K | 89,400 | 0.0% |
| Accuray Inc | COM | 4397105 | $4.1K | 550,400 | 0.0% |
| Aerovironment Inc | COM | 8073108 | $3.9K | 169,426 | 0.0% |
| Ubiquiti Networks Inc | COM | 90347A100 | $3.7K | 111,063 | 0.0% |
| Purecycle Corp(PCYO) | COM NEW | 746228303 | $3.1K | 669,436 | 0.0% |
| Cutera Inc(CUTREUR) | COM | 232109108 | $2.9K | 324,337 | 0.0% |
| Novabay Pharmaceuticals Inc | COM | 66987P102 | $2.8K | 1,608,452 | 0.0% |
| Durect Corp(DRRXEUR) | COM | 266605104 | $2.7K | 1,989,520 | 0.0% |
| Cardiovascular SYS Inc del(CSIIEUR) | COM | 141619106 | $2.6K | 131,541 | 0.0% |
| Repros Therapeutics Inc | COM NEW | 76028H209 | $2.5K | 93,300 | 0.0% |
| Pandora Media Inc | COM | 698354107 | $2.4K | 97,200 | 0.0% |
| MFC Indl LTD | COM | 55278T105 | $2.4K | 285,000 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $2.1K | 115,750 | 0.0% |
| Altisource Portfolio Solns S | REG SHS | L0175J104 | $1.9K | 13,500 | 0.0% |
| Verastem Inc | COM | 92337C104 | $1.8K | 147,700 | 0.0% |
| Arrowhead Resh Corp | COM NEW | 42797209 | $1.7K | 294,583 | 0.0% |
| Sequans Communications S A | SPONSORED ADS | 817323108 | $1.6K | 660,419 | 0.0% |
| Nektar Therapeutics(NKTREUR) | COM | 640268108 | $1.4K | 137,100 | 0.0% |
| Sunshine Heart Inc | COM | 86782U106 | $1.4K | 120,800 | 0.0% |
| Envivio Inc | COM | 29413T106 | $1.4K | 439,951 | 0.0% |
| Smith Micro Software Inc | COM | 832154108 | $1.4K | 1,506,912 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $1.2K | 23,900 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $1.2K | 574,398 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $1.1K | 415,814 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $1.1K | 144,700 | 0.0% |
| Response Genetics Inc(RGDXQ) | COM | 76123U105 | $1.1K | 487,805 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $1.0K | 196,010 | 0.0% |
| Limoneira Co(LMNR) | COM | 532746104 | $868 | 33,792 | 0.0% |
| Hanger Inc | COM NEW | 41043F208 | $803 | 23,800 | 0.0% |
| Uroplasty Inc | COM NEW | 917277204 | $757 | 228,700 | 0.0% |
| Zogenix Inc | COM | 98978L105 | $753 | 406,000 | 0.0% |
| Exactech Inc | COM | 30064E109 | $679 | 33,700 | 0.0% |
| Ventrus Biosciences Inc | COM | 922822101 | $637 | 220,832 | 0.0% |
| Neostem Inc | COM PAR $.001 | 640650404 | $607 | 71,100 | 0.0% |
| Power Solutions Intl Inc(PSIX) | COM NEW | 73933G202 | $591 | 10,000 | 0.0% |
| Tower Semiconductor LTD(TSEM) | SHS NEW | M87915274 | $563 | 115,559 | 0.0% |