Q2 2017 Holdings
Filed 2017-07-19 | 105 holdings | $641.4K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| T Mobile US Inc | CONV PFD SER A | 872590203 | $134.0K | 1,358,824 | 20.9% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $123.7K | $29,632,000 | 19.3% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $103.1K | $14,361,000 | 16.1% |
| Dominion Energy Inc | UNIT 99/99/9999 | 25746U869 | $37.5K | 783,948 | 5.8% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $32.4K | 437,908 | 5.0% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $22.3K | 336,119 | 3.5% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $21.1K | $5,368,000 | 3.3% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $20.6K | 727,516 | 3.2% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $11.9K | $4,359,000 | 1.9% |
| Arconic Inc | PFD CONV B SER 1 | 03965L308 | $10.0K | 279,269 | 1.6% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $8.7K | $5,948,000 | 1.4% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $8.6K | $3,545,000 | 1.3% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $8.2K | 284,936 | 1.3% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $7.7K | 147,025 | 1.2% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $7.5K | 63,883 | 1.2% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $6.3K | $6,022,000 | 1.0% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $6.1K | 68,300 | 0.9% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $6.0K | 93,513 | 0.9% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $5.8K | 80,700 | 0.9% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $5.5K | $2,500,000 | 0.9% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $4.4K | $2,250,000 | 0.7% |
| Janus Henderson Group PLC | NOTE 0.750% 7/1 | 47102XAH8 | $4.3K | $2,911,000 | 0.7% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $2.7K | 77,158 | 0.4% |
| Allergan PLCCall | SHS | G0177J108 | $2.6K | 10,700 | 0.4% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $2.5K | 146,355 | 0.4% |
| Arconic Inc(ARNCCHF)Call | COM | 03965L100 | $2.5K | 110,000 | 0.4% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $2.4K | $2,000,000 | 0.4% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $2.4K | 2,734 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $2.2K | 755,091 | 0.3% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $1.9K | $1,850,000 | 0.3% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $1.7K | 36,746 | 0.3% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $1.4K | $1,000,000 | 0.2% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $1.4K | 65,162 | 0.2% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $1.4K | $1,250,000 | 0.2% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $1.4K | 13,218 | 0.2% |
| M/I Homes Inc | NOTE 3.250% 9/1 | 55292PAA3 | $1.2K | $1,000,000 | 0.2% |
| Exelon Corp(EXC) | COM | 30161N101 | $1.1K | 31,529 | 0.2% |
| Kindred Healthcare IncCall | COM | 494580103 | $1.1K | 91,800 | 0.2% |
| Exelon Corp(EXC)Call | COM | 30161N101 | $1.0K | 28,000 | 0.2% |
| Amtrust Finl Svcs IncPut | COM | 032359309 | $972 | 64,200 | 0.2% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $861 | $369,000 | 0.1% |
| Exelon Corp(EXC)Put | COM | 30161N101 | $858 | 23,800 | 0.1% |
| Great Plains Energy Inc | DEP SHS 1/20 B | 391164878 | $818 | 15,427 | 0.1% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $665 | 51,650 | 0.1% |
| T Mobile US Inc(TMUS)Call | COM | 872590104 | $643 | 10,600 | 0.1% |
| EPR Pptys(EPR)Call | COM SH BEN INT | 26884U109 | $640 | 8,900 | 0.1% |
| Envision Healthcare Corp | PFD CNV 5.25% A1 | 29414D209 | $621 | 5,463 | 0.1% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $570 | 39,100 | 0.1% |
| Amtrust Finl Svcs IncCall | COM | 032359309 | $562 | 37,100 | 0.1% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $558 | 16,800 | 0.1% |