Q4 2017 Holdings
Filed 2018-01-24 | 108 holdings | $522.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nextera Energy Inc | UNIT 08/31/2018 | 65339F846 | $86.1K | 1,237,229 | 16.5% |
| Allergan PLC | 5.5% CNV PFD A | G0177J116 | $58.9K | 100,404 | 11.3% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $49.7K | $14,891,000 | 9.5% |
| American Tower Corp New | DEP PFD CONV SE | 03027X407 | $40.6K | 322,876 | 7.8% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $31.9K | $5,793,000 | 6.1% |
| Micron Technology Inc | NOTE 2.125% 2/1 | 595112AV5 | $22.4K | $5,982,000 | 4.3% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $21.3K | $6,962,000 | 4.1% |
| Black Hills Corp | UNIT 99/99/9999 | 092113125 | $21.3K | 321,987 | 4.1% |
| Vector Group LTD | FRNT 1/1 | 92240MAY4 | $18.7K | $11,784,000 | 3.6% |
| EPR Pptys | PFD C CNV 5.75% | 26884U208 | $17.1K | 636,953 | 3.3% |
| Convergys Corp | SDCV 5.750% 9/1 | 212485AE6 | $16.4K | $7,500,000 | 3.1% |
| Allergan PLCCall | SHS | G0177J108 | $15.2K | 93,000 | 2.9% |
| Rayonier Advanced Matls Inc | PFD CV SER A | 75508B203 | $15.0K | 103,206 | 2.9% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $10.9K | $7,565,000 | 2.1% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.4K | $7,022,000 | 1.4% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $6.6K | $687,000 | 1.3% |
| Anthem Inc | UNIT 05/01/20188 | 036752202 | $6.3K | 112,144 | 1.2% |
| Virtus Invt Partners Inc | PFD CV SER D | 92828Q208 | $5.7K | 56,016 | 1.1% |
| Western Digital Corp(WDC)Put | COM | 958102105 | $5.4K | 68,300 | 1.0% |
| Ramco-Gershenson Pptys TR | PERP PFD-D CV | 751452608 | $4.9K | 85,563 | 0.9% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $4.7K | $4,000,000 | 0.9% |
| EPR Pptys(EPR)Put | COM SH BEN INT | 26884U109 | $4.3K | 65,200 | 0.8% |
| Southwestern Energy Co | DEP SHS 1/20 B | 845467208 | $4.0K | 337,952 | 0.8% |
| Iridium Communications Inc | PERP PFD CNV B | 46269C409 | $3.2K | 7,638 | 0.6% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $3.0K | 1,306,366 | 0.6% |
| XPO Logistics Inc(XPO) | COM | 983793100 | $3.0K | 32,500 | 0.6% |
| Salesforce COM Inc | NOTE 0.250% 4/0 | 79466LAD6 | $2.6K | $1,717,000 | 0.5% |
| Frontier Communications Corp(FTREUR)Put | COM NEW | 35906A306 | $2.5K | 369,900 | 0.5% |
| Nextera Energy Inc(NEE)Put | COM | 65339F101 | $2.3K | 15,000 | 0.4% |
| WPX Energy Inc | PFD SER A CV | 98212B202 | $2.1K | 34,382 | 0.4% |
| Amtrust Finl Svcs Inc | NOTE 5.500%12/1 | 032359AC5 | $2.0K | $1,850,000 | 0.4% |
| Teva Pharmaceutical Inds LTD(TEVA)Put | SPONSORED ADR | 881624209 | $2.0K | 102,900 | 0.4% |
| Trinity Inds Inc | NOTE 3.875% 6/0 | 896522AF6 | $1.7K | $1,070,000 | 0.3% |
| Daseke Inc | *W EXP 02/27/202 | 23753F115 | $1.7K | 819,877 | 0.3% |
| American Intl Group Inc | *W EXP 01/19/202 | 026874156 | $1.6K | 90,222 | 0.3% |
| Crown Castle Intl Corp New | 6.875% CON PFD A | 22822V309 | $1.6K | 1,384 | 0.3% |
| Frontier Communications Corp | PFD CONV SER-A | 35906A207 | $1.3K | 122,658 | 0.3% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $1.1K | $1,000,000 | 0.2% |
| EQT Corp(EQT) | COM | 26884L109 | $1.0K | 18,360 | 0.2% |
| M/I Homes Inc | NOTE 3.000% 3/0 | 55292PAB1 | $1.0K | $924,000 | 0.2% |
| Amtrust Finl Svcs IncPut | COM | 032359309 | $834 | 82,800 | 0.2% |
| Teva Pharmaceutical Inds LTD(TEVA)Call | SPONSORED ADR | 881624209 | $767 | 40,500 | 0.1% |
| Rayonier Advanced Matls Inc(RYAM)Call | COM | 75508B104 | $732 | 35,800 | 0.1% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $617 | 15,000 | 0.1% |
| Mannkind Corp(MNKD)Call | COM NEW | 56400P706 | $614 | 264,600 | 0.1% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $599 | 154,004 | 0.1% |
| Welltower Inc | 6.50% PFD PREPET | 95040Q203 | $595 | 9,930 | 0.1% |
| Hostess Brands Inc(TWNKEUR)Call | CL A | 44109J106 | $567 | 38,300 | 0.1% |
| Hostess Brands Inc(TWNKEUR)Put | CL A | 44109J106 | $437 | 29,500 | 0.1% |
| General Electric Co | COM | 369604103 | $419 | 24,000 | 0.1% |