Q4 2016 Holdings
Filed 2017-01-24 | 114 holdings | $419.2K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| T Mobile US Inc | CONV PFD SER A | 872590203 | $97.6K | 1,033,532 | 23.3% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $36.9K | 2,000,000 | 8.8% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $33.7K | $15,138,000 | 8.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $32.1K | $12,189,000 | 7.7% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $28.3K | 461,873 | 6.8% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $14.9K | 525,156 | 3.6% |
| Mentor Graphics Corp | SDCV 4.000% 4/0 | 587200AK2 | $14.9K | $8,000,000 | 3.6% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $13.3K | 220,561 | 3.2% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $12.2K | 105,596 | 2.9% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $12.0K | 174,758 | 2.9% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $10.3K | 157,145 | 2.5% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $10.0K | $6,448,000 | 2.4% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $8.2K | 121,000 | 2.0% |
| Universal Corp VA(UVV)Call | COM | 913456109 | $5.8K | 90,500 | 1.4% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $5.7K | 80,663 | 1.4% |
| Altra Indl Motion Corp | NOTE 2.750% 3/0 | 02208RAE6 | $5.7K | $4,000,000 | 1.4% |
| Halcon RES CorpCall | COM PAR NEW | 40537Q605 | $5.7K | 608,700 | 1.4% |
| Mcdermott Intl IncCall | COM | 580037109 | $4.4K | 592,500 | 1.0% |
| Pacira Pharmaceuticals Inc | NOTE 3.250% 2/0 | 695127AB6 | $4.2K | $3,005,000 | 1.0% |
| Radian Group Inc | NOTE 3.000%11/1 | 750236AK7 | $4.2K | $2,754,000 | 1.0% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $3.7K | 59,362 | 0.9% |
| Kinder Morgan Inc del(KMI)Call | COM | 49456B101 | $3.2K | 152,100 | 0.8% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $3.1K | 35,560 | 0.7% |
| Spansion LLC | NOTE 2.000% 9/0 | 84649PAL9 | $2.8K | $1,280,000 | 0.7% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $2.7K | 22,650 | 0.6% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $2.7K | 46,400 | 0.6% |
| Fidelity National Financial | NOTE 4.250% 8/1 | 31620RAE5 | $2.6K | $1,350,000 | 0.6% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $2.2K | $1,510,000 | 0.5% |
| T Mobile US Inc(TMUS)Put | COM | 872590104 | $2.1K | 37,000 | 0.5% |
| Great Plains Energy Inc | DEP SHS 1/20 B | 391164878 | $2.1K | 41,119 | 0.5% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $2.0K | $1,007,000 | 0.5% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $1.6K | $850,000 | 0.4% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $1.5K | 89,564 | 0.4% |
| Mcdermott Intl IncPut | COM | 580037109 | $1.5K | 207,000 | 0.4% |
| Time Inc New | COM | 887228104 | $1.4K | 75,731 | 0.3% |
| Western Digital Corp(WDC)Call | COM | 958102105 | $1.3K | 19,400 | 0.3% |
| Medicines CoCall | COM | 584688105 | $1.3K | 38,700 | 0.3% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $1.2K | 52,944 | 0.3% |
| Universal Corp VA(UVV)Put | COM | 913456109 | $1.2K | 18,500 | 0.3% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $1.1K | 44,458 | 0.3% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $1.0K | 3,046 | 0.2% |
| Altra Indl Motion Corp(AIMCUSD)Call | COM | 02208R106 | $1.0K | 27,300 | 0.2% |
| Black Hills Corp(BKH)Call | COM | 092113109 | $981 | 16,000 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | ADR | 881624209 | $972 | 26,800 | 0.2% |
| Verisign Inc(VRSN)Put | COM | 92343E102 | $867 | 11,400 | 0.2% |
| Jones Energy IncPut | COM CL A | 48019R108 | $750 | 150,000 | 0.2% |
| Envision Healthcare CorpCall | COM | 29414D100 | $728 | 11,500 | 0.2% |
| Envision Healthcare CorpPut | COM | 29414D100 | $696 | 11,000 | 0.2% |
| Galena Biopharma IncCall | COM NEW | 363256504 | $696 | 358,600 | 0.2% |
| Kindred Healthcare IncCall | COM | 494580103 | $663 | 84,400 | 0.2% |