Q3 2016 Holdings
Filed 2016-10-24 | 104 holdings | $344.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $40.1K | $17,502,000 | 11.6% |
| T Mobile US Inc | CONV PFD SER A | 872590203 | $34.7K | 444,164 | 10.1% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $31.6K | 460,248 | 9.2% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $26.7K | 2,000,000 | 7.8% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $18.3K | $12,383,000 | 5.3% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $16.2K | 243,659 | 4.7% |
| Isis Pharmaceuticals Inc del | NOTE 2.750%10/0 | 464337AG9 | $13.6K | $6,112,000 | 3.9% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $13.5K | 439,785 | 3.9% |
| Stanley Black & Decker Inc | UNIT 11/17/20166 | 854502804 | $12.5K | 98,588 | 3.6% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $8.8K | 29,523 | 2.6% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $8.7K | 83,266 | 2.5% |
| Fiat Chrysler Automobiles N | MAN COV SEC 16 | N31738110 | $8.0K | 125,000 | 2.3% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $7.9K | $3,519,000 | 2.3% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $7.4K | 126,000 | 2.1% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $7.1K | 288,550 | 2.1% |
| Amsurg Corp | PFD CNV SR A-1 % | 03232P504 | $6.7K | 52,802 | 1.9% |
| Universal Corp VA(UVV)Call | COM | 913456109 | $6.3K | 107,700 | 1.8% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $5.6K | 67,611 | 1.6% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $5.0K | 73,169 | 1.5% |
| Whiting Pete Corp New | DBCV 1.250% 6/0 | 966387AU6 | $4.8K | $5,000,000 | 1.4% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $4.7K | 5,675 | 1.4% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $4.5K | $3,000,000 | 1.3% |
| Crown Castle Intl Corp New | CNV PFD STK SR A | 22822V200 | $4.4K | 39,127 | 1.3% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $3.4K | 55,799 | 1.0% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $3.4K | 146,600 | 1.0% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $3.3K | 39,052 | 1.0% |
| Crown Castle Intl Corp New(CCI)Put | COM | 22822V101 | $3.2K | 34,300 | 0.9% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $3.0K | $1,280,000 | 0.9% |
| Fiat Chrysler Automobiles NCall | SHS | N31738102 | $2.5K | 386,100 | 0.7% |
| Universal Corp VA(UVV)Put | COM | 913456109 | $2.4K | 41,300 | 0.7% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $2.3K | 74,070 | 0.7% |
| Crown Castle Intl Corp New(CCI)Call | COM | 22822V101 | $1.9K | 20,200 | 0.6% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $1.6K | $850,000 | 0.5% |
| T Mobile US Inc(TMUS)Put | COM | 872590104 | $1.6K | 33,500 | 0.5% |
| Dominion RES Inc VA New | UNIT 08/15/2019 | 25746U836 | $1.5K | 30,600 | 0.4% |
| Verisign Inc(VRSN)Put | COM | 92343E102 | $1.4K | 17,300 | 0.4% |
| Medicines CoCall | COM | 584688105 | $1.2K | 33,100 | 0.4% |
| Kindred Healthcare IncCall | COM | 494580103 | $1.2K | 119,400 | 0.4% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $1.2K | $1,000,000 | 0.3% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.1K | 79,838 | 0.3% |
| Western Digital Corp(WDC)Call | COM | 958102105 | $1.1K | 18,500 | 0.3% |
| Verisign Inc(VRSN)Call | COM | 92343E102 | $704 | 9,000 | 0.2% |
| Great Plains Energy Inc | COM | 391164100 | $648 | 23,750 | 0.2% |
| Ashford Hospitality Prime in | PFD CV SER B | 044102507 | $636 | 27,240 | 0.2% |
| XPO Logistics Inc(XPO)Call | COM | 983793100 | $631 | 17,200 | 0.2% |
| Jones Energy IncPut | COM CL A | 48019R108 | $498 | 140,000 | 0.1% |
| Nextera Energy Inc | UNIT 09/01/2019 | 65339F820 | $493 | 9,900 | 0.1% |
| Stanley Black & Decker Inc(SWK)Call | COM | 854502101 | $443 | 3,600 | 0.1% |
| EL Paso Energy Cap TR I | PFD CV TR SECS | 283678209 | $422 | 8,688 | 0.1% |
| Mcdermott Intl IncCall | COM | 580037109 | $411 | 82,000 | 0.1% |