Q1 2016 Holdings
Filed 2016-04-29 | 108 holdings | $411.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Equinix Inc | NOTE 4.750% 6/1 | 29444UAH9 | $50.1K | $11,620,000 | 12.2% |
| Jetblue Airways Corp | DBCV 6.750%10/1 | 477143AG6 | $49.7K | $11,501,000 | 12.1% |
| Airtran Hldgs Inc | NOTE 5.250%11/0 | 00949PAD0 | $42.3K | $13,912,000 | 10.3% |
| Dominion RES Inc VA New | UNIT 04/01/2013 | 25746U703 | $23.3K | 396,959 | 5.7% |
| Nextera Energy Inc | UNIT 09/01/2016 | 65339F861 | $21.0K | 344,837 | 5.1% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $20.8K | 318,741 | 5.1% |
| Gilead Sciences Inc | NOTE 1.625% 5/0 | 375558AP8 | $20.5K | $4,990,000 | 5.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $16.8K | $6,490,000 | 4.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $16.4K | $11,000,000 | 4.0% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $16.1K | 242,951 | 3.9% |
| Alere Inc | NOTE 3.000% 5/1 | 01449JAA3 | $13.2K | $11,428,000 | 3.2% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $9.1K | 145,929 | 2.2% |
| Sandisk Corp | NOTE 1.500% 8/1 | 80004CAD3 | $9.0K | $5,687,000 | 2.2% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $8.6K | $4,544,000 | 2.1% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $8.4K | 122,350 | 2.0% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $7.8K | $3,112,000 | 1.9% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $6.7K | $4,070,000 | 1.6% |
| Anacor Pharmaceuticals Inc | NOTE 2.000%10/1 | 032420AC5 | $6.5K | $3,550,000 | 1.6% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $5.2K | 17,888 | 1.3% |
| Sandisk CorpPut | COM | 80004C101 | $5.1K | 66,600 | 1.2% |
| Dominion RES Inc VA New | UNIT 07/01/2016 | 25746U885 | $4.9K | 84,846 | 1.2% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $4.7K | 45,087 | 1.1% |
| LAM Research Corp | NOTE 0.500% 5/1 | 512807AJ7 | $3.4K | $2,525,000 | 0.8% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $3.1K | 21,584 | 0.7% |
| Sandisk CorpCall | COM | 80004C101 | $2.5K | 32,600 | 0.6% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $2.4K | 2,598 | 0.6% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $2.2K | 52,700 | 0.5% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $2.2K | 85,792 | 0.5% |
| Rudolph Technologies Inc | NOTE 3.750% 7/1 | 781268AB3 | $2.2K | $2,000,000 | 0.5% |
| Universal Corp VA(UVV)Call | COM | 913456109 | $1.7K | 29,800 | 0.4% |
| Istar Inc | NOTE 3.000%11/1 | 45031UBR1 | $1.6K | $1,500,000 | 0.4% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $1.5K | $850,000 | 0.4% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $1.4K | 38,561 | 0.3% |
| T Mobile US Inc(TMUS)Put | COM | 872590104 | $1.4K | 35,700 | 0.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.3K | 94,064 | 0.3% |
| Nextera Energy Inc(NEE)Call | COM | 65339F101 | $994 | 8,400 | 0.2% |
| Alere IncCall | COM | 01449J105 | $982 | 19,400 | 0.2% |
| Alere IncPut | COM | 01449J105 | $926 | 18,300 | 0.2% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $708 | $500,000 | 0.2% |
| Universal Corp VA(UVV)Put | COM | 913456109 | $682 | 12,000 | 0.2% |
| Kearny Finl Corp MD(KRNY) | COM | 48716P108 | $658 | 53,239 | 0.2% |
| Halcon RES CorpPut | COM PAR | 40537Q506 | $651 | 677,100 | 0.2% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $635 | $500,000 | 0.2% |
| United Therapeutics Corp del | NOTE 1.000% 9/1 | 91307CAF9 | $627 | $270,000 | 0.2% |
| Hologic Inc | FRNT 2.000%12/1 | 436440AB7 | $602 | $400,000 | 0.1% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $592 | 5,000 | 0.1% |
| Kinder Morgan Inc del(KMI)Put | COM | 49456B101 | $563 | 31,500 | 0.1% |
| Wesco Intl Inc(WCC)Call | COM | 95082P105 | $530 | 9,700 | 0.1% |
| Anadarko Pete Corp | UNIT 99/99/9999 | 032511404 | $523 | 15,244 | 0.1% |
| Mannkind CorpCall | COM | 56400P201 | $504 | 313,200 | 0.1% |