Q4 2014 Holdings
Filed 2015-02-06 | 181 holdings | $387.3K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2015-02-09) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Continental Airls IncA | NOTE 4.500% 1/1 | 210795PU8 | $48.9K | $13,955,000 | 12.6% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $29.8K | 145,000 | 7.7% |
| Cubist Pharmaceuticals IncA | NOTE 2.500%11/0 | 229678AD9 | $26.4K | $7,624,000 | 6.8% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $24.4K | 271,883 | 6.3% |
| Salix Pharmaceuticals IncA | NOTE 2.750% 5/1 | 795435AC0 | $23.9K | $9,648,000 | 6.2% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $22.9K | 375,651 | 5.9% |
| Equinix IncA | NOTE 4.750% 6/1 | 29444UAH9 | $22.4K | $7,967,000 | 5.8% |
| Airtran Hldgs IncA | NOTE 5.250%11/0 | 00949PAD0 | $21.1K | $7,209,000 | 5.4% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $15.4K | 229,500 | 4.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $14.0K | $13,955,000 | 0.5% |
| Sandisk CorpA | NOTE 1.500% 8/1 | 80004CAD3 | $13.6K | $7,066,000 | 3.5% |
| Hawaiian Holdings IncA | NOTE 5.000% 3/1 | 419879AD3 | $11.0K | $3,308,000 | 2.8% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $10.6K | 161,637 | 2.7% |
| Salix Pharmaceuticals Inc | COM | 795435106 | $9.6K | $9,648,000 | 0.4% |
| Isis Pharmaceuticals Inc delA | NOTE 2.750%10/0 | 464337AG9 | $8.9K | $2,393,000 | 2.3% |
| EnersysA | NOTE 3.375% 6/0 | 29275YAA0 | $8.7K | $5,607,000 | 2.2% |
| Micron Technology IncA | NOTE 1.625% 2/1 | 595112AU7 | $8.2K | $2,570,000 | 2.1% |
| Equinix Inc | COM NEW | 29444U502 | $8.0K | $7,967,000 | 0.3% |
| Cubist Pharmaceuticals Inc | COM | 229678107 | $7.6K | $7,624,000 | 0.3% |
| Host Hotels & Resorts Inc(HST) | COM | 44107P104 | $7.4K | $7,391,000 | 0.3% |
| Southwest Airls Co(LUV) | COM | 844741108 | $7.2K | $7,209,000 | 0.3% |
| Sandisk Corp | COM | 80004C101 | $7.1K | $7,066,000 | 0.3% |
| Jetblue Airways CorpA | DBCV 6.750%10/1 | 477143AG6 | $6.6K | $2,000,000 | 1.7% |
| Endo Health Solutions IncA | NOTE 1.750% 4/1 | 29264FAB2 | $6.3K | $2,563,000 | 1.6% |
| Enersys(ENS) | COM | 29275Y102 | $5.6K | $5,607,000 | 0.2% |
| Rite AID CorpA | NOTE 8.500% 5/1 | 767754BU7 | $5.5K | $1,875,000 | 1.4% |
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $5.5K | 81,715 | 1.4% |
| Terex Corp NewA | NOTE 4.000% 6/0 | 880779AV5 | $5.3K | $3,026,000 | 1.4% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $5.1K | 203,874 | 1.3% |
| Sunpower CorpA | DBCV 4.500% 3/1 | 867652AE9 | $4.3K | $3,665,000 | 1.1% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $3.8K | 10,366 | 1.0% |
| Sunpower Corp(SPWRQ) | COM | 867652406 | $3.7K | $3,665,000 | 0.1% |
| Hawaiian Holdings Inc(HAN) | COM | 419879101 | $3.3K | $3,308,000 | 0.1% |
| Terex Corp New(TEX) | COM | 880779103 | $3.0K | $3,026,000 | 0.1% |
| Tesla Mtrs IncA | NOTE 1.500% 6/0 | 88160RAA9 | $2.8K | $1,500,000 | 0.7% |
| Micron Technology Inc(MU) | COM | 595112103 | $2.6K | $2,630,000 | 0.1% |
| Endo Intl PLC | SHS | G30401106 | $2.6K | $2,563,000 | 0.1% |
| Tower Semiconductor LTD(TSEM) | SHS NEW | M87915274 | $2.5K | $2,500,000 | 0.1% |
| Health Care REIT Inc | COM | 42217K106 | $2.5K | $2,475,000 | 0.1% |
| Isis Pharmaceuticals Inc | COM | 464330109 | $2.4K | $2,393,000 | 0.1% |
| Beazer Homes USA Inc(BZH)A | COM NEW | 07556Q881 | $2.3K | 118,020 | 0.6% |
| Beazer Homes USA Inc(BZH)Put | COM NEW | 07556Q881 | $2.3K | 116,400 | 0.6% |
| Cemex SAB de CV(CX)Put | SPON ADR NEW | 151290889 | $2.2K | 211,400 | 0.6% |
| Visteon Corp(VC)Call | COM NEW | 92839U206 | $2.1K | 19,300 | 0.5% |
| United States STL Corp NewA | NOTE 2.750% 4/0 | 912909AH1 | $2.1K | $1,655,000 | 0.5% |
| Tower Semiconductor LTD(TSEM)Call | SHS NEW | M87915274 | $2.0K | 152,100 | 0.5% |
| Jetblue Airways Corp(JBLU) | COM | 477143101 | $2.0K | $2,000,000 | 0.1% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $2.0K | 17,114 | 0.5% |
| Rite AID Corp | COM | 767754104 | $1.9K | $1,875,000 | 0.1% |
| Cemex SAB de CVA | NOTE 3.750% 3/1 | 151290BC6 | $1.8K | $1,500,000 | 0.5% |