Q3 2015 Holdings
Filed 2015-10-28 | 120 holdings | $232.1K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $25.9K | $9,590,000 | 11.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $24.0K | 125,000 | 10.3% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $19.0K | 275,068 | 8.2% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $18.6K | 335,520 | 8.0% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $16.0K | $3,020,000 | 6.9% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $15.6K | 279,710 | 6.7% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $13.0K | 265,214 | 5.6% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $8.6K | 92,273 | 3.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $8.0K | $5,315,000 | 3.4% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $6.9K | 113,766 | 3.0% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $5.3K | $3,171,000 | 2.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $5.2K | $2,515,000 | 2.3% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $4.0K | $3,500,000 | 1.7% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $3.9K | 125,405 | 1.7% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $3.7K | $2,750,000 | 1.6% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $3.5K | 14,339 | 1.5% |
| Istar Inc | NOTE 3.000%11/1 | 45031UBR1 | $3.4K | $3,000,000 | 1.5% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $2.9K | $2,808,000 | 1.2% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $2.6K | $1,500,000 | 1.1% |
| Genesee & WYO Inc | UNIT 10/01/2015 | 371559204 | $2.3K | 25,838 | 1.0% |
| Stanley Black & Decker Inc | UNIT 99/99/9999 | 854502309 | $2.0K | 14,893 | 0.9% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $1.8K | 82,339 | 0.8% |
| Molina Healthcare Inc | NOTE 1.125% 1/1 | 60855RAC4 | $1.7K | $1,000,000 | 0.7% |
| Dealertrack Technologies Inc | NOTE 1.500% 3/1 | 242309AB8 | $1.7K | $1,000,000 | 0.7% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $1.7K | 46,495 | 0.7% |
| Crown Castle Intl Corp New | CNV PFD STK SR A | 22822V200 | $1.6K | 15,454 | 0.7% |
| Universal Corp VA(UVV)Call | COM | 913456109 | $1.5K | 30,100 | 0.6% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $1.5K | $1,000,000 | 0.6% |
| Anadarko Pete Corp | UNIT 99/99/9999 | 032511404 | $1.4K | 37,213 | 0.6% |
| Golar LNG LTD Bermuda(GLNG)Put | SHS | G9456A100 | $1.3K | 47,700 | 0.6% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $1.3K | $1,000,000 | 0.6% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $1.3K | $1,000,000 | 0.5% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $1.2K | $340,000 | 0.5% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $1.1K | $1,087,000 | 0.5% |
| SL Green Rlty CorpCall | COM | 78440X101 | $1.1K | 10,100 | 0.5% |
| Mannkind CorpCall | COM | 56400P201 | $1.1K | 336,200 | 0.5% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $1.0K | 36,200 | 0.4% |
| Mannkind CorpPut | COM | 56400P201 | $956 | 297,800 | 0.4% |
| Golar LNG LTD Bermuda(GLNG)Call | SHS | G9456A100 | $811 | 29,100 | 0.3% |
| Horizon Pharma PLC | SHS | G4617B105 | $747 | 37,700 | 0.3% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $745 | $500,000 | 0.3% |
| Halcon RES CorpPut | COM NEW | 40537Q209 | $718 | 1,355,300 | 0.3% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $708 | 23,143 | 0.3% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $636 | 75,000 | 0.3% |
| Weatherford Intl PLC(WFRD)Put | ORD SHS | G48833100 | $636 | 75,000 | 0.3% |
| Tesla Mtrs Inc(TSLA)Put | COM | 88160R101 | $571 | 2,300 | 0.2% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $541 | 13,600 | 0.2% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $519 | 45,239 | 0.2% |
| General Mtrs Co(GM) | COM | 37045V100 | $497 | 16,560 | 0.2% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $436 | 62,324 | 0.2% |