Q3 2017 Holdings
Filed 2017-10-23 | 101 holdings | $649.8K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| T Mobile US Inc | CONV PFD SER A | 872590203 | $145.4K | 1,455,724 | 22.4% |
| Arconic Inc | 5.375% PFD B 1 | 03965L308 | $64.0K | 1,645,051 | 9.8% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $45.6K | $8,301,000 | 7.0% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $42.3K | 562,734 | 6.5% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $33.2K | $10,862,000 | 5.1% |
| American Tower Corp New | DEP PFD CONV SE | 03027X407 | $23.7K | 194,390 | 3.7% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $22.6K | $2,545,000 | 3.5% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $22.4K | $6,275,000 | 3.4% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $21.2K | $6,812,000 | 3.3% |
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $20.6K | 309,952 | 3.2% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $19.6K | 708,886 | 3.0% |
| Allergan PLC | PFD CONV SER A | G0177J116 | $14.0K | 18,911 | 2.1% |
| Anthem Inc | NOTE 2.750%10/1 | 94973VBG1 | $13.8K | $5,335,000 | 2.1% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $13.5K | 212,712 | 2.1% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $13.1K | $5,500,000 | 2.0% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $11.4K | 10,697 | 1.8% |
| Allergan PLCCall | SHS | G0177J108 | $9.9K | 48,500 | 1.5% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $8.7K | 387,645 | 1.3% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $8.3K | $6,000,000 | 1.3% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $7.9K | 239,737 | 1.2% |
| Jazz US Hldgs Inc | NOTE 8.000%12/3 | 47216EAA8 | $7.6K | $2,465,000 | 1.2% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $7.0K | $4,784,000 | 1.1% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $6.9K | 65,267 | 1.1% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $6.8K | 65,294 | 1.0% |
| Janus Henderson Group PLC | NOTE 0.750% 7/1 | 47102XAH8 | $6.5K | $4,199,000 | 1.0% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $6.0K | 86,300 | 0.9% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $5.9K | 68,300 | 0.9% |
| Dynegy Inc New del | UNIT 07/01/20191 | 26817R405 | $3.2K | 48,023 | 0.5% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $3.2K | $3,000,000 | 0.5% |
| Micron Technology Inc | NOTE 1.625% 2/1 | 595112AU7 | $2.9K | $800,000 | 0.4% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $2.9K | 52,729 | 0.4% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $2.4K | $1,850,000 | 0.4% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $2.3K | 33,993 | 0.4% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $2.3K | $2,000,000 | 0.4% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $2.1K | 119,600 | 0.3% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $1.9K | 130,487 | 0.3% |
| Frontier Communications Corp(FTREUR)Put | COM NEW | 35906A306 | $1.5K | 125,500 | 0.2% |
| Cemex SAB de CV | NOTE 3.750% 3/1 | 151290BC6 | $1.1K | $1,000,000 | 0.2% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $1.1K | 696,681 | 0.2% |
| Starwood Ppty TR Inc | NOTE 4.000% 1/1 | 85571BAB1 | $1.1K | $1,000,000 | 0.2% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.0K | 513,732 | 0.2% |
| EPR Pptys | CONV PFD 9% SR E | 26884U307 | $821 | 22,559 | 0.1% |
| American Tower Corp New(AMT)Call | COM | 03027X100 | $765 | 5,600 | 0.1% |
| Hess Corp(HES) | COM | 42809H107 | $700 | 14,934 | 0.1% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $683 | $486,000 | 0.1% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $645 | 32,240 | 0.1% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $623 | 35,400 | 0.1% |
| Cision LTD | *W EXP 06/22/202 | G1992S117 | $613 | 207,934 | 0.1% |
| Amtrust Finl Svcs IncCall | COM | 032359309 | $470 | 34,900 | 0.1% |
| Zions Bancorporation | *W EXP 05/22/202 | 989701115 | $460 | 30,272 | 0.1% |