Q4 2015 Holdings
Filed 2016-01-22 | 122 holdings | $278.9K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $36.0K | $12,218,000 | 12.9% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $34.6K | $13,515,000 | 12.4% |
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $22.8K | $5,767,000 | 8.2% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $19.5K | 318,653 | 7.0% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $18.4K | 271,339 | 6.6% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $14.1K | $9,000,000 | 5.1% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $14.1K | $3,020,000 | 5.0% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $10.2K | 50,000 | 3.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $9.7K | $6,346,000 | 3.5% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $7.9K | 129,812 | 2.8% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $7.9K | $2,112,000 | 2.8% |
| Illumina Inc | NOTE 0.250% 3/1 | 452327AD1 | $6.4K | $2,800,000 | 2.3% |
| Wesco Intl Inc | DBCV 6.000% 9/1 | 95082PAH8 | $5.7K | $3,671,000 | 2.0% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $3.9K | 27,016 | 1.4% |
| Anacor Pharmaceuticals Inc | NOTE 2.000%10/1 | 032420AC5 | $3.8K | $1,050,000 | 1.4% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $3.6K | $2,500,000 | 1.3% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $3.4K | $2,070,000 | 1.2% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $3.4K | 60,550 | 1.2% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $3.1K | 74,954 | 1.1% |
| Universal Corp VA(UVV)Call | COM | 913456109 | $3.1K | 54,400 | 1.1% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $2.8K | $1,626,000 | 1.0% |
| Jarden Corp | NOTE 1.875% 9/1 | 471109AH1 | $2.7K | $1,511,000 | 1.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $2.1K | $1,966,000 | 0.8% |
| Sandisk CorpCall | COM | 80004C101 | $2.1K | 27,200 | 0.7% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $2.1K | 6,669 | 0.7% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $2.0K | 64,597 | 0.7% |
| Tyson Foods Inc | UNIT 99/99/9999 | 902494301 | $1.8K | 29,595 | 0.6% |
| Cliffs NAT RES IncPut | COM | 18683K101 | $1.7K | 1,061,300 | 0.6% |
| Halcon RES CorpPut | COM PAR | 40537Q506 | $1.7K | 1,321,500 | 0.6% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $1.6K | 40,800 | 0.6% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $1.6K | $1,500,000 | 0.6% |
| Photronics Inc | NOTE 3.250% 4/0 | 719405AH5 | $1.5K | $1,250,000 | 0.5% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $1.4K | $1,390,000 | 0.5% |
| T Mobile US Inc(TMUS)Put | COM | 872590104 | $1.4K | 36,000 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $1.4K | 58,186 | 0.5% |
| Istar Inc | NOTE 3.000%11/1 | 45031UBR1 | $1.3K | $1,210,000 | 0.5% |
| Universal Corp VA(UVV)Put | COM | 913456109 | $1.2K | 20,800 | 0.4% |
| Rudolph Technologies Inc | NOTE 3.750% 7/1 | 781268AB3 | $1.1K | $1,000,000 | 0.4% |
| Jinkosolar Hldg Co LTD(JKS)Put | SPONSORED ADR | 47759T100 | $968 | 35,000 | 0.3% |
| Sunedison IncPut | COM | 86732Y109 | $837 | 164,400 | 0.3% |
| Horizon Pharma PLC | SHS | G4617B105 | $789 | 36,400 | 0.3% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $748 | 59,039 | 0.3% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $692 | $500,000 | 0.2% |
| Tesla Mtrs Inc(TSLA)Put | COM | 88160R101 | $672 | 2,800 | 0.2% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $653 | 35,207 | 0.2% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $561 | 37,600 | 0.2% |
| Wintrust Finl Corp | *W EXP 12/19/201 | 97650W157 | $520 | 20,243 | 0.2% |
| Golar LNG LTD Bermuda(GLNG)Put | SHS | G9456A100 | $513 | 32,500 | 0.2% |
| Golar LNG LTD Bermuda(GLNG)Call | SHS | G9456A100 | $491 | 31,100 | 0.2% |
| Mannkind CorpCall | COM | 56400P201 | $479 | 330,500 | 0.2% |