Q1 2017 Holdings
Filed 2017-04-25 | 70 holdings | $452.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| T Mobile US Inc | CONV PFD SER A | 872590203 | $140.3K | 1,325,631 | 31.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $70.6K | $18,620,000 | 15.6% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $35.9K | $12,296,000 | 7.9% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $30.0K | 2,000,000 | 6.6% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $25.4K | 345,898 | 5.6% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $16.9K | 589,923 | 3.7% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $14.4K | $9,948,000 | 3.2% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $13.1K | 207,307 | 2.9% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $12.3K | 227,362 | 2.7% |
| American Tower Corp New | PFD CONV SER A | 03027X308 | $11.6K | 101,327 | 2.6% |
| Mgic Invt Corp WIS | NOTE 2.000% 4/0 | 552848AE3 | $9.8K | $6,759,000 | 2.2% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $6.3K | 104,934 | 1.4% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $5.9K | $2,545,000 | 1.3% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $5.6K | 68,300 | 1.2% |
| American Tower Corp New(AMT)Put | COM | 03027X100 | $5.4K | 44,100 | 1.2% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $4.9K | $2,500,000 | 1.1% |
| Radian Group Inc | NOTE 3.000%11/1 | 750236AK7 | $4.6K | $2,990,000 | 1.0% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $3.1K | 86,563 | 0.7% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $2.9K | 28,270 | 0.6% |
| Universal Corp VA(UVV)Put | COM | 913456109 | $2.5K | 35,700 | 0.6% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $2.2K | 45,363 | 0.5% |
| Universal Corp VA(UVV) | COM | 913456109 | $2.2K | 30,851 | 0.5% |
| Amtrust Finl Svcs IncPut | COM | 032359309 | $2.2K | 118,000 | 0.5% |
| Time Inc New | COM | 887228104 | $2.2K | 111,365 | 0.5% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $2.1K | 21,830 | 0.5% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.5K | 542,685 | 0.3% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $1.5K | 1,729 | 0.3% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $1.2K | 16,600 | 0.3% |
| Frontier Communications CorpPut | COM | 35906A108 | $1.2K | 556,800 | 0.3% |
| Great Plains Energy Inc | DEP SHS 1/20 B | 391164878 | $1.1K | 20,849 | 0.2% |
| Encore Cap Group Inc | NOTE 3.000%11/2 | 292554AD4 | $1.1K | $1,000,000 | 0.2% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $1.1K | 9,590 | 0.2% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $1.1K | $850,000 | 0.2% |
| Comerica Inc | *W EXP 11/14/201 | 200340115 | $1.0K | 26,051 | 0.2% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $788 | 12,200 | 0.2% |
| General Mtrs Co(GM) | COM | 37045V100 | $738 | 20,866 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $626 | 19,500 | 0.1% |
| Ramco-Gershenson Pptys TRPut | COM SH BEN INT | 751452202 | $446 | 31,800 | 0.1% |
| Laboratory Corp Amer Hldgs | NOTE 9/1 | 50540RAG7 | $440 | $230,000 | 0.1% |
| Western Digital Corp(WDC)Call | COM | 958102105 | $429 | 5,200 | 0.1% |
| JPMorgan Chase & Co(JPM) | COM | 46625H100 | $418 | 4,760 | 0.1% |
| Pacira Pharmaceuticals Inc(PCRX)Put | COM | 695127100 | $410 | 9,000 | 0.1% |
| Envision Healthcare CorpPut | COM | 29414D100 | $368 | 6,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $306 | 1,300 | 0.1% |
| Envision Healthcare CorpCall | COM | 29414D100 | $300 | 4,900 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $283 | 1,200 | 0.1% |
| Ashford Hospitality Prime in | PFD CV SER B | 044102507 | $280 | 14,223 | 0.1% |
| Pacira Pharmaceuticals Inc(PCRX) | COM | 695127100 | $257 | 5,646 | 0.1% |
| Black Hills Corp(BKH)Call | COM | 092113109 | $246 | 3,700 | 0.1% |
| Tower Semiconductor LTD(TSEM)Call | SHS NEW | M87915274 | $231 | 10,000 | 0.1% |