Q1 2015 Holdings
Filed 2015-05-07 | 107 holdings | $354.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nextera Energy Inc | UNIT 09/01/2015 | 65339F887 | $46.0K | 703,232 | 13.0% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $26.6K | $9,193,000 | 7.5% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $24.1K | 400,960 | 6.8% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $23.8K | $6,000,000 | 6.7% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $21.7K | $7,180,000 | 6.1% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $21.7K | 325,318 | 6.1% |
| United Technologies Corp | UNIT 06/01/2015 | 913017117 | $20.7K | 336,721 | 5.9% |
| Omnicare Cap TR II | PFD B TR 4.00% | 68214Q200 | $16.8K | 177,045 | 4.8% |
| Endo Health Solutions Inc | NOTE 1.750% 4/1 | 29264FAB2 | $12.0K | $3,966,000 | 3.4% |
| Health Care REIT Inc | PFD PER CON I | 42217K601 | $11.3K | 167,905 | 3.2% |
| Omnicare Inc | NOTE 3.750%12/1 | 681904AN8 | $10.9K | $3,756,000 | 3.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $10.3K | 50,000 | 2.9% |
| Medivation Inc | NOTE 2.625% 4/0 | 58501NAA9 | $10.1K | $4,008,000 | 2.8% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $10.0K | $3,993,000 | 2.8% |
| Enersys | NOTE 3.375% 6/0 | 29275YAA0 | $7.4K | $4,607,000 | 2.1% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $6.7K | 132,905 | 1.9% |
| Wellpoint Inc | NOTE 2.750%10/1 | 94973VBG1 | $5.2K | $2,500,000 | 1.5% |
| United Technologies Corp(UTXZ)Put | COM | 913017109 | $4.5K | 38,800 | 1.3% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $4.3K | 40,900 | 1.2% |
| Actavis PLC | PFD CONV SER A | G0083B116 | $4.1K | 4,085 | 1.2% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $3.9K | 11,143 | 1.1% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $3.8K | $1,000,000 | 1.1% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $3.7K | 88,200 | 1.0% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $3.5K | 29,193 | 1.0% |
| Mylan Inc | NOTE 3.750% 9/1 | 628530AJ6 | $3.0K | $675,000 | 0.8% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $2.4K | $1,500,000 | 0.7% |
| MGM Resorts International | NOTE 4.250% 4/1 | 55303QAE0 | $2.3K | $2,045,000 | 0.7% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $2.2K | 79,372 | 0.6% |
| Oxigene Inc | COM PAR$.001 | 691828404 | $2.1K | 1,403,935 | 0.6% |
| Fiat Chrysler Automobiles N | MAN COV SEC 16 | N31738110 | $1.7K | 12,382 | 0.5% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $1.6K | $1,000,000 | 0.5% |
| Halcon RES CorpPut | COM NEW | 40537Q209 | $1.6K | 1,038,300 | 0.5% |
| Golar LNG LTD Bermuda(GLNG)Put | SHS | G9456A100 | $1.4K | 43,300 | 0.4% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $1.4K | $968,000 | 0.4% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $1.4K | $1,250,000 | 0.4% |
| Mannkind CorpPut | COM | 56400P201 | $1.3K | 251,500 | 0.4% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $1.2K | 50,493 | 0.3% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $1.2K | $1,000,000 | 0.3% |
| Superconductor Technologies | COM PAR $0.001 | 867931404 | $1.2K | 833,708 | 0.3% |
| Callaway Golf Co | NOTE 3.750% 8/1 | 131193AC8 | $1.1K | $840,000 | 0.3% |
| Mannkind CorpCall | COM | 56400P201 | $1.1K | 205,700 | 0.3% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $1.0K | $419,000 | 0.3% |
| Golar LNG LTD Bermuda(GLNG)Call | SHS | G9456A100 | $1.0K | 30,100 | 0.3% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $952 | 16,233 | 0.3% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $853 | 8,200 | 0.2% |
| Tower Semiconductor LTD(TSEM)Put | SHS NEW | M87915274 | $728 | 42,900 | 0.2% |
| Sandisk CorpPut | COM | 80004C101 | $681 | 10,700 | 0.2% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $615 | 24,944 | 0.2% |
| TRW Automotive Inc | NOTE 3.500%12/0 | 87264MAH2 | $601 | $170,000 | 0.2% |
| Rite AID Corp | NOTE 8.500% 5/1 | 767754BU7 | $564 | $168,000 | 0.2% |