Q3 2017 Holdings
Filed 2017-11-14 | 113 holdings | $18.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $14.7M | 992,811 | 81.3% |
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $1.9M | 179,500 | 10.5% |
| Coty Inc(COTY) | COM CL A | 222070203 | $1.2M | 72,394 | 6.6% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $40.9K | 618,101 | 0.2% |
| Time Warner Inc | COM NEW | 887317303 | $31.4K | 306,146 | 0.2% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $21.9K | 68,350 | 0.1% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $11.7K | 798,667 | 0.1% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $10.1K | 89,710 | 0.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $8.3K | 156,040 | 0.0% |
| Loews Corp(L) | COM | 540424108 | $7.3K | 152,300 | 0.0% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $6.2K | 464,436 | 0.0% |
| Pensare Acquisition Corp | COM | 70957E105 | $5.8K | 600,000 | 0.0% |
| Boulevard Acquisition | CL A | 10157Q102 | $5.6K | 557,819 | 0.0% |
| New York REIT Inc | COM | 64976L109 | $5.4K | 686,976 | 0.0% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $5.1K | 500,000 | 0.0% |
| Home Bancshares Inc(HOMB) | COM | 436893200 | $4.9K | 192,641 | 0.0% |
| Pacific Continental Corp | COM | 69412V108 | $4.7K | 174,614 | 0.0% |
| Digitalglobe Inc | COM NEW | 25389M877 | $4.6K | 130,725 | 0.0% |
| Anchor Bancorp WA | COM | 032838104 | $4.6K | 185,813 | 0.0% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $4.5K | 110,667 | 0.0% |
| Double Eagle Acquisition COR | COM | G28195124 | $4.5K | 444,000 | 0.0% |
| Southwest Bancorp Inc Okla | COM | 844767103 | $4.2K | 150,983 | 0.0% |
| Monsanto Co New | COM | 61166W101 | $3.9K | 32,783 | 0.0% |
| KBL Merger Corp IV | COM | 48242A104 | $3.9K | 400,000 | 0.0% |
| Westar Energy Inc | COM | 95709T100 | $3.7K | 74,652 | 0.0% |
| Modern Media Acquisition(MMDM) | COM | 60765P103 | $3.5K | 360,000 | 0.0% |
| Brocade Communications SYS I | COM NEW | 111621306 | $3.4K | 285,528 | 0.0% |
| Capital BK Finl Corp | CL A COM | 139794101 | $3.4K | 82,414 | 0.0% |
| Viacom Inc New(VIAB) | CL B | 92553P201 | $3.2K | 113,970 | 0.0% |
| Barington Hilco Acquisition | COM | 06759V101 | $2.8K | 274,740 | 0.0% |
| Dowdupont IncCall | COM | 26078J100 | $2.8K | 39,800 | 0.0% |
| IAC Interactivecorp(IACIEUR) | COM | 44919P508 | $2.6K | 22,136 | 0.0% |
| West Corp | COM | 952355204 | $2.5K | 108,141 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $2.5K | 226,798 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $2.4K | 229,645 | 0.0% |
| Turkish Invt FD Inc | COM | 900145103 | $2.3K | 249,714 | 0.0% |
| Forum Merger Corp | COM CL A | 34985B103 | $2.3K | 234,000 | 0.0% |
| Calpine Corp | COM NEW | 131347304 | $2.0K | 135,300 | 0.0% |
| Andina Acquisition Corp II | SHS | G0441P104 | $1.9K | 187,500 | 0.0% |
| Draper Oakwood Technology | UNIT 09/30/2024 | 26146L202 | $1.8K | 180,000 | 0.0% |
| Advisory BRD Co | COM | 00762W107 | $1.8K | 33,800 | 0.0% |
| VWR Corp | COM | 91843L103 | $1.8K | 53,252 | 0.0% |
| Liberty Global PLC | LILAC SHS CL A | G5480U138 | $1.7K | 71,197 | 0.0% |
| General Communication Inc | CL A | 369385109 | $1.6K | 40,284 | 0.0% |
| ASB Bancorp Inc N C | COM | 00213T109 | $1.6K | 33,312 | 0.0% |
| Constellation Alpha Cap Corp | UNIT 99/99/9999 | G2379F124 | $1.5K | 150,000 | 0.0% |
| Liberty Global PLC | SHS CL A | G5480U104 | $1.5K | 45,147 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $1.5K | 150,000 | 0.0% |
| Forestar Group Inc(FOR) | COM | 346232101 | $1.5K | 85,050 | 0.0% |
| Alere Inc | COM | 01449J105 | $1.4K | 28,197 | 0.0% |